Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$330,904,834,105
Number of Records: 
6,093
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,737,699,939214
JPMorgan Chase$35,744,240,670158
Citigroup$25,450,155,764122
Wells Fargo$21,340,036,745181
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,455,904,00027
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,745
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,188
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,460
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $6,153
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $10,500
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $10,705
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $15,000
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $15,000
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $5,300
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $10,437
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $40,180
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $50,457
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $16,362
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $9,122
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $6,000
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $9,000
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $10,705
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $21,000
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $5,900
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,500
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $7,774
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $12,248
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,390
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $10,437
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,700
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $11,500
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $9,248
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,893
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $15,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $42,500
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $26,529
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $9,800
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $10,437
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,115
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,600
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $24,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $40,300
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $7,300
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,100
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $12,500
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $35,000
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,450
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $15,971
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,707
Bowie Resources LLC Trafigura workplace safety or health violation 2015 MSHA $10,867
BOWIE RESOURCES LLC (CO0044776) CIVIL PENALTY ORDER Trafigura environmental violation 2018 EPA $50,000
Branch Banking & Trust Co. Truist Financial economic sanction violation 2014 OFAC $19,125
Branch Banking & Trust Company (BB&T) Truist Financial False Claims Act and related 2016 DOJ_CIVIL $83,000,000
Branch Banking and Trust (BB&T) Truist Financial employment discrimination 2010 EEOC $24,000
Branch Banking and Trust Company Truist Financial wage and hour violation 2011 WHD $12,314
Branch Banking and Trust Company Truist Financial investor protection violation 2016 SC-SEC $97,500
Bristol West Casualty Insurance Co. Zurich Insurance insurance violation 2017 MN-FIN $20,000
Bristol West Casualty Insurance Company and Bristol West Insurance Company Zurich Insurance insurance violation 2020 VA-INS $27,560
Bristol West Casualty Insurance Company and Bristol West Insurance Company Zurich Insurance insurance violation 2020 VA-INS $91,872
Bristol West Insurance Co. Zurich Insurance insurance violation 2011 CO-INS $161,500
Bristol West Insurance Co. Zurich Insurance insurance violation 2004 FL-OFR $26,500
Bristol West Insurance Co. Zurich Insurance insurance violation 2008 ID-INS $5,330
BRISTOL WEST INSURANCE CO. Zurich Insurance insurance violation 2011 VA-INS $75,400
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)