Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Bank of Hawaii Bank of Hawaii benefit plan administrator violation 2009 EBSA $2,500,000
Bank of Hawaii Bank of Hawaii wage and hour violation 2018 WHD $7,631
Bank of Hampton Roads Atlantic Union Bankshares banking violation 2011 FED $33,600
Bank of China (UK) Limited Bank of China economic sanction violation 2021 OFAC $2,329,991
Bank of China Bank of China economic sanction violation 2005 OFAC $11,000
Bank of China Bank of China economic sanction violation 2004 OFAC $10,000
Bank of China Bank of China banking violation 2002 OCC $10,000,000
Bank of China Bank of China banking violation 2018 OCC $12,500,000
Bank of America, National Association Bank of America banking violation 2015 OCC $1,104,530
Bank of America, National Association Bank of America banking violation 2015 OCC $30,000,000
Bank of America, National Association Bank of America banking violation 2014 OCC $250,000,000
Bank of America, National Association Bank of America banking violation 2014 OCC $25,000,000
Bank of America, National Association Bank of America labor relations violation 2013 NLRB $18,634
Bank of America, National Association Bank of America environmental violation 2013 VA-ENV $27,625
Bank of America, NA Bank of America wage and hour violation 2010 WHD $5,827
Bank of America, NA Bank of America discriminatory practices (non-employment) 2005 private lawsuit-federal $3,670,000
Bank of America, N.A. Bank of America consumer protection violation 2014 CFPB $747,000,000
Bank of America, N.A. Bank of America wage and hour violation 2010 WHD $18,654
Bank of America, N.A. Bank of America interest rate benchmark manipulation 2018 CFTC $30,000,000
Bank of America, N.A. Bank of America consumer protection violation 2017 CA-MULTI $1,940,000
Bank of America, N.A. Bank of America Americans with Disabilities Act 2020 DOJ_RIGHTS $300,000
Bank Of America NA Bank of America environmental violation 2005 TX-ENV $12,480
Bank of America N.A. Bank of America banking violation 2012 DOJ_RIGHTS $370,000,000
Bank of America N.A. Bank of America economic sanction violation 2014 OFAC $16,562,700
Bank of America Merrill Lynch Bank of America investor protection violation 2018 NY-AG $42,000,000
BANK OF AMERICA CORPORATION Bank of America banking violation 2015 FED $205,000,000
Bank of America Corporation Bank of America banking violation 2012 FED $175,500,000
Bank of America Corporation Bank of America mortgage abuses 2014 DOJ $16,650,000,000
Bank of America Corporation Bank of America mortgage abuses 2012 DOJ $10,956,600,000
Bank of America Corporation Bank of America investor protection violation 2014 SEC $7,650,000
Bank of America Corporation Bank of America toxic securities abuses 2014 FHFA $9,300,000,000
Bank of America Corporation Bank of America investor protection violation 2009 SEC $33,000,000
Bank of America Corporation Bank of America wage and hour violation 2006 WHD $265,774
Bank of America Corporation Bank of America wage and hour violation 2004 WHD $5,972
Bank of America Corporation Bank of America investor protection violation 2014 SEC $20,000,000
Bank of America Corporation Bank of America mortgage abuses 2014 MULTI-AG (*) $943,000,000
Bank of America Corporation Bank of America privacy violation 2014 private lawsuit-federal $32,083,905
Bank of America Corp. Bank of America privacy violation 2010 MO-AG $195,000
Bank of America Corp. Bank of America consumer protection violation 2013 WV-AG $1,950,000
Bank of America Corp. Bank of America anti-money-laundering deficiencies 2006 NY-MANDA $7,500,000
Bank of America Corp. Bank of America workplace whistleblower retaliation 2011 OSHA $930,000
Bank of America Corp Bank of America employment discrimination 2013 OFCCP $2,181,593
Bank of America Corp Bank of America benefit plan administrator violation 2011 private lawsuit-federal $21,000,000
Bank of America Bank of America price-fixing or anti-competitive practices 2010 DOJ_ANTITRUST $137,300,000
Bank of America Bank of America banking violation 2013 OCC $2,886,578,478
Bank of America Bank of America investor protection violation 2010 SEC $150,000,000
Bank of America Bank of America toxic securities abuses 2013 FHFA $404,000,000
Bank of America Bank of America toxic securities abuses 2011 FHFA $1,300,000,000
Bank of America Bank of America toxic securities abuses 2011 FHFA $1,520,000,000
Bank of America Bank of America toxic securities abuses 2013 FHFA $10,350,000,000
Bank of America Bank of America toxic securities abuses 2013 NCUA $165,000,000
Bank of America Bank of America economic sanction violation 2004 OFAC $13,573
Bank of America Bank of America economic sanction violation 2003 OFAC $158,038
Bank of America Bank of America discriminatory practices (non-employment) 2013 HUD $45,000
Bank of America Bank of America discriminatory practices (non-employment) 2013 HUD $22,449
Bank of America Bank of America discriminatory practices (non-employment) 2013 HUD $7,500
Bank of America Bank of America discriminatory practices (non-employment) 2012 HUD $161,180
Bank of America Bank of America employment discrimination 2014 EEOC $110,000
Bank of America Bank of America employment discrimination 2016 EEOC $30,000
Bank of America Bank of America Family and Medical Leave Act 2008 WHD $6,500
Bank of America Bank of America wage and hour violation 2008 WHD $6,209
Bank of America Bank of America wage and hour violation 2005 WHD $12,824
Bank of America Bank of America employment discrimination 2017 OFCCP $1,000,000
Bank of America Bank of America investor protection violation 2017 USAO $2,500,000
Bank of America Bank of America export control violation 2017 BIS $44,625
Bank of America Bank of America Family and Medical Leave Act 2017 WHD $14,528
Bank of America Bank of America wage and hour violation 2017 private lawsuit-federal $6,000,000
Bank of America Bank of America wage and hour violation 2017 private lawsuit-federal $7,000,000
Bank of America Bank of America wage and hour violation 2017 private lawsuit-federal $1,900,000
Bank of America Bank of America wage and hour violation 2017 private lawsuit-federal $6,600,000
Bank of America Bank of America wage and hour violation 2016 private lawsuit-state $4,000,000
Bank of America Bank of America wage and hour violation 2016 private lawsuit-federal $3,250,000
Bank of America Bank of America wage and hour violation 2016 private lawsuit-federal $36,000,000
Bank of America Bank of America wage and hour violation 2016 private lawsuit-federal $2,250,000
Bank of America Bank of America wage and hour violation 2015 private lawsuit-federal $9,000,000
Bank of America Bank of America wage and hour violation 2013 private lawsuit-federal $73,000,000
Bank of America Bank of America wage and hour violation 2010 private lawsuit-state $16,650,000
Bank of America Bank of America wage and hour violation 2010 private lawsuit-federal $661,392
Bank of America Bank of America wage and hour violation 2007 private lawsuit-state $2,500,000
Bank of America Bank of America wage and hour violation 2006 private lawsuit-federal $9,000,000
Bank of America Bank of America wage and hour violation 2003 private lawsuit-state $4,100,000
Bank of America Bank of America wage and hour violation 2001 private lawsuit-state $22,000,000
Bank of America Bank of America investor protection violation 2012 MULTI-AG $2,430,000,000
Bank of America Bank of America investor protection violation 2013 MULTI-AG $500,000,000
Bank of America Bank of America mortgage abuses 2012 MULTI-AG (*) $2,382,415,075
Bank of America Bank of America price-fixing or anti-competitive practices 2010 MULTI-AG (*) $67,000,000
Bank of America Bank of America False Claims Act and related 2001 AK-AG $35,600,000
Bank of America Bank of America privacy violation 2009 CT-AG $350,000
Bank of America Bank of America fraud 2016 DC-AG $13,000,000
Bank of America Bank of America fraud 2010 DC-AG $13,502,852
Bank of America Bank of America consumer protection violation 2014 HI-AG $2,825,000
Bank of America Bank of America mortgage abuses 2015 MA-AG $675,000
Bank of America Bank of America discriminatory practices (non-employment) 2006 MA-AG $50,000
Bank of America Bank of America employment discrimination 2019 OFCCP $4,200,000
Bank of America Bank of America investor protection violation 2008 MULTI-FIN (*) $50,000,000
BANK OF AMERICA Bank of America workplace safety or health violation 2003 OSHA $5,000
BANK OF AMERICA Bank of America workplace safety or health violation 2011 OSHA $6,600
Bank Leumi Group Bank Leumi tax violations 2014 DOJ_TAX $270,000,000
Bank Leumi Bank Leumi investor protection violation 2016 SEC $1,600,000
Bank Leumi Bank Leumi tax violations 2014 NY-DFS $130,000,000
Bank Julius Baer & Co. Ltd. Julius Baer Group tax violations 2016 DOJ_TAX $547,000,000
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