Credit Suisse AG | UBS | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,875,000 |
Credit Suisse AG | UBS | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $13,750,000 |
Credit Suisse (Hong Kong) Limited | UBS | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
Credit Suisse | UBS | toxic securities abuses | 2014 | FHFA | $885,000,000 |
Credit Suisse | UBS | toxic securities abuses | 2016 | NCUA | $50,300,000 |
Credit Suisse | UBS | investor protection violation | 2016 | CFTC | $665,000 |
Credit Suisse | UBS | toxic securities abuses | 2017 | DOJ_CIVIL | $5,280,000,000 |
Credit Suisse | UBS | investor protection violation | 2021 | CFTC | $1,500,000 |
Credit Suisse | UBS | investor protection violation | 2022 | CFTC | $75,000,000 |
Credit Suisse | UBS | consumer protection violation | 2016 | private lawsuit-federal | $110,000,000 |
Credit Lyonnais, NY | Credit Agricole | economic sanction violation | 2003 | OFAC | $5,500 |
Credit Lyonnais Rouse Limited | Credit Agricole | investor protection violation | 2005 | CFTC | $85,000 |
Credit Lyonnais Rouse Limited | Credit Agricole | investor protection violation | 2004 | CFTC | $25,000 |
Credit Lyonnais | Credit Agricole | fraud | 2003 | USAO | $100,000,000 |
Credit Agricole S.A. | Credit Agricole | economic sanction violation | 2015 | FED | $90,300,000 |
Credit Agricole S.A. | Credit Agricole | banking violation | 2004 | FED | $8,000,000 |
Credit Agricole S.A. | Credit Agricole | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $55,000,000 |
Credit Agricole Corporate and Investment Bank (CACIB) | Credit Agricole | economic sanction violation | 2015 | USAO | $156,000,000 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | economic sanction violation | 2015 | OFAC | $329,593,585 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Credit Agricole (Suisse) SA | Credit Agricole | tax violations | 2015 | DOJ_TAX | $99,211,000 |
Credit Agricole | Credit Agricole | banking violation | 2004 | NY-DFS | $5,000,000 |
Credit Agricole | Credit Agricole | economic sanction violation | 2015 | NY-DFS | $385,000,000 |
Credit Acceptance Corporation | Credit Acceptance Corp. | insurance violation | 2018 | WA-INS | $30,000 |
Credit Acceptance Corporation | Credit Acceptance Corp. | consumer protection violation | 2021 | MA-AG | $27,200,000 |
Credit Acceptance Corp. | Credit Acceptance Corp. | consumer protection violation | 2012 | MO-AG | $125,000 |
Crawford Healthcare Management of Norfolk & Baltimore | Crawford & Co. | fraud | 2003 | DOJ_CRIMINAL | $8,000,000 |
Crawford and Company | Crawford & Co. | False Claims Act and related | 2006 | DOJ_CIVIL | $1,363,204 |
Cowen and Company, LLC | Toronto-Dominion Bank | investor protection violation | 2008 | FINRA | $150,000 |
Coutts & Co Ltd. | NatWest Group PLC | tax violations | 2019 | DOJ_TAX | $27,900,000 |
Coutts & Co Ltd | NatWest Group PLC | tax violations | 2015 | DOJ_TAX | $78,484,000 |
Courier Printing Company | Chatham Asset Management | environmental violation | 2016 | TN-ENV | $8,555 |
Countrywide Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | toxic securities abuses | 2016 | VA-AG | $19,500,000 |
Countrywide Securities Corp. | Bank of America | mortgage abuses | 2013 | MA-AG | $17,300,000 |
Countrywide Home Loans, Inc., | Bank of America | consumer protection violation | 2006 | NY-AG | $3,200,000 |
Countrywide Home Loans, Inc. and BAC Home Loans Servicing LP | Bank of America | consumer protection violation | 2010 | FTC | $108,000,000 |
Countrywide Home Loans, Inc. | Bank of America | consumer protection violation | 2010 | IL-BKG | $54,000 |
Countrywide Home Loans Inc. | Bank of America | wage and hour violation | 2015 | private lawsuit-federal | $9,649,000 |
Countrywide Home Loans Inc. | Bank of America | consumer protection violation | 2008 | NC-BKG | $1,611,500 |
Countrywide Home Loans Inc. | Bank of America | consumer protection violation | 2010 | WA-FIN | $650,000 |
Countrywide Home Loans | Bank of America | mortgage abuses | 2008 | MULTI-AG | $8,680,000,000 |
Countrywide Home Loans | Bank of America | mortgage abuses | 2009 | IN-AG | $2,800,000 |
Countrywide Home Loans | Bank of America | environmental violation | 2000 | CA-SCAQMD | $5,000 |
COUNTRYWIDE FINANCIAL CORPORATION, | Bank of America | wage and hour violation | 2008 | CA-LCO | $5,164 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2011 | DOJ_RIGHTS | $335,000,000 |
Countrywide Financial Corporation | Bank of America | wage and hour violation | 2004 | WHD | $54,453 |
Countrywide Financial Corporation | Bank of America | benefit plan administrator violation | 2009 | private lawsuit-federal | $55,000,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2010 | MULTI-AG | $3,004,100,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | OR-AG | $1,000,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | PA-AG | $150,000,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | SD-AG | $161,805 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | WI-AG | $41,100,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | WV-AG | $340,901 |
Countrywide Financial Corporation | Bank of America | WARN Act violation | 2013 | private lawsuit-federal | $1,200,000 |
Countrywide Financial Corporation | Bank of America | consumer protection violation | 2013 | private lawsuit-federal | $500,000,000 |
Countrywide Financial Corporation | Bank of America | consumer protection violation | 2011 | private lawsuit-federal | $34,000,000 |
Countrywide Financial Corp. | Bank of America | mortgage abuses | 2009 | CO-AG | $6,000,000 |
Countrywide Financial Corp. | Bank of America | mortgage abuses | 2009 | RI-AG | $1,146,000 |
Countrywide Financial Corp. | Bank of America | mortgage abuses | 2008 | HI-DCCA | $84,548,000 |
Countrywide Financial Corp. | Bank of America | privacy violation | 2010 | private lawsuit-federal | $6,500,000 |
Countrywide Financial | Bank of America | wage and hour violation | 2005 | private lawsuit-state | $30,000,000 |
Corpus Christi Alumina LLC | Glencore | environmental violation | 2021 | TX-ENV | $32,400 |
Cooperatieve Rabobank U.A | Rabobank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
ConvergEx Group LLC | Toronto-Dominion Bank | fraud | 2014 | DOJ_CRIMINAL | $43,800,000 |
ConvergEx Group | Toronto-Dominion Bank | investor protection violation | 2013 | SEC | $107,424,429 |
Convergex Execution Solutions LLC | Toronto-Dominion Bank | data submission deficiencies | 2018 | SEC | $2,750,000 |
CONTINENTAL WESTERN INSURANCE COMPANY | W.R. Berkley | insurance violation | 2020 | WA-INS | $10,000 |
Continental Western Insurance Co. | W.R. Berkley | insurance violation | 2019 | CT-INS | $23,000 |
Continental Western Insurance Co. | W.R. Berkley | insurance violation | 2008 | KS-INS | $10,000 |
Continental Western Insurance Co. | W.R. Berkley | insurance violation | 2012 | KS-INS | $6,000 |
Continental Western Insurance Co. | W.R. Berkley | insurance violation | 2007 | MO-INS | $7,708 |
Continental Western Insurance Co. | W.R. Berkley | insurance violation | 2014 | MO-INS | $12,000 |
Continental American Insurance Co. | Aflac | consumer protection violation | 2010 | MA-AG | $25,000 |
Continental American Insurance Co. | Aflac | insurance violation | 2019 | CT-INS | $10,000 |
Conseco, Inc. | CNO Financial | investor protection violation | 2004 | SEC | $15,000,000 |
Conseco, Inc. | CNO Financial | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $15,000,000 |
Conseco Senior Health Insurance Company and Bankers Life and Casualty Company | CNO Financial | insurance violation | 2008 | MULTI-FIN | $2,342,728 |
Conseco Senior Health Insurance Company | CNO Financial | insurance violation | 2001 | ND-INS | $5,000 |
Conseco Senior Health Insurance Co. | CNO Financial | insurance violation | 2009 | CA-INS | $500,000 |
Conseco Senior Health Insurance Co. | CNO Financial | insurance violation | 2000 | FL-OFR | $5,500 |
Conseco Senior Health Insurance Co. | CNO Financial | insurance violation | 2001 | FL-OFR | $22,500 |
Conseco Senior Health Insurance Co. | CNO Financial | insurance violation | 2004 | MN-FIN | $5,000 |
Conseco Senior Health Insurance Co. | CNO Financial | insurance violation | 2008 | WI-INS | $100,000 |
CONSECO SENIOR HEALTH INS. | CNO Financial | insurance violation | 2005 | VA-INS | $7,500 |
CONSECO SENIOR & CONSECO LIFE | CNO Financial | insurance violation | 2011 | VA-INS | $25,000 |
Conseco Medical Insurance Co. | CNO Financial | insurance violation | 2009 | MO-INS | $75,018 |
Conseco Life Insurance Company | CNO Financial | insurance violation | 2003 | OR-FIN | $8,300 |
Conseco Life Insurance Company | CNO Financial | insurance violation | 2004 | SC-INS | $6,000 |
Conseco Life Insurance Company | CNO Financial | insurance violation | 2010 | MULTI-FIN | $11,000,000 |
Conseco Life Insurance Co. | CNO Financial | insurance violation | 2000 | FL-OFR | $5,625 |
Conseco Life Insurance Co. | CNO Financial | insurance violation | 2007 | IA-INS | $750,000 |
Conseco Life Insurance Co. | CNO Financial | insurance violation | 2014 | MN-FIN | $250,000 |
Conseco Life Insurance Co. | CNO Financial | insurance violation | 2003 | MS-INS | $50,000 |
Conseco Insurance Company | CNO Financial | consumer protection violation | 2011 | private lawsuit-federal | $3,000,000 |
CONSECO HEALTH INSURANCE COMPANY | CNO Financial | insurance violation | 2001 | VA-INS | $19,000 |
Conseco Health Insurance Co. | CNO Financial | insurance violation | 2004 | ME-INS | $10,000 |
Conseco Health Insurance Co. | CNO Financial | insurance violation | 2004 | MN-FIN | $5,000 |
Conseco Health Insurance Co. | CNO Financial | insurance violation | 2004 | WI-INS | $11,000 |
Conseco Health Insurance Co. | CNO Financial | insurance violation | 2009 | WI-INS | $20,000 |
Conseco Finance Servicing Corp. | CNO Financial | wage and hour violation | 2002 | WHD | $145,512 |