Merrill Lynch Commodities Inc. | Bank of America | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
Merrill Lynch Commodities, Inc. | Bank of America | investor protection violation | 2019 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $24,900,000 |
Merrill Lynch Investment Managers, LLC and Merrill Lynch Alternative Investments, LLC | Bank of America | data submission deficiencies | 2007 | CFTC | $500,000 |
Merrill Lynch Life Insurance Company | Bank of America | insurance violation | 2000 | SC-INS | $5,000 |
MERRILL LYNCH PIERCE FENNER & | Bank of America | investor protection violation | 2004 | VA-SEC | $268,723 |
Merrill Lynch Pierce Fenner & Smith Inc. | Bank of America | investor protection violation | 2005 | NJ-AG | $10,000,000 |
Merrill Lynch Pierce Fenner & Smith Inc. | Bank of America | investor protection violation | 2012 | IL-SEC | $25,930,000 |
Merrill Lynch Pierce Fenner & Smith Inc. | Bank of America | investor protection violation | 2005 | WI-FIN | $7,000 |
Merrill Lynch Pierce Fenner & Smith Inc. | Bank of America | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Merrill Lynch, Pierce and Fenner & Smith Incorporated | Bank of America | investor protection violation | 2018 | SEC | $8,872,723 |
Merrill Lynch, Pierce and Fenner & Smith, Incorporated | Bank of America | investor protection violation | 2020 | SEC | $325,376 |
Merrill Lynch, Pierce, Fenner & Smith | Bank of America | investor protection violation | 2018 | SEC | $8,900,000 |
Merrill Lynch, Pierce, Fenner & Smith | Bank of America | investor protection violation | 2018 | SEC | $42,000,000 |
Merrill Lynch, Pierce, Fenner & Smith | Bank of America | investor protection violation | 2012 | FINRA | $1,000,000 |
Merrill Lynch, Pierce, Fenner & Smith | Bank of America | investor protection violation | 2005 | FINRA | $14,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc | Bank of America | investor protection violation | 2018 | SEC | $1,404,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2009 | SEC | $7,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2018 | SEC | $15,700,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | benefit plan administrator violation | 2011 | EBSA | $170,854 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2006 | CT-SEC | $3,500,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2013 | DC-DISB | $15,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2007 | IL-SEC | $40,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2015 | MA-SEC | $2,500,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2009 | MO-SEC | $20,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2013 | MO-SEC | $2,121,579 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2020 | CT-SEC | $400,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2020 | NH-BSR | $26,250,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2020 | FINRA | $7,200,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | securities issuance or trading violation | 2018 | FINRA | $5,990,530 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2016 | FINRA | $7,030,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2014 | FINRA | $4,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2013 | FINRA | $1,373,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2012 | FINRA | $500,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2011 | FINRA | $1,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2006 | FINRA | $5,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2004 | FINRA | $109,527 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | anti-money-laundering deficiencies | 2023 | FINRA | $6,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2015 | SEC | $500,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2006 | SEC | $1,500,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2000 | SEC | $5,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | anti-money-laundering deficiencies | 2017 | SEC | $13,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | benefit plan administrator violation | 2017 | private lawsuit-federal | $25,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2019 | SEC | $8,014,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2019 | CFTC | $300,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2018 | VT-FIN | $120,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2019 | FINRA | $280,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2019 | FINRA | $4,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2017 | FINRA | $1,400,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2014 | FINRA | $2,440,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2013 | FINRA | $2,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2004 | FINRA | $250,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | investor protection violation | 2023 | SEC | $9,660,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | consumer protection violation | 2012 | private lawsuit-federal | $11,500,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | anti-money-laundering deficiencies | 2023 | SEC | $6,000,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc | Bank of America | economic sanction violation | 2004 | OFAC | $22,904 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2009 | SEC | $1,000,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | wage and hour violation | 2006 | WHD | $7,060 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2004 | FL-OFR | $10,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2016 | VA-SEC | $11,500 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2016 | FINRA | $5,000,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2014 | FINRA | $32,400,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2014 | FINRA | $1,000,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2012 | FINRA | $2,800,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2009 | FINRA | $150,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2008 | FINRA | $200,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2004 | FINRA | $1,600,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2001 | FINRA | $15,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2000 | FINRA | $97,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2021 | FINRA | $11,650,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2022 | FINRA | $15,200,000 |
Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Bank of America | investor protection violation | 2003 | SEC | $200,000,000 |
Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Bank of America | investor protection violation | 2006 | VA-SEC | $75,000 |
Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Bank of America | investor protection violation | 2006 | VA-SEC | $33,000 |
Merrill Lynch, Pierce, Fenner and Smith Inc. | Bank of America | investor protection violation | 2016 | FINRA | $2,800,000 |
Merrill Lynch, Pierce, Fenner and Smith Inc. | Bank of America | privacy violation | 2023 | NH-BSR | $700,000 |
Merrill, Lynch, Pierce, Fenner and Smith, Inc. | Bank of America | investor protection violation | 2010 | NJ-AG | $728,260 |
MetLife | MetLife | wage and hour violation | 2015 | private lawsuit-federal | $1,970,000 |
MetLife | MetLife | wage and hour violation | 2013 | private lawsuit-federal | $450,000 |
MetLife | MetLife | wage and hour violation | 2013 | private lawsuit-federal | $3,003,000 |
MetLife | MetLife | wage and hour violation | 2011 | private lawsuit-federal | $2,000,000 |
MetLife | MetLife | wage and hour violation | 2011 | private lawsuit-federal | $2,350,000 |
MetLife | MetLife | wage and hour violation | 2009 | private lawsuit-federal | $7,400,000 |
MetLife | MetLife | insurance violation | 2012 | MULTI-AG | $40,000,000 |
MetLife | MetLife | insurance violation | 2014 | NY-DFS | $50,000,000 |
MetLife | MetLife | discriminatory practices (non-employment) | 2002 | NY-DFS | $160,000,000 |
MetLife Bank | MetLife | banking violation | 2013 | OCC | $78,536,455 |
MetLife Financial Services | MetLife | labor relations violation | 2002 | NLRB | $18,500 |
MetLife Home Loans LLC | MetLife | False Claims Act and related | 2015 | DOJ_CIVIL | $123,500,000 |
Metlife Human Resources | MetLife | wage and hour violation | 2014 | MI-LEO | $8,000 |
MetLife Insurance Company | MetLife | insurance violation | 2019 | NY-DFS | $208,750,000 |
Metlife Investors USA Insurance Co | MetLife | investor protection violation | 2012 | MT-FIN | $5,000 |
MetLife Investors USA Insurance Co. et al. | MetLife | insurance violation | 2006 | MN-FIN | $250,000 |
MetLife Investors USA Insurance Co. et al. | MetLife | insurance violation | 2012 | MN-FIN | $200,000 |
MetLife Investors USA Insurance Company | MetLife | insurance violation | 2009 | NH-INS | $54,524 |
Metlife Pet Insurance Services LLC fka Petfirst Healthcare LLC | MetLife | insurance violation | 2023 | NY-DFS | $129,000 |
MetLife Securities | MetLife | employment discrimination | 2017 | private lawsuit-federal | $32,500,000 |
MetLife Securities | MetLife | investor protection violation | 2005 | OR-FIN | $12,000 |
Metlife Securities | MetLife | wage and hour violation | 2014 | MI-LEO | $8,000 |
MetLife Securities, Inc | MetLife | investor protection violation | 2006 | FINRA | $500,000 |