American Guarantee and Liability Insurance Company |
Zurich Insurance |
insurance violation |
2015 |
TX-INS |
$6,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2016 |
TX-INS |
$5,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2016 |
TX-INS |
$13,571 |
Zurich American Insurance Company |
Zurich Insurance |
insurance violation |
2016 |
TX-INS |
$35,012 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2017 |
TX-INS |
$6,000 |
Zurich American Insurance Company |
Zurich Insurance |
insurance violation |
2017 |
TX-INS |
$8,500 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2017 |
TX-INS |
$9,500 |
Zurich American Insurance Company |
Zurich Insurance |
insurance violation |
2017 |
TX-INS |
$32,400 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2018 |
TX-INS |
$53,750 |
Zurich American Insurance Company |
Zurich Insurance |
insurance violation |
2018 |
TX-INS |
$42,000 |
Security National Insurance Company |
Zurich Insurance |
insurance violation |
2018 |
TX-INS |
$40,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2018 |
TX-INS |
$18,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2019 |
TX-INS |
$45,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2019 |
TX-INS |
$17,000 |
Zurich American Insurance Company |
Zurich Insurance |
insurance violation |
2019 |
TX-INS |
$15,000 |
AMERICAN ZURICH INSURANCE CO |
Zurich Insurance |
insurance violation |
2004 |
VA-INS |
$5,000 |
BRISTOL WEST INSURANCE COMPANY |
Zurich Insurance |
insurance violation |
2006 |
VA-INS |
$20,000 |
Universal Underwriters Life Insurance Company |
Zurich Insurance |
insurance violation |
2006 |
VA-INS |
$24,000 |
FOREMOST INSURANCE CO. |
Zurich Insurance |
insurance violation |
2010 |
VA-INS |
$6,000 |
EMPIRE FIRE & MARINE INSURANCE CO |
Zurich Insurance |
insurance violation |
2011 |
VA-INS |
$25,000 |
American Guarantee and Liability Insurance Company |
Zurich Insurance |
insurance violation |
2011 |
VA-INS |
$5,000 |
BRISTOL WEST INSURANCE CO. |
Zurich Insurance |
insurance violation |
2011 |
VA-INS |
$75,400 |
Bristol West Casualty Insurance Company and Bristol West Insurance Company |
Zurich Insurance |
insurance violation |
2020 |
VA-INS |
$27,560 |
Bristol West Casualty Insurance Company and Bristol West Insurance Company |
Zurich Insurance |
insurance violation |
2020 |
VA-INS |
$91,872 |
Farmers Insurance Company Of Washington And Farmers Insurance Exchange |
Zurich Insurance |
insurance violation |
2012 |
WA-INS |
$10,000 |
American Guarantee & Liability Insurance Company et al. |
Zurich Insurance |
insurance violation |
2013 |
WA-INS |
$50,000 |
Farmers Insurance Company Of Washington |
Zurich Insurance |
insurance violation |
2015 |
WA-INS |
$100,000 |
Farmers Insurance Company Of Washington |
Zurich Insurance |
insurance violation |
2015 |
WA-INS |
$300,000 |
Zurich American Insurance Company |
Zurich Insurance |
insurance violation |
2016 |
WA-INS |
$20,000 |
Farmers Insurance Company Of Washington |
Zurich Insurance |
insurance violation |
2017 |
WA-INS |
$10,000 |
Farmers Insurance Company Of Washington And Farmers Insurance Exchange |
Zurich Insurance |
insurance violation |
2020 |
WA-INS |
$50,000 |
Foremost Insurance Co. |
Zurich Insurance |
insurance violation |
2003 |
WI-INS |
$8,500 |
Universal Underwriters Service Corp. |
Zurich Insurance |
insurance violation |
2008 |
WI-INS |
$10,000 |
Mid-Century Insurance Company |
Zurich Insurance |
insurance violation |
2020 |
NY-DFS |
$200,000 |
Zurich American Insurance Co. of Illinois |
Zurich Insurance |
insurance violation |
2020 |
TX-INS |
$10,800 |
Security National Insurance Co. |
Zurich Insurance |
insurance violation |
2020 |
WA-INS |
$5,000 |
ZURICH AMERICAN INS CO |
Zurich Insurance |
wage and hour violation |
2018 |
IL-DOL |
$13,865 |
Zions First National Bank |
Zions Bancorporation |
banking violation |
2011 |
OCC |
$8,000,000 |
Zions Bancorporation |
Zions Bancorporation |
wage and hour violation |
2009 |
WHD |
$15,347 |
ZB N.A. (fka Zions First National Bank) |
Zions Bancorporation |
consumer protection violation |
2017 |
USAO |
$3,600,000 |
Wilmington Savings Fund Society, Federal Savings Bank |
WSFS Financial Corp. |
banking violation |
2019 |
OCC |
$85,265 |
Vantiv LLC |
Worldpay |
wage and hour violation |
2014 |
WA-DLI |
$34,780 |
World Acceptance Corporation |
World Acceptance Corporation |
wage and hour violation |
2019 |
WHD |
$5,549 |
World Acceptance Corporation, Inc |
World Acceptance Corporation |
wage and hour violation |
2019 |
WHD |
$6,582 |
World Acceptance Corporation |
World Acceptance Corporation |
Foreign Corrupt Practices Act |
2020 |
SEC |
$21,700,000 |
WOORI USA CORP |
Woori Bank |
motor vehicle safety violation |
2010 |
FMCSA |
$6,550 |
Woodforest National Bank |
Woodforest National Bank |
banking violation |
2010 |
OCC |
$33,000,000 |
Wintrust Financial Corporation |
Wintrust Financial Corp. |
banking violation |
2019 |
FED |
$1,012,500 |
Watson Wyatt & Co. |
Willis Towers Watson |
labor relations violation |
2005 |
NLRB |
$91,000 |
Willis Group |
Willis Towers Watson |
employment discrimination |
2011 |
private lawsuit-federal |
$11,595,038 |
Willis Group |
Willis Towers Watson |
employment discrimination |
2008 |
private lawsuit-federal |
$12,757,949 |
Willis Group Holdings Ltd. |
Willis Towers Watson |
consumer protection violation |
2007 |
FL-AG |
$2,600,000 |
Willis Group Holdings Ltd. |
Willis Towers Watson |
price-fixing or anti-competitive practices |
2005 |
NY-AG |
$50,000,000 |
Watson Wyatt & Company |
Willis Towers Watson |
False Claims Act and related |
2005 |
USAO |
$689,828 |
WEX Bank and Higher One, Inc. |
WEX Inc. |
banking violation |
2015 |
FDIC |
$34,980,000 |
Paymap Inc. |
Western Union |
consumer protection violation |
2015 |
CFPB |
$38,400,000 |
Ruesch International, Inc. |
Western Union |
economic sanction violation |
2004 |
OFAC |
$7,811 |
Western Union Company |
Western Union |
anti-money-laundering deficiencies |
2017 |
DOJ_CRIMINAL |
$586,000,000 |
Western Union Financial Services, Inc. |
Western Union |
economic sanction violation |
2019 |
OFAC |
$401,697 |
Western Union Co. |
Western Union |
consumer protection violation |
2017 |
MULTI-AG |
$5,000,000 |
Western Union Financial Services |
Western Union |
consumer protection violation |
2005 |
MULTI-AG |
$8,529,000 |
Western Union Financial Services, Inc. |
Western Union |
anti-money-laundering deficiencies |
2010 |
MULTI-AG |
$94,000,000 |
Western Union Financial Services, Inc. |
Western Union |
consumer protection violation |
2008 |
AZ-DFS |
$2,000,000 |
Western Union International Services LLC |
Western Union |
consumer protection violation |
2019 |
FL-OFR |
$10,000 |
Western Union Financial Services, Inc. |
Western Union |
anti-money-laundering deficiencies |
2002 |
NY-DFS |
$8,000,000 |
Western Union |
Western Union |
anti-money-laundering deficiencies |
2018 |
NY-DFS |
$60,000,000 |
WESTERN UNION |
Western Union |
workplace safety or health violation |
2015 |
OSHA |
$11,000 |
Gerber Life Insurance Company |
Western & Southern Financial Group |
wage and hour violation |
2009 |
WHD |
$172,799 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2011 |
MD-INS |
$5,000 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2013 |
MD-INS |
$14,000 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2017 |
MD-INS |
$8,000 |
National Integrity Life Insurance Company |
Western & Southern Financial Group |
insurance violation |
2018 |
NY-DFS |
$240,000 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2000 |
WA-INS |
$350,000 |
Western and Southern Life Insurance Company |
Western & Southern Financial Group |
insurance violation |
2005 |
MULTI-FIN |
$2,400,000 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2020 |
NC-INS |
$3,635,665 |
Wachovia Bank N.A. |
Wells Fargo |
price-fixing or anti-competitive practices |
2011 |
DOJ_ANTITRUST |
$148,000,000 |
Wells Fargo |
Wells Fargo |
consumer protection violation |
2015 |
CFPB |
$34,800,000 |
Wells Fargo Bank, National Association |
Wells Fargo |
banking violation |
2015 |
OCC |
$4,000,000 |
Wells Fargo |
Wells Fargo |
banking violation |
2013 |
OCC |
$1,991,141,181 |
Wells Fargo Bank, National Association |
Wells Fargo |
banking violation |
2011 |
OCC |
$34,500,000 |
Wachovia Bank N.A. |
Wells Fargo |
banking violation |
2010 |
OCC |
$50,000,000 |
Wells Fargo & Company |
Wells Fargo |
banking violation |
2012 |
FED |
$87,000,000 |
Wells Fargo & Company |
Wells Fargo |
banking violation |
2011 |
FED |
$85,000,000 |
Wachovia Bank |
Wells Fargo |
anti-money-laundering deficiencies |
2010 |
FINCEN |
$110,000,000 |
Wells Fargo Bank, National Association |
Wells Fargo |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$1,200,000,000 |
Wells Fargo & Company |
Wells Fargo |
mortgage abuses |
2012 |
DOJ |
$5,342,200,000 |
Wells Fargo Advisors LLC |
Wells Fargo |
investor protection violation |
2014 |
SEC |
$5,000,000 |
Wells Fargo |
Wells Fargo |
toxic securities abuses |
2012 |
SEC |
$6,500,000 |
Wells Fargo Securities LLC |
Wells Fargo |
toxic securities abuses |
2011 |
SEC |
$11,000,000 |
Wells Fargo |
Wells Fargo |
toxic securities abuses |
2013 |
FHFA |
$591,000,000 |
Wells Fargo Bank, National Association |
Wells Fargo |
toxic securities abuses |
2013 |
FHFA |
$869,000,000 |
Wachovia |
Wells Fargo |
toxic securities abuses |
2015 |
NCUA |
$53,000,000 |
Wells Fargo Bank |
Wells Fargo |
mortgage abuses |
2012 |
DOJ_RIGHTS |
$234,300,000 |
Wells Fargo & Company |
Wells Fargo |
Americans with Disabilities Act |
2011 |
DOJ_RIGHTS |
$16,055,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
banking violation |
2016 |
OCC |
$70,000,000 |
Wells Fargo Bank |
Wells Fargo |
consumer protection violation |
2016 |
CFPB |
$4,010,000 |
Wells Fargo Bank |
Wells Fargo |
banking violation |
2016 |
CFPB |
$100,000,000 |
Wells Fargo Bank |
Wells Fargo |
banking violation |
2016 |
OCC |
$35,000,000 |
A.G. Edwards & Sons, Inc. |
Wells Fargo |
data submission deficiencies |
2003 |
CFTC |
$45,000 |
Prudential Securities, Inc. |
Wells Fargo |
data submission deficiencies |
2002 |
CFTC |
$65,000 |
WELLS FARGO FINANCIAL BANK |
Wells Fargo |
banking violation |
2009 |
FDIC |
$125,000 |