Discover Bank et al. | Discover Financial Services | consumer protection violation | 2020 | CFPB | $35,000,000 |
Discover Financial Services | Discover Financial Services | consumer protection violation | 2014 | HI-AG | $2,825,000 |
Discover Financial Services | Discover Financial Services | consumer protection violation | 2015 | MO-AG | $760,000 |
Discover Financial Services | Discover Financial Services | consumer protection violation | 2013 | WV-AG | $1,950,000 |
Discover Financial Services | Discover Financial Services | economic sanction violation | 2010 | OFAC | $8,720 |
Discover Financial Services, Inc./Millenium Teleservices, Inc. | Discover Financial Services | privacy violation | 2002 | KY-AG | $5,000 |
Ditech | Ditech Holding Corporation | wage and hour violation | 2002 | private lawsuit-federal | $6,150,000 |
Ditech Financial LLC | Ditech Holding Corporation | wage and hour violation | 2017 | private lawsuit-federal | $1,383,000 |
Ditech Financial, LLC | Ditech Holding Corporation | consumer protection violation | 2016 | MA-AG | $1,400,000 |
DITECH INC | Ditech Holding Corporation | workplace safety or health violation | 2014 | OSHA | $5,880 |
Donaldson, Lufkin & Jenrette Securities Corp. | UBS | investor protection violation | 2004 | SEC | $1,000,000 |
Dreyfus Corporation | Bank of New York Mellon | investor protection violation | 2000 | SEC | $950,000 |
Dreyfus Corporation | Bank of New York Mellon | investor protection violation | 2000 | NY-AG | $2,000,000 |
Durango Midstream, LLC | Morgan Stanley | environmental violation | 2023 | NM-ENV | $34,320 |
DWS Investment Management Americas Inc. | Deutsche Bank | investor protection violation | 2023 | SEC | $25,000,000 |
E*Trade | Morgan Stanley | price-fixing or anti-competitive practices | 2012 | MULTI-AG | $100,000 |
E*Trade Clearing LLC | Morgan Stanley | investor protection violation | 2008 | SEC | $500,000 |
E*Trade Group, Inc. | Morgan Stanley | benefit plan administrator violation | 2008 | EBSA | $50,001 |
E*TRADE Securities | Morgan Stanley | investor protection violation | 2014 | SEC | $2,500,000 |
E*TRADE Securities LLC | Morgan Stanley | investor protection violation | 2017 | CFTC | $280,000 |
E*TRADE Securities LLC | Morgan Stanley | investor protection violation | 2011 | MULTI-FIN | $5,000,000 |
E*Trade Securities LLC | Morgan Stanley | investor protection violation | 2021 | NH-BSR | $5,000 |
E-Loan Inc. | Popular Inc. | wage and hour violation | 2007 | private lawsuit-federal | $13,600,000 |
E-Trade | Morgan Stanley | wage and hour violation | 2012 | private lawsuit-federal | $1,500,000 |
E-Trade | Morgan Stanley | wage and hour violation | 2008 | private lawsuit-federal | $900,000 |
E-Trade Financial Corporate Services, Inc. | Morgan Stanley | consumer protection violation | 2021 | CT-BKG | $10,000 |
E-Trade Securities | Morgan Stanley | investor protection violation | 2001 | FINRA | $90,000 |
E-Trade Securities LLC | Morgan Stanley | investor protection violation | 2016 | FINRA | $900,000 |
E-Trade Securities LLC and E-Trade Clearing LLC | Morgan Stanley | anti-money-laundering deficiencies | 2009 | FINRA | $1,000,000 |
E-TRADE Securities, Inc. | Morgan Stanley | investor protection violation | 2000 | FINRA | $20,000 |
E-TRADE Securities, Inc. | Morgan Stanley | investor protection violation | 2000 | FINRA | $20,000 |
E-Trade Securities, LLC | Morgan Stanley | investor protection violation | 2008 | FINRA | $500,000 |
East Penn Railroad | 3i Infrastructure PLC | railroad safety violation | 2010 | FRA | $6,200 |
East Penn Railroad LLC | 3i Infrastructure PLC | railroad safety violation | 2017 | FRA | $5,000 |
East West Bank | East West Bancorp | banking violation | 2007 | FED | $16,245 |
East West Bank | East West Bancorp | banking violation | 2020 | FED | $129,108 |
Eaton Vance Income Fund of Boston | Morgan Stanley | investor protection violation | 2006 | NE-DBF | $17,000 |
Edward D. Jones & Co. | Jones Financial | wage and hour violation | 2008 | private lawsuit-federal | $21,000,000 |
Edward D. Jones & Co. | Jones Financial | wage and hour violation | 2008 | private lawsuit-federal | $19,000,000 |
Edward D. Jones & Co. | Jones Financial | employment discrimination | 2021 | private lawsuit-federal | $58,000,000 |
Edward D. Jones & Co. L.P. | Jones Financial | investor protection violation | 2005 | MO-SEC | $1,500,000 |
Edward D. Jones & Co. L.P. | Jones Financial | investor protection violation | 2010 | MO-SEC | $40,500 |
Edward D. Jones & Co. L.P. | Jones Financial | investor protection violation | 2019 | SD-INS | $10,000 |
Edward D. Jones & Co. LP | Jones Financial | investor protection violation | 2015 | SEC | $20,000,000 |
Edward D. Jones & Co. LP | Jones Financial | investor protection violation | 2003 | ND-SEC | $7,000 |
Edward D. Jones & Co. LP | Jones Financial | investor protection violation | 2016 | PA-BKG | $135,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2004 | SEC | $75,000,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2015 | SEC | $100,000 |
Edward D. Jones & Co., L.P. | Jones Financial | benefit plan administrator violation | 2019 | private lawsuit-federal | $3,175,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2018 | AR-SEC | $50,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2011 | IN-SEC | $10,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2010 | ME-SEC | $10,000 |
Edward D. Jones & Co., L.P. | Jones Financial | consumer protection violation | 2013 | NE-DBF | $12,500 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2015 | FINRA | $13,500,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2009 | FINRA | $900,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2006 | FINRA | $250,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2005 | FINRA | $300,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2022 | WA-SEC | $175,000 |
Edward D. Jones & Co., LP | Jones Financial | investor protection violation | 2024 | PA-BKG | $300,000 |
Edward D. Jones and Co.,LP | Jones Financial | investor protection violation | 2003 | AK-DBS | $11,000 |
Edward Jones | Jones Financial | investor protection violation | 2010 | MT-FIN | $100,000 |
Edward Jones | Jones Financial | investor protection violation | 2004 | FINRA | $25,181 |
Edward Jones & Co. | Jones Financial | investor protection violation | 2008 | CA-AG | $7,500,000 |
Edward Jones & Co. LP | Jones Financial | investor protection violation | 2014 | NH-BSR | $750,000 |
Edward Jones & Co., LP | Jones Financial | investor protection violation | 2004 | FINRA | $300,000 |
El Paso Electric | JPMorgan Chase | environmental violation | 2015 | EPA | $3,800,000 |
EL PASO ELECTRIC | JPMorgan Chase | workplace safety or health violation | 2010 | OSHA | $6,000 |
El Paso Electric Company | JPMorgan Chase | labor relations violation | 2012 | NLRB | $79,692 |
El Paso Electric Company | JPMorgan Chase | labor relations violation | 2009 | NLRB | $11,500 |
El Paso Electric Company | JPMorgan Chase | utility administrative violation | 2010 | NM-PRC | $5,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2018 | TX-PUC | $20,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2016 | TX-PUC | $7,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2015 | TX-PUC | $6,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2014 | TX-PUC | $9,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2011 | TX-PUC | $18,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2011 | TX-PUC | $18,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2011 | TX-PUC | $27,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2010 | TX-PUC | $38,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2010 | TX-PUC | $50,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2009 | TX-PUC | $100,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2006 | TX-PUC | $27,000 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | workplace safety or health violation | 2011 | OSHA | $18,300 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | workplace safety or health violation | 2015 | OSHA | $7,000 |
EL PASO ELECTRIC COMPANY | JPMorgan Chase | workplace safety or health violation | 2023 | OSHA | $10,000 |
El Paso Electric Corporation | JPMorgan Chase | energy market violation | 2003 | FERC | $15,500,000 |
Elephant Insurance Co. | Admiral Group | insurance violation | 2014 | MD-INS | $5,000 |
Elephant Insurance Co. | Admiral Group | insurance violation | 2014 | MD-INS | $5,000 |
Elephant Insurance Co. | Admiral Group | insurance violation | 2018 | MD-INS | $75,000 |
Elephant Insurance Company | Admiral Group | insurance violation | 2020 | TX-INS | $80,000 |
ELEPHANT INSURANCE COMPANY | Admiral Group | insurance violation | 2012 | VA-INS | $29,709 |
ELEPHANT INSURANCE COMPANY | Admiral Group | insurance violation | 2013 | VA-INS | $6,154 |
ELEPHANT INSURANCE COMPANY | Admiral Group | insurance violation | 2018 | VA-INS | $79,017 |
Elephant Insurance Company | Admiral Group | insurance violation | 2019 | VA-INS | $47,619 |
EMPIRE FIRE & MARINE INSURANCE CO | Zurich Insurance | insurance violation | 2011 | VA-INS | $25,000 |
Empire Fire & Marine Insurance Company | Zurich Insurance | insurance violation | 2006 | PA-INS | $20,000 |
Empire Fire and Marine Insurance Co. et al. | Zurich Insurance | insurance violation | 2015 | MD-INS | $8,000 |
Employer's Insurance Company of Wausau | Liberty Mutual Insurance | insurance violation | 2018 | TX-INS | $12,000 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | insurance violation | 2012 | TX-INS | $15,000 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | insurance violation | 2017 | TX-INS | $30,000 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | insurance violation | 2022 | TX-INS | $7,000 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | insurance violation | 2022 | TX-INS | $5,500 |