Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$330,904,834,105
Number of Records: 
6,093
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,737,699,939214
JPMorgan Chase$35,744,240,670158
Citigroup$25,450,155,764122
Wells Fargo$21,340,036,745181
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,455,904,00027
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Travelers Indemnity Company Travelers insurance violation 2019 TX-INS $5,000
Travelers Indemnity Company Travelers discriminatory practices (non-employment) 2018 private lawsuit-federal $450,000
Travelers Indemnity Co. et al. Travelers insurance violation 2016 VT-FIN $96,000
Travelers Indemnity Co. Travelers insurance violation 2003 FL-OFR $8,000
Travelers Indemnity Co. Travelers insurance violation 2002 MN-FIN $5,000
Travelers Indemnity Co. Travelers insurance violation 2017 PA-INS $100,000
Travelers Home and Marine Insurance Co. Travelers insurance violation 2016 MN-FIN $10,000
Travelers Home & Marine Insurance Company Travelers insurance violation 2014 NY-DFS $100,000
Travelers Companies, Inc. Travelers consumer protection violation 2018 CT-AG $5,000,000
Travelers Companies Travelers insurance violation 2012 CA-INS $10,500,000
Travelers Commercial Insurance Co. et al. Travelers insurance violation 2017 MD-INS $10,000
Travelers Casualty Insurance Company of America et al. Travelers insurance violation 2016 MO-INS $16,000
Travelers Casualty Insurance Company of America Travelers insurance violation 2014 TX-INS $10,000
Travelers Casualty and Surety Company of America Travelers insurance violation 2011 MD-INS $5,000
Travelers Casualty and Surety Company of America Travelers insurance violation 2016 TX-INS $100,000
Travelers Casualty and Surety Company Travelers insurance violation 2012 TX-INS $6,000
Travelers Casualty and Surety Company Travelers insurance violation 2015 TX-INS $8,000
Travelers Casualty and Surety Company Travelers insurance violation 2018 TX-INS $11,000
Travelers Casualty and Surety Company Travelers insurance violation 2019 TX-INS $14,000
Travelers Casualty and Surety Co. et al. Travelers insurance violation 2013 MT-INS $5,000
Travelers Casualty and Surety Co. Travelers insurance violation 2018 MD-INS $67,500
Travelers Casualty & Surety Company of America et al. Travelers insurance violation 2011 IA-INS $5,000
Travelers Casualty & Surety Company of America Travelers insurance violation 2008 WI-INS $30,000
Travelers Casualty & Surety Company Travelers insurance violation 2017 TX-INS $13,000
Transamerica Premier Life Insurance Company Aegon insurance violation 2016 NJ-DBI $75,000
Transamerica Premier Life Insurance Company Aegon insurance violation 2013 WA-INS $150,000
Transamerica Premier Life Insurance Co. Aegon insurance violation 2018 MA-AG $19,647
Transamerica Premier Life Insurance Co. Aegon insurance violation 2015 MD-INS $11,800
Transamerica Premier Life Insurance Co. Aegon insurance violation 2015 MN-FIN $5,000
Transamerica Premier Life Insurance Co. Aegon insurance violation 2018 MN-FIN $40,000
Transamerica Premier Life Insurance Co. Aegon insurance violation 2019 MO-INS $5,000
Transamerica Premier Life Insurance Co. Aegon insurance violation 2019 MO-INS $36,000
Transamerica Life Insurance Company Aegon wage and hour violation 2015 WHD $70,143
Transamerica Life Insurance Company Aegon insurance violation 2019 MD-INS $184,000
Transamerica Life Insurance Company Aegon insurance violation 2019 NJ-DBI $5,942,519
Transamerica Life Insurance Company Aegon insurance violation 2009 OR-FIN $25,000
Transamerica Life Insurance Company Aegon insurance violation 2016 SD-INS $15,000
Transamerica Life Insurance Company Aegon insurance violation 2018 SD-INS $10,000
Transamerica Life Insurance Company Aegon insurance violation 2019 SD-INS $30,000
Transamerica Life Insurance Company Aegon insurance violation 2014 UT-INS $45,000
Transamerica Life Insurance Company Aegon insurance violation 2016 WA-INS $5,000
Transamerica Life Insurance Company Aegon insurance violation 2019 WA-INS $15,000
Transamerica Life Insurance Co. et al. Aegon insurance violation 2012 MN-FIN $50,000
Transamerica Life Insurance Co. et al. Aegon insurance violation 2014 MN-FIN $2,500,000
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co. Aegon insurance violation 2019 MN-FIN $100,000
Transamerica Life Insurance Co. Aegon insurance violation 2013 MA-AG $1,330,000
Transamerica Life Insurance Co. Aegon insurance violation 2012 CO-INS $6,270
Transamerica Life Insurance Co. Aegon insurance violation 2017 ID-INS $5,000
Transamerica Life Insurance Co. Aegon insurance violation 2011 MD-INS $5,000
Transamerica Life Insurance Co. Aegon insurance violation 2015 MD-INS $16,300
Transamerica Life Insurance Co. Aegon insurance violation 2017 MD-INS $8,300
Transamerica Life Insurance Co. Aegon insurance violation 2019 MO-INS $6,000
Transamerica Life Insurance Co. Aegon insurance violation 2019 MO-INS $5,000
Transamerica Life Insurance Co. Aegon insurance violation 2019 MO-INS $26,000
Transamerica Insurance Co. Aegon insurance violation 2013 MULTI-AG $11,200,000
Transamerica Financial Life Insurance Company Aegon insurance violation 2013 NY-DFS $852,418
Transamerica Financial Life Insurance Company Aegon insurance violation 2018 NY-DFS $1,345,136
Transamerica Financial Advisors, Inc. Aegon investor protection violation 2019 SEC $6,023,072
Transamerica Financial Advisors Aegon investor protection violation 2014 SEC $1,107,248
Transamerica Corporation Aegon benefit plan administrator violation 2016 private lawsuit-federal $3,800,000
Transamerica Casualty Insurance Company Aegon insurance violation 2014 WA-INS $20,000
Transamerica Casualty Insurance Company Aegon insurance violation 2015 WA-INS $10,000
Transamerica Casualty Insurance Company Aegon insurance violation 2017 MULTI-FIN $3,000,000
Transamerica Asset Management, Inc. Aegon investor protection violation 2020 SEC $5,946,782
Trafigura AG Trafigura wage and hour violation 2007 WHD $11,839
Trafigura AG Trafigura environmental violation 2012 EPA $73,465
Trafigura AG Trafigura environmental violation 2015 EPA $21,450
Toronto-Dominion Bank Toronto-Dominion Bank economic sanction violation 2017 OFAC $516,105
Torchmark Corporation Globe Life Inc. Medicare Parts C and D Enforcement Action 2014 CMS $40,000
Torchmark Corporation Globe Life Inc. Medicare Parts C and D Enforcement Action 2013 CMS $150,000
TOKIO MARINE KILN SYNDICATES, LTD. Tokio Marine insurance violation 2018 VA-INS $7,500
Tokio Marine Kiln Syndicates Limited et al. Tokio Marine insurance violation 2018 NJ-DBI $60,000
Tokio Marine Kiln Syndicates Limited and Beazley Furlonge Limited Tokio Marine insurance violation 2017 NY-DFS $920,000
Tokio Marine & Nichido Fire Insurance Co. Tokio Marine insurance violation 2013 MO-INS $29,750
TNUS INSURANCE COMPANY ET AL. Tokio Marine insurance violation 2015 VA-INS $120,233
TMX Finance, LLC TMX Finance wage and hour violation 2014 WHD $10,057
TMX Finance, LLC TMX Finance wage and hour violation 2016 WHD $6,353
TMX Finance LLC TMX Finance consumer protection violation 2016 CFPB $9,000,000
TMX Finance LLC TMX Finance Family and Medical Leave Act 2012 WHD $36,596
TitleMax of Virginia Inc. TMX Finance consumer protection violation 2014 DC-AG $167,257
TitleMax of Missouri, Inc. TMX Finance Family and Medical Leave Act 2015 WHD $11,648
Titan Insurance Company Nationwide insurance violation 2019 NY-DFS $149,300
Titan Insurance Co. Nationwide insurance violation 2006 AZ-INS $40,000
Titan Indemnity Company; Victoria Fire & Casualty Company Nationwide insurance violation 2017 WA-INS $60,000
Titan Indemnity Co. and Victoria Fire and Casualty Co. Nationwide insurance violation 2011 MD-INS $20,000
Titan Indemnity Co. Nationwide insurance violation 2010 AZ-INS $20,000
Titan Indemnity Co. Nationwide insurance violation 2014 DE-INS $25,000
Time Insurance Company Ii Haven Holdings insurance violation 2015 WA-INS $10,000
Time Insurance Company Haven Holdings consumer protection violation 2007 MA-AG $16,000
Time Insurance Company Haven Holdings insurance violation 2013 NC-INS $524,000
Time Insurance Company Haven Holdings insurance violation 2008 NH-INS $450,000
Time Insurance Company Haven Holdings insurance violation 2007 OR-FIN $60,000
Time Insurance Company Haven Holdings insurance violation 2014 OR-FIN $40,000
Time Insurance Company Haven Holdings insurance violation 2016 OR-FIN $178,948
Time Insurance Company Haven Holdings insurance violation 2016 SD-INS $300,000
Time Insurance Company Haven Holdings insurance violation 2018 TX-INS $125,000
Time Insurance Company Haven Holdings insurance violation 2018 TX-INS $15,000
TIME INSURANCE COMPANY Haven Holdings insurance violation 2014 VA-INS $19,000
Time Insurance Co. et al. Haven Holdings insurance violation 2013 MO-INS $1,000,000
Time Insurance Co. and John Alden Life Insurance Co. and Union Securitiy Insurance Co. Haven Holdings insurance violation 2012 IN-INS $2,950,000
Time Insurance Co. Haven Holdings insurance violation 2013 AZ-INS $60,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)