Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Progressive Progressive wage and hour violation 2004 private lawsuit-federal $5,400,000
PROGRESSIVE ADVANCED INSURANCE CO. Progressive insurance violation 2015 VA-INS $263,479
Progressive Advanced Insurance Company et al. Progressive insurance violation 2019 VA-INS $4,876,344
PROGRESSIVE AMERICAN INSURANCE CO. Progressive insurance violation 2001 VA-INS $23,000
Progressive American Insurance Company Progressive insurance violation 2011 WA-INS $30,000
Progressive Casualty Insurance Co. Progressive insurance violation 2018 MD-INS $81,520
Progressive Casualty Insurance Co. Progressive insurance violation 2014 MN-FIN $5,000
Progressive Casualty Insurance Co. et al. Progressive insurance violation 2004 CA-INS $100,000
Progressive Casualty Insurance Co. et al. Progressive insurance violation 2004 KS-INS $19,800
Progressive Casualty Insurance Co. et al. Progressive insurance violation 2018 MN-FIN $40,000
Progressive Casualty Insurance Company Progressive insurance violation 2003 IN-INS $8,000
Progressive Casualty Insurance Company Progressive insurance violation 2020 MN-FIN $5,000
Progressive Casualty Insurance Company Progressive insurance violation 2009 PA-INS $25,000
Progressive Casualty Insurance Company Progressive insurance violation 2019 RI-FIN $10,000
Progressive Classic Insurance Co. et al. Progressive insurance violation 2016 MD-INS $17,500
Progressive Classic Insurance Company Progressive insurance violation 2005 OR-FIN $8,000
Progressive Classic Insurance Company Progressive insurance violation 2013 OR-FIN $6,000
PROGRESSIVE DIRECT INSURANCE Progressive insurance violation 2017 VA-INS $9,839,379
Progressive Direct Insurance Co. Progressive consumer protection violation 2009 MA-AG $120,000
Progressive Direct Insurance Co. Progressive insurance violation 2009 KS-INS $5,000
Progressive Direct Insurance Co. Progressive insurance violation 2011 MA-INS $125,000
Progressive Direct Insurance Co. Progressive insurance violation 2018 MD-INS $70,000
Progressive Direct Insurance Company Progressive insurance violation 2020 CT-INS $56,500
Progressive Express Insurance Co. et al. Progressive insurance violation 2002 FL-OFR $5,750,000
Progressive Insurance Company of Ohio Progressive consumer protection violation 2001 IA-AG $127,500
Progressive Northern Ins Co. Progressive insurance violation 2005 WI-INS $5,000
PROGRESSIVE NORTHERN INSURANCE Progressive insurance violation 2013 VA-INS $221,905
PROGRESSIVE NORTHERN INSURANCE Progressive insurance violation 2016 VA-INS $52,619
Progressive Northern Insurance Co. Progressive insurance violation 2016 DE-INS $7,000
PROGRESSIVE NORTHERN INSURANCE CO. Progressive insurance violation 2018 VA-INS $1,818,318
Progressive Northern Insurance Co. Progressive insurance violation 2001 WI-INS $70,000
Progressive Northern Insurance Company Progressive insurance violation 2006 NH-INS $5,000
Progressive Northern Insurance Company Progressive insurance violation 2006 OR-FIN $10,000
Progressive Northwestern Insurance Co. Progressive insurance violation 2011 ME-INS $100,000
Progressive Northwestern Insurance Co. and Progressive Direct Insurance Co. Progressive insurance violation 2010 ID-INS $32,000
Progressive Paloverde Insurance Co. Progressive insurance violation 2019 LA-INS $5,000
Progressive Select Insurance Co. Progressive insurance violation 2016 MD-INS $18,000
Progressive Specialty Insurance Co. Progressive insurance violation 2016 MD-INS $22,500
Progressive Universal Insurance Company et al. Progressive insurance violation 2017 OR-FIN $10,000
PROGRESSIVE, INC. Progressive workplace safety or health violation 2012 OSHA $29,000
Property & Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2013 SD-INS $5,000
Property & Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2006 VA-INS $5,000
Property & Casualty Insurance Company of Hartford and Trumbull Insurance Company Hartford Financial Services insurance violation 2011 VA-INS $126,386
Property and Casualty Insurance Co. of Hartford Hartford Financial Services insurance violation 2020 TX-INS $20,000
Property and Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2008 FL-OFR $13,000
Property and Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2010 TX-INS $18,000
Property and Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2014 TX-INS $8,000
Property and Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2018 TX-INS $65,000
Property Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2019 CT-INS $14,000
Prospect Mortgage Homebridge Financial Services wage and hour violation 2015 WHD $211,237
Prospect Mortgage Company LLC Homebridge Financial Services mortgage abuses 2017 USAO $4,157,000
Prospect Mortgage Company, LLC Homebridge Financial Services consumer protection violation 2010 CT-BKG $33,000
Prospect Mortgage LLC Homebridge Financial Services wage and hour violation 2010 WHD $13,728
Prospect Mortgage LLC Homebridge Financial Services mortgage abuses 2015 MULTI-FIN $7,035,300
Prospect Mortgage, LLC Homebridge Financial Services kickbacks and bribery 2011 HUD $3,100,000
Prospect Mortgage, LLC Homebridge Financial Services consumer protection violation 2017 CFPB $3,500,000
Prospect Mortgage, LLC Homebridge Financial Services consumer protection violation 2011 AR-SEC $5,000
Prospect Mortgage, LLC Homebridge Financial Services consumer protection violation 2014 CA-DFPI $3,141,000
Prospect Mortgage, LLC Homebridge Financial Services consumer protection violation 2013 MA-BKG $25,000
Prospect Mortgage, LLC Homebridge Financial Services consumer protection violation 2012 NH-BKG $101,185
Prospect Mortgage, LLC Homebridge Financial Services mortgage abuses 2013 NY-DFS $3,427,155
Prosper Funding LLC and Prosper Marketplace, Inc. Prosper Marketplace consumer protection violation 2016 NH-BKG $39,000
Prosper Marketplace Prosper Marketplace investor protection violation 2015 IN-SEC $13,957
Prosper Marketplace Inc. Prosper Marketplace investor protection violation 2009 OR-FIN $15,000
Prosper Marketplace Inc. Prosper Marketplace consumer protection violation 2016 VT-FIN $60,000
Prosper Marketplace, Inc. Prosper Marketplace investor protection violation 2009 CT-SEC $12,602
Prosper Marketplace, Inc. Prosper Marketplace investor protection violation 2010 CT-SEC $5,000
Prosper Marketplace, Inc. Prosper Marketplace investor protection violation 2012 CT-SEC $40,000
Prosper Marketplace, Inc. Prosper Marketplace investor protection violation 2009 MD-SEC $28,706
Prosper Marketplace, Inc. Prosper Marketplace investor protection violation 2011 ME-SEC $5,000
Prosper Marketplace, Inc. Prosper Marketplace investor protection violation 2008 MULTI-FIN $1,000,000
Protective Insurance Co. Protective Insurance Corp. insurance violation 2021 TX-INS $8,500
Protective Insurance Company Protective Insurance Corp. insurance violation 2014 SD-INS $7,500
Protective Insurance Company Protective Insurance Corp. insurance violation 2013 TX-INS $30,000
Protective Insurance Company Protective Insurance Corp. insurance violation 2014 TX-INS $10,965
Protective Insurance Company Protective Insurance Corp. insurance violation 2014 TX-INS $9,000
Protective Insurance Company Protective Insurance Corp. insurance violation 2017 TX-INS $10,000
Protective Life Insurance Co. Dai-ichi Life consumer protection violation 2007 TX-AG $1,570,000
Protective Life Insurance Co. Dai-ichi Life insurance violation 2000 FL-OFR $8,750
Protective Life Insurance Co. Dai-ichi Life insurance violation 2004 FL-OFR $5,950
Protective Life Insurance Co. Dai-ichi Life insurance violation 2014 MN-FIN $25,000
PROTECTIVE LIFE INSURANCE CO. Dai-ichi Life insurance violation 2004 VA-INS $10,000
Protective Life Insurance Company Dai-ichi Life insurance violation 2003 MA-INS $30,000
Protective Life Insurance Company Dai-ichi Life insurance violation 2014 SD-INS $5,000
Protective Life Insurance Company et al. Dai-ichi Life insurance violation 2019 MULTI-FIN $350,000
Provident Funding Associates Provident Funding Associates consumer protection violation 2015 CFPB $9,000,000
Provident Funding Associates, LP Provident Funding Associates wage and hour violation 2008 WHD $8,453
Provident Funding Associates, LP Provident Funding Associates consumer protection violation 2011 KY-FIN $66,000
Provident Life and Accident Insurance Co. Unum insurance violation 2000 NC-INS $80,000
Provident Life and Accident Insurance Co. Unum insurance violation 2021 CT-INS $7,500
Providian Financial Corp. JPMorgan Chase benefit plan administrator violation 2003 private lawsuit-federal $8,600,000
Providian Financial Corp. JPMorgan Chase consumer protection violation 2000 CA-AG $305,500,000
Providian Financial Corp. JPMorgan Chase consumer protection violation 2000 CT-AG $1,600,000
PRUCO LIFE INSURANCE CO Prudential Financial insurance violation 2004 VA-INS $7,500
Pruco Life Insurance Co. Prudential Financial insurance violation 2015 CA-INS $8,000
Pruco Life Insurance Co. Prudential Financial insurance violation 2014 FL-OFR $10,500
Pruco Securities Prudential Financial investor protection violation 2008 FINRA $100,000
Pruco Securities LLC Prudential Financial investor protection violation 2004 TX-SEC $10,000
Pruco Securities, LLC Prudential Financial investor protection violation 2017 IL-SEC $900,000
Pruco Securities, LLC Prudential Financial investor protection violation 2006 NE-DBF $12,500
Pruco Securities, LLC Prudential Financial investor protection violation 2013 NJ-BOS $100,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)