Fireman's Fund Insurance Co. |
Allianz |
insurance violation |
2007 |
FL-OFR |
$5,500 |
Chicago Insurance Co. |
Allianz |
insurance violation |
2008 |
FL-OFR |
$130,000 |
AGCS Marine Insurance Co. |
Allianz |
insurance violation |
2017 |
KS-INS |
$63,483 |
Allianz Life Insurance Company of North America |
Allianz |
insurance violation |
2019 |
KS-INS |
$60,000 |
Fireman's Fund Insurance Company |
Allianz |
insurance violation |
2002 |
MA-INS |
$20,000 |
American Automobile Insurance Company |
Allianz |
insurance violation |
2005 |
MA-INS |
$9,000 |
American Automobile Insurance Co. |
Allianz |
insurance violation |
2015 |
MD-INS |
$5,000 |
Fireman's Fund Insurance Co. |
Allianz |
insurance violation |
2015 |
MD-INS |
$5,000 |
Allianz Life Insurance Company of North America |
Allianz |
insurance violation |
2017 |
MD-INS |
$9,850 |
Allianz Life Insurance Company of North America et al. |
Allianz |
insurance violation |
2016 |
MN-FIN |
$550,000 |
Allianz Life Insurance Company of New York |
Allianz |
insurance violation |
2013 |
NY-DFS |
$135,000 |
AGCS Marine Insurance Company |
Allianz |
insurance violation |
2016 |
PA-INS |
$10,000 |
Fireman's Fund Insurance Company |
Allianz |
insurance violation |
2016 |
TX-INS |
$15,000 |
Allianz Life Insurance Company of North America |
Allianz |
insurance violation |
2011 |
UT-INS |
$50,000 |
Allianz Life Insurance Company of North America |
Allianz |
insurance violation |
2011 |
UT-INS |
$29,500 |
American Automobile Insurance Company et al. |
Allianz |
insurance violation |
2011 |
VA-INS |
$10,973 |
AMERICAN AUTOMOBILE INSURANCE CORP |
Allianz |
insurance violation |
2012 |
VA-INS |
$5,000 |
Chicago Insurance Company |
Allianz |
insurance violation |
2010 |
WA-INS |
$7,500 |
Allianz Life Insurance Company Of North America |
Allianz |
insurance violation |
2013 |
WA-INS |
$150,000 |
AGCS Marine Insurance Company |
Allianz |
insurance violation |
2015 |
WA-INS |
$300,000 |
Jefferson Insurance Company |
Allianz |
insurance violation |
2016 |
WA-INS |
$5,000 |
AGCS Marine Insurance Company |
Allianz |
insurance violation |
2016 |
WA-INS |
$15,000 |
AGCS Marine Insurance Company |
Allianz |
insurance violation |
2017 |
WA-INS |
$5,000 |
American Automobile Insurance Company |
Allianz |
insurance violation |
2018 |
WA-INS |
$10,000 |
Jefferson Insurance Company |
Allianz |
insurance violation |
2017 |
MULTI-FIN |
$1,800,000 |
Fred Alger Management, Inc. |
Alger Associates |
investor protection violation |
2007 |
SEC |
$40,000,000 |
FRED ALGER & COMPANY, INCORPORATED |
Alger Associates |
benefit plan administrator violation |
2007 |
EBSA |
$50,001 |
FRED ALGER & COMPANY, INCORPORATED |
Alger Associates |
benefit plan administrator violation |
2006 |
EBSA |
$10,001 |
Fred Alger Management, Inc. |
Alger Associates |
investor protection violation |
2007 |
NY-AG |
(*) $45,000,000 |
Agricultural Bank of China |
Agricultural Bank of China |
anti-money-laundering deficiencies |
2016 |
NY-DFS |
$215,000,000 |
American Family Life Assurance Co., known as Aflac |
Aflac |
Family and Medical Leave Act |
2012 |
WHD |
$16,882 |
Aflac Inc. |
Aflac |
insurance violation |
2017 |
MULTI-AG |
$350,000 |
Continental American Insurance Co. |
Aflac |
consumer protection violation |
2010 |
MA-AG |
$25,000 |
Continental American Insurance Co. |
Aflac |
insurance violation |
2019 |
CT-INS |
$10,000 |
American Family Assurance Company of Columbus |
Aflac |
insurance violation |
2014 |
ID-INS |
$30,000 |
American Family Life Assurance Company of Columbus |
Aflac |
insurance violation |
2012 |
MD-INS |
$200,000 |
American Family Life Assurance Company of Columbus |
Aflac |
insurance violation |
2011 |
ME-INS |
$20,000 |
American Family Life Assurance Company of Columbus |
Aflac |
insurance violation |
2006 |
MN-FIN |
$15,000 |
American Family Life Assurance Company of New York (AFLAC) |
Aflac |
insurance violation |
2018 |
NY-DFS |
$1,138,368 |
American Family Life Assurance Company |
Aflac |
insurance violation |
2019 |
SD-INS |
$100,000 |
AMERICAN FAMILY LIFE ASSURANCE |
Aflac |
insurance violation |
2003 |
VA-INS |
$7,500 |
American Family Life Assurance Company of Columbus |
Aflac |
insurance violation |
2013 |
VA-INS |
$10,000 |
American Family Life Assurance Company of Columbus |
Aflac |
insurance violation |
2012 |
MULTI-FIN |
$1,600,000 |
American Family Life Insurance Company of Columbus |
Aflac |
insurance violation |
2018 |
MULTI-FIN |
$2,500,000 |
American Family Life Insurance Company of Columbus |
Aflac |
insurance violation |
2017 |
MULTI-FIN |
$350,000 |
COMMUNICORP INC. |
Aflac |
workplace safety or health violation |
2011 |
OSHA |
$9,900 |
American Family Life Assurance Company of Columbus |
Aflac |
insurance violation |
2020 |
CT-INS |
$8,500 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2012 |
AZ-INS |
$5,000 |
Accident Fund General Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Accident Fund National Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
United Wisconsin Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Accident Fund Insurance Co. of America |
AF Group |
insurance violation |
2011 |
TX-INS |
$8,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2014 |
TX-INS |
$19,000 |
Accident Fund General Insurance Company |
AF Group |
insurance violation |
2014 |
TX-INS |
$28,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2017 |
TX-INS |
$20,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2018 |
TX-INS |
$13,500 |
Accident Fund General Insurance Company |
AF Group |
insurance violation |
2018 |
TX-INS |
$75,000 |
Accident Fund General Insurance Company |
AF Group |
insurance violation |
2018 |
TX-INS |
$6,400 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2018 |
TX-INS |
$19,800 |
Accident Fund National Insurance Company |
AF Group |
insurance violation |
2018 |
TX-INS |
$19,100 |
Accident Fund National Insurance Company |
AF Group |
insurance violation |
2019 |
TX-INS |
$5,000 |
Transamerica Financial Advisors |
Aegon |
investor protection violation |
2014 |
SEC |
$1,107,248 |
Transamerica Life Insurance Company |
Aegon |
wage and hour violation |
2015 |
WHD |
$70,143 |
World Group Securities, Inc. |
Aegon |
investor protection violation |
2010 |
SEC |
$200,000 |
AEGON USA Investment Management LLC et al. |
Aegon |
investor protection violation |
2018 |
SEC |
$97,600,000 |
Transamerica Corporation |
Aegon |
benefit plan administrator violation |
2016 |
private lawsuit-federal |
$3,800,000 |
Transamerica Financial Advisors, Inc. |
Aegon |
investor protection violation |
2019 |
SEC |
$6,023,072 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2013 |
MA-AG |
$1,330,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2018 |
MA-AG |
$19,647 |
Transamerica Insurance Co. |
Aegon |
insurance violation |
2013 |
MULTI-AG |
$11,200,000 |
World Group Securities, Inc. |
Aegon |
investor protection violation |
2010 |
AZ-SEC |
$853,501 |
Monumental Life Insurance Co. |
Aegon |
insurance violation |
2015 |
AZ-INS |
$57,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2012 |
CO-INS |
$6,270 |
Life Investors Insurance Company of America |
Aegon |
insurance violation |
2004 |
FL-OFR |
$11,000 |
Life Investors Insurance Company of America |
Aegon |
insurance violation |
2006 |
FL-OFR |
$53,000 |
World Group Securities, Inc. |
Aegon |
investor protection violation |
2004 |
ID-SEC |
$15,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2017 |
ID-INS |
$5,000 |
Monumental Life Insurance Co. |
Aegon |
insurance violation |
2011 |
MD-INS |
$9,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2011 |
MD-INS |
$5,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2015 |
MD-INS |
$11,800 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2015 |
MD-INS |
$16,300 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2017 |
MD-INS |
$8,300 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2019 |
MD-INS |
$184,000 |
Transamerica Life Insurance Co. et al. |
Aegon |
insurance violation |
2012 |
MN-FIN |
$50,000 |
Transamerica Life Insurance Co. et al. |
Aegon |
insurance violation |
2014 |
MN-FIN |
$2,500,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2015 |
MN-FIN |
$5,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2018 |
MN-FIN |
$40,000 |
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MN-FIN |
$100,000 |
World Group Securities, Inc. |
Aegon |
investor protection violation |
2006 |
MO-SEC |
$228,600 |
Monumental Life Insurance Co. |
Aegon |
insurance violation |
2009 |
MO-INS |
$26,001 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$6,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$5,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$5,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$26,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$36,000 |
Monumental Life Insurance Co. |
Aegon |
insurance violation |
2003 |
MS-INS |
$24,351 |
Monumental Life Insurance Company |
Aegon |
insurance violation |
2008 |
NJ-DBI |
$250,000 |
Transamerica Premier Life Insurance Company |
Aegon |
insurance violation |
2016 |
NJ-DBI |
$75,000 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2019 |
NJ-DBI |
$5,942,519 |
Transamerica Financial Life Insurance Company |
Aegon |
insurance violation |
2013 |
NY-DFS |
$852,418 |