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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
Buckeye Texas Processing LLCIFM Investorsenvironmental violation2020TX-ENV$607,617
Buckeye Texas HUB LLCIFM Investorsenvironmental violation2018TX-RRC$6,000
Buckeye Terminals, LLCIFM Investorsenvironmental violation2017VA-ENV$9,537
Buckeye Terminals, LLCIFM Investorsenvironmental violation2013VA-ENV$14,262
Buckeye Terminals, LLCIFM Investorsenvironmental violation2021VA-ENV$78,045
BUCKEYE TERMINALS, LLCIFM Investorsenvironmental violation2021EPA$67,856
Buckeye Terminals, LLCIFM Investorsenvironmental violation2012EPA$6,766
Buckeye Terminals LLC-MacungieIFM Investorsrailroad safety violation2019FRA$5,000
Buckeye Terminals LLC-MacungieIFM Investorsrailroad safety violation2019FRA$5,000
BUCKEYE TERMINALS LLC - HAMMONDIFM Investorsenvironmental violation2015IN-ENV$158,000
BUCKEYE TERMINALS LLCIFM Investorsenvironmental violation2016IN-ENV$49,750
Buckeye Terminals LLCIFM Investorsenvironmental violation2013SC-ENV$15,000
Buckeye TerminalsIFM Investorsenvironmental violation2019CA-ARB$6,000
BUCKEYE TERM LLCIFM Investorsenvironmental violation2013PA-ENV$7,000
BUCKEYE RARITAN BAY TERMINALIFM Investorsenvironmental violation2013NJ-ENV$10,000
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2012NJ-ENV$425,000
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2009NJ-ENV$9,700
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2009NJ-ENV$8,200
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2007NJ-ENV$11,760
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2006NJ-ENV$20,005
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2005NJ-ENV$103,600
BUCKEYE PORT READING TERMINALIFM Investorsenvironmental violation2009NJ-ENV$7,000
Buckeye Pipline Co.IFM Investorsenvironmental violation2006PA-ENV$150,000
BUCKEYE PIPELINE COMPANY LPIFM Investorsenvironmental violation2015EPA$78,780
BUCKEYE PIPELINE CO LP-BREINIGSVILLE, PAIFM Investorsenvironmental violation2021EPA$153,637
BUCKEYE PIPELINE CO LLPIFM Investorsenvironmental violation2008NJ-ENV$10,000
BUCKEYE PIPELINE CO LLPIFM Investorsenvironmental violation2005NJ-ENV$31,500
BUCKEYE PIPELINE CO LLPIFM Investorsenvironmental violation2000NJ-ENV$14,000
BUCKEYE PIPELINEIFM Investorsenvironmental violation2009IL-ENV$82,845
BUCKEYE PIPELINEIFM Investorsenvironmental violation2000EPA$15,000
Buckeye Pipe Line Company, L.P. and West Shore Pipe Line ComanyIFM Investorsenvironmental violation2021IL-ENV$8,700,000
Buckeye Pipe Line Company, L.P.IFM Investorsenvironmental violation2007OH-ENV$30,000
Buckeye Pipe Line Company, L.P.IFM Investorsenvironmental violation2012EPA$8,397
Buckeye Pipe Line Company LP,IFM Investorsenvironmental violation2014EPA$5,813
BUCKEYE PIPE LINE COMPANY LP AND WEST SHORE PIPE LINE COMPANYIFM Investorsenvironmental violation2018EPA$400,000
Buckeye Pipe Line Co.IFM Investorsenvironmental violation2010EPA$78,780
Buckeye Pipe Line Co.IFM Investorsenvironmental violation2021EPA$4,350,000
BUCKEYE PIPE LINE CO LPIFM Investorsenvironmental violation2019IN-ENV$22,500
BUCKEYE PIPE LINE CO LINDEN STATIONIFM Investorsenvironmental violation2014NJ-ENV$5,000
BUCKEYE PIPE LINE COIFM Investorsenvironmental violation2021NJ-ENV$16,000
BUCKEYE PIPE LINE & WEST SHORE PIPE LINEIFM Investorsenvironmental violation2014IL-ENV$125,000
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsenvironmental violation2015NJ-ENV$13,000
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsenvironmental violation2012NJ-ENV$231,875
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsenvironmental violation2009NJ-ENV$9,550
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsenvironmental violation2007NJ-ENV$5,700
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsenvironmental violation2023NJ-ENV$48,640
BUCKEYE PENNSAUKEN TERMINAL LLCIFM Investorsenvironmental violation2012NJ-ENV$5,250
BUCKEYE PENNSAUKEN TERMINAL LLCIFM Investorsenvironmental violation2006NJ-ENV$28,200
Buckeye Partners, LPIFM Investorsenvironmental violation2017PHMSA$36,600
Buckeye Partners, LPIFM Investorswage and hour violation2017WHD$284,265
Buckeye Partners, LPIFM Investorsenvironmental violation2020PHMSA$209,002
BUCKEYE PARTNERS, LPIFM Investorsworkplace safety or health violation2014OSHA$7,000
BUCKEYE PARTNERS, L.P.IFM Investorsworkplace safety or health violation2017OSHA$7,000
BUCKEYE PARTNERS, L.P.IFM Investorsworkplace safety or health violation2019OSHA$13,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2010PHMSA$402,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$290,000
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2014PHMSA$271,300
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2011PHMSA$141,200
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$102,800
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2010PHMSA$100,000
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2015PHMSA$89,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$83,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2011PHMSA$81,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$78,900
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2011PHMSA$74,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$69,100
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$66,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$47,800
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$36,200
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$22,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$17,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$11,800
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2009PHMSA$7,500
Buckeye Partners LPIFM Investorsenvironmental violation2017PHMSA$50,400
Buckeye Partners LPIFM Investorsenvironmental violation2017PHMSA$193,000
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2018PHMSA$36,600
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2023PHMSA$441,151
Buckeye PartnersIFM Investorsrailroad safety violation2011FRA$7,500
Buckeye PartnersIFM Investorsrailroad safety violation2014FRA$50,000
Buckeye PartnersIFM Investorsrailroad safety violation2017FRA$10,000
Buckeye PartnersIFM Investorsrailroad safety violation2018FRA$7,000
Buckeye PartnersIFM Investorsrailroad safety violation2018FRA$6,250
Buckeye PartnersIFM Investorsrailroad safety violation2018FRA$10,000
Buckeye PartnersIFM Investorsrailroad safety violation2018FRA$5,000
BUCKEYE PARTNERSIFM Investorsenvironmental violation2009IL-ENV$354,540
BUCKEYE PARTNERSIFM Investorsenvironmental violation2012EPA$463,745
Buckeye Caribbean Terminals, LLCIFM Investorsenvironmental violation2016EPA$9,600
Buckeye Albany Terminals, LLCIFM Investorsenvironmental violation2018NY-ENV$15,750
Buckeye Albany Terminal LLCIFM Investorsenvironmental violation2016NY-ENV$30,000
Buckeye Albany Terminal LLCIFM Investorsenvironmental violation2014NY-ENV$36,000
Buck Consultants, Inc.Arthur J. Gallagher & Co.insurance violation2002MT-FIN$9,000
Bryn Mawr Trust CompanyWSFS Financial Corp.banking violation2021FED$105,000
Brut, LLCNasdaq Inc.investor protection violation2003SEC$45,000
BRUT LLCNasdaq Inc.investor protection violation2006FINRA$2,200,000
Brown Brothers Harriman & Co.Brown Brothers Harrimaninvestor protection violation2014SEC$120,000
Brown Brothers Harriman & Co.Brown Brothers Harrimananti-money-laundering deficiencies2014FINRA$8,000,000
Brown & Brown, Inc.Brown & Brownconsumer protection violation2006FL-AG$5,800,000
Brown & Brown of Washington, Inc.Brown & Browninsurance violation2012AK-INS$30,000
Brown & Brown Insurance of Arizona, Inc.Brown & Browntax violations2014CT-AG$37,650
Brown & Brown Insurance Agency of Virginia, Inc.Brown & Browninsurance violation2006VA-INS$5,000
Brown & Brown Insurance Agency of Virginia, Inc.Brown & Browninsurance violation2014NC-INS$7,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.