Wells Fargo Bank |
Wells Fargo |
consumer protection violation |
2011 |
CT-AG |
$741,465 |
Wells Fargo Bank |
Wells Fargo |
mortgage abuses |
2015 |
MA-AG |
$675,000 |
Wells Fargo Bank |
Wells Fargo |
mortgage abuses |
2015 |
MD-AG |
$13,800,000 |
Wells Fargo Bank |
Wells Fargo |
privacy violation |
2016 |
CA-AG |
$8,500,000 |
Wells Fargo Bank |
Wells Fargo |
False Claims Act and related |
2008 |
USAO |
$4,046,786 |
Wells Fargo Bank |
Wells Fargo |
wage and hour violation |
2016 |
WHD |
$38,230 |
Wells Fargo Bank |
Wells Fargo |
consumer protection violation |
2015 |
NY-DFS |
$4,000,000 |
Wells Fargo Bank |
Wells Fargo |
wage and hour violation |
2020 |
private lawsuit-federal |
$10,928,870 |
WELLS FARGO BANK #1692 |
Wells Fargo |
workplace safety or health violation |
2013 |
OSHA |
$12,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
Servicemembers Civil Relief Act |
2016 |
DOJ_RIGHTS |
$4,100,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
banking violation |
2018 |
OCC |
$500,000,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
consumer protection violation |
2018 |
CFPB |
$500,000,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
benefit plan administrator violation |
2014 |
private lawsuit-federal |
$62,500,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
bankruptcy professional violation |
2015 |
DOJ_UTP |
$81,600,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
banking violation |
2018 |
MULTI-AG |
$575,000,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
employment discrimination |
2019 |
OFCCP |
$283,697 |
Wells Fargo Bank N.A. |
Wells Fargo |
wage and hour violation |
2019 |
WHD |
$57,675 |
Wells Fargo Bank N.A. |
Wells Fargo |
discriminatory practices (non-employment) |
2011 |
private lawsuit-state |
$3,520,000 |
Wells Fargo Bank N.A. Municipal Products Group |
Wells Fargo |
investor protection violation |
2016 |
SEC |
$440,000 |
Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer Services |
Wells Fargo |
Servicemembers Civil Relief Act |
2017 |
DOJ_RIGHTS |
$5,400,000 |
Wells Fargo Bank NA |
Wells Fargo |
wage and hour violation |
2011 |
WHD |
$31,770 |
Wells Fargo Bank, N. A. |
Wells Fargo |
Family and Medical Leave Act |
2016 |
WHD |
$11,874 |
Wells Fargo Bank, N.A |
Wells Fargo |
economic sanction violation |
2010 |
OFAC |
$67,500 |
Wells Fargo Bank, N.A. |
Wells Fargo |
banking violation |
2016 |
OCC |
$70,000,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
data submission deficiencies |
2016 |
CFTC |
$400,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
employment discrimination |
2014 |
EEOC |
$290,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
toxic securities abuses |
2018 |
DOJ_CIVIL |
$2,090,000,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
investor protection violation |
2019 |
CFTC |
$14,475,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
economic sanction violation |
2013 |
OFAC |
$23,937 |
Wells Fargo Bank, N.A. |
Wells Fargo |
employment discrimination |
2020 |
OFCCP |
$7,800,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
discriminatory practices (non-employment) |
2012 |
private lawsuit-federal |
$7,500,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
wage and hour violation |
2020 |
private lawsuit-federal |
$25,696,122 |
Wells Fargo Bank, N.A. |
Wells Fargo |
privacy violation |
2017 |
private lawsuit-federal |
$30,446,022 |
Wells Fargo Bank, N.A. and Wells Fargo Insurance, Inc. |
Wells Fargo |
insurance violation |
2019 |
CA-INS |
$5,345,816 |
Wells Fargo Bank, National Association |
Wells Fargo |
banking violation |
2015 |
OCC |
$4,000,000 |
Wells Fargo Bank, National Association |
Wells Fargo |
banking violation |
2011 |
OCC |
$34,500,000 |
Wells Fargo Bank, National Association |
Wells Fargo |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$1,200,000,000 |
Wells Fargo Bank, National Association |
Wells Fargo |
toxic securities abuses |
2013 |
FHFA |
$869,000,000 |
Wells Fargo Bank, National Association |
Wells Fargo |
banking violation |
2009 |
OCC |
$51,205 |
Wells Fargo Bank, National Association |
Wells Fargo |
banking violation |
2005 |
OCC |
$115,000 |
Wells Fargo Bank, National Association |
Wells Fargo |
wage and hour violation |
2004 |
WHD |
$228,209 |
Wells Fargo Bank, National Association |
Wells Fargo |
Servicemembers Civil Relief Act |
2016 |
OCC |
$20,000,000 |
Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network |
Wells Fargo |
investor protection violation |
2020 |
SEC |
$35,000,000 |
Wells Fargo Clearing Services, LLC |
Wells Fargo |
investor protection violation |
2019 |
MA-SEC |
$450,000 |
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC |
Wells Fargo |
investor protection violation |
2019 |
SEC |
$17,363,847 |
WELLS FARGO FINANCIAL BANK |
Wells Fargo |
banking violation |
2009 |
FDIC |
$125,000 |
Wells Fargo Financial Bank |
Wells Fargo |
consumer protection violation |
2003 |
NY-AG |
$33,500 |
Wells Fargo Financial California, Inc. |
Wells Fargo |
consumer protection violation |
2005 |
CA-DFPI |
$1,621,010 |
Wells Fargo Financial Leasing, Inc. |
Wells Fargo |
consumer protection violation |
2005 |
MULTI-AG |
$10,000,000 |
Wells Fargo Financial Texas, Inc. |
Wells Fargo |
employment discrimination |
2003 |
EEOC |
$110,000 |
Wells Fargo Fund Distributor, LLC |
Wells Fargo |
consumer protection violation |
2014 |
CA-DFPI |
$8,000 |
Wells Fargo Home Mortgage |
Wells Fargo |
discriminatory practices (non-employment) |
2014 |
HUD |
$5,000,000 |
Wells Fargo Home Mortgage, Inc. |
Wells Fargo |
consumer protection violation |
2003 |
CA-SCCDA |
$25,000 |
Wells Fargo Insurance Services |
Wells Fargo |
wage and hour violation |
2015 |
private lawsuit-federal |
$2,000,000 |
Wells Fargo Investments, LLC |
Wells Fargo |
investor protection violation |
2009 |
MULTI-FIN |
$1,900,000 |
Wells Fargo Securities |
Wells Fargo |
investor protection violation |
2019 |
SEC |
$812,500 |
Wells Fargo Securities LLC |
Wells Fargo |
toxic securities abuses |
2011 |
SEC |
$11,000,000 |
Western and Southern Life Insurance Company |
Western & Southern Financial Group |
insurance violation |
2005 |
MULTI-FIN |
$2,400,000 |
Western Asset Management Co. |
Franklin Resources |
investor protection violation |
2001 |
SEC |
$50,000 |
Western Asset Management Company |
Franklin Resources |
investor protection violation |
2014 |
SEC |
$19,400,000 |
Western Asset Management Company |
Franklin Resources |
benefit plan administrator violation |
2014 |
EBSA |
$21,000,000 |
Western Sky Financial LLC et al. |
CashCall Inc. |
consumer protection violation |
2016 |
NC-BKG |
$9,275,000 |
Western Sky Financial LLC, CashCall, Inc., WS Funding, LLC and Delbert Services Corp. |
CashCall Inc. |
consumer protection violation |
2016 |
IN-AG |
$1,000,000 |
Western Sky Financial, CashCall Inc. and WS Funding |
CashCall Inc. |
consumer protection violation |
2016 |
AR-AG |
$750,000 |
Western Sky Financial, LLC |
CashCall Inc. |
consumer protection violation |
2014 |
NY-AG |
$1,500,000 |
Western Sky Financial, LLC |
CashCall Inc. |
consumer protection violation |
2012 |
OR-FIN |
$17,500 |
Western Sky Financial, LLC and CashCall, Inc. |
CashCall Inc. |
consumer protection violation |
2015 |
MI-AG |
$24,700,000 |
Western Sky Financial, LLC and CashCall, Inc. |
CashCall Inc. |
consumer protection violation |
2015 |
MI-FIN |
$2,200,000 |
Western Sky Financial, LLC et al. |
CashCall Inc. |
consumer protection violation |
2014 |
CO-AG |
$565,000 |
Western Sky Financial, LLC et al. |
CashCall Inc. |
consumer protection violation |
2013 |
NV-BKG |
$50,000 |
Western Sky Financial, LLC, CashCall, Inc. |
CashCall Inc. |
consumer protection violation |
2017 |
GA-AG |
$42,000,000 |
Western Sky Financial, LLC, WS Funding, LLC, CashCall, Inc., Delbert Services Corp. |
CashCall Inc. |
consumer protection violation |
2015 |
MA-AG |
$259,115 |
Western Union |
Western Union |
anti-money-laundering deficiencies |
2018 |
NY-DFS |
$60,000,000 |
WESTERN UNION |
Western Union |
workplace safety or health violation |
2015 |
OSHA |
$11,000 |
Western Union Co. |
Western Union |
consumer protection violation |
2017 |
MULTI-AG |
$5,000,000 |
Western Union Company |
Western Union |
anti-money-laundering deficiencies |
2017 |
DOJ_CRIMINAL |
$586,000,000 |
Western Union Financial Services |
Western Union |
consumer protection violation |
2005 |
MULTI-AG |
$8,529,000 |
Western Union Financial Services, Inc. |
Western Union |
economic sanction violation |
2019 |
OFAC |
$401,697 |
Western Union Financial Services, Inc. |
Western Union |
anti-money-laundering deficiencies |
2010 |
MULTI-AG |
$94,000,000 |
Western Union Financial Services, Inc. |
Western Union |
consumer protection violation |
2008 |
AZ-DFS |
$2,000,000 |
Western Union Financial Services, Inc. |
Western Union |
anti-money-laundering deficiencies |
2002 |
NY-DFS |
$8,000,000 |
Western Union International Services LLC |
Western Union |
consumer protection violation |
2019 |
FL-OFR |
$10,000 |
WEX Bank and Higher One, Inc. |
WEX Inc. |
banking violation |
2015 |
FDIC |
$34,980,000 |
WFS Financial, Inc. |
Wells Fargo |
discriminatory practices (non-employment) |
2004 |
private lawsuit-federal |
$4,550,000 |
WHEELABRATOR BALTIMORE, LP |
Macquarie |
environmental violation |
2003 |
EPA |
$17,500 |
WHEELABRATOR BALTIMORE, LP |
Macquarie |
environmental violation |
2011 |
EPA |
$77,500 |
Wheelabrator Claremont Company, L.P. |
Macquarie |
energy market violation |
2018 |
FERC |
$357,231 |
WHEELABRATOR CONCORD INC. |
Macquarie |
workplace safety or health violation |
2019 |
OSHA |
$7,100 |
WHEELABRATOR ENERGY COMPANY, INCORPORATED |
Macquarie |
workplace safety or health violation |
2011 |
OSHA |
$15,000 |
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) |
Macquarie |
environmental violation |
2000 |
EPA |
$10,000 |
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) |
Macquarie |
environmental violation |
2000 |
EPA |
$11,600 |
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) |
Macquarie |
environmental violation |
2001 |
EPA |
$11,200 |
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) |
Macquarie |
environmental violation |
2001 |
EPA |
$10,400 |
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) |
Macquarie |
environmental violation |
2012 |
EPA |
$10,000 |
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) |
Macquarie |
environmental violation |
2016 |
EPA |
$12,900 |
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) |
Macquarie |
environmental violation |
2017 |
EPA |
$6,000 |
WHEELABRATOR HUDSON FALLS 36115N001300543 |
Macquarie |
environmental violation |
2010 |
EPA |
$10,000 |
WHEELABRATOR LISBON INC. |
Macquarie |
environmental violation |
2013 |
EPA |
$9,350 |
WHEELABRATOR MILLBURY INC. |
Macquarie |
workplace safety or health violation |
2018 |
OSHA |
$9,472 |
WHEELABRATOR NORTH ANDOVER |
Macquarie |
workplace safety or health violation |
2019 |
OSHA |
$7,500 |
WHEELABRATOR NORWALK ENERGY CO |
Macquarie |
environmental violation |
2009 |
EPA |
$7,500 |