1st Financial Bank USA |
1st Financial Bank USA |
banking violation |
2010 |
FDIC |
$10,140,000 |
1ST FINANCIAL BANK USA |
1st Financial Bank USA |
banking violation |
2009 |
FDIC |
(*) $140,000 |
1st Financial Bank U.S.A. |
1st Financial Bank USA |
banking violation |
2005 |
WI-AG |
$43,142 |
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. |
ABN AMRO |
economic sanction violation |
2010 |
DOJ_CRIMINAL |
$500,000,000 |
ABN AMRO Clearing Chicago LLC |
ABN AMRO |
investor protection violation |
2013 |
CFTC |
$1,000,000 |
ABN AMRO Bank, N.V. |
ABN AMRO |
economic sanction violation |
2006 |
OFAC |
$40,000,000 |
ABN AMRO Bank, Inc |
ABN AMRO |
economic sanction violation |
2004 |
OFAC |
$25,847 |
ABN AMRO Mortgage Group |
ABN AMRO |
mortgage abuses |
2006 |
HUD |
$41,000,000 |
ABN AMRO Bank, N.V. |
ABN AMRO |
investor protection violation |
2013 |
SEC |
$5,547,408 |
ABN AMRO Clearing Chicago LLC |
ABN AMRO |
investor protection violation |
2018 |
CFTC |
$160,000 |
ABN AMRO Incorporated |
ABN AMRO |
investor protection violation |
2001 |
SEC |
$200,000 |
ABN AMRO Clearing Chicago LLC |
ABN AMRO |
investor protection violation |
2020 |
SEC |
$586,000 |
ABN AMRO |
ABN AMRO |
economic sanction violation |
2005 |
NY-DFS |
$20,000,000 |
ACE Cash Express |
ACE Cash Express |
consumer protection violation |
2014 |
CFPB |
$15,000,000 |
Ace Cash Express, Inc. |
ACE Cash Express |
wage and hour violation |
2012 |
WHD |
$18,852 |
Ace Cash Express, Inc. |
ACE Cash Express |
wage and hour violation |
2005 |
WHD |
$12,796 |
Ace America's Cash Express, Inc. |
ACE Cash Express |
wage and hour violation |
2004 |
WHD |
$26,295 |
Ace America's Cash Express |
ACE Cash Express |
wage and hour violation |
2004 |
CA-LCO |
$75,000 |
ACE Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2002 |
CO-AG |
$1,300,000 |
ACE Cash Express, Inc. |
ACE Cash Express |
payday lending violation |
2010 |
CA-DFPI |
$118,400 |
ACE Cash Express, Inc. |
ACE Cash Express |
payday lending violation |
2015 |
CA-DFPI |
$22,500 |
ACE Cash Express, Inc. dba ACE America's Cash Express |
ACE Cash Express |
consumer protection violation |
2002 |
FL-OFR |
$500,000 |
ACE Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2016 |
FL-OFR |
$28,000 |
Ace Cash Express Inc. |
ACE Cash Express |
consumer protection violation |
2002 |
MD-FIN |
$164,000 |
ACE Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2015 |
MD-FIN |
$353,286 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2009 |
NE-DBF |
$15,550 |
Ace Cash Express, Inc., |
ACE Cash Express |
consumer protection violation |
2010 |
NE-DBF |
$7,000 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2010 |
NE-DBF |
$11,950 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2010 |
NE-DBF |
$8,550 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2010 |
NE-DBF |
$6,550 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2012 |
NE-DBF |
$5,400 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2012 |
NE-DBF |
$7,000 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2012 |
NE-DBF |
$5,800 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2014 |
NE-DBF |
$18,900 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2015 |
NE-DBF |
$5,450 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2015 |
NE-DBF |
$20,500 |
Ace Cash Express |
ACE Cash Express |
consumer protection violation |
2009 |
OH-BKG |
$7,050 |
ACE Cash Express Inc. |
ACE Cash Express |
consumer protection violation |
2017 |
PA-BKG |
$80,000 |
ACE CASH EXPRESS, INC. |
ACE Cash Express |
consumer protection violation |
2010 |
VA-FIN |
$150,000 |
ACE CASH EXPRESS, INC. |
ACE Cash Express |
consumer protection violation |
2016 |
VA-FIN |
$45,000 |
ACE Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2016 |
WA-FIN |
$76,421 |
Elephant Insurance Co. |
Admiral Group |
insurance violation |
2014 |
MD-INS |
$5,000 |
Elephant Insurance Co. |
Admiral Group |
insurance violation |
2014 |
MD-INS |
$5,000 |
Elephant Insurance Co. |
Admiral Group |
insurance violation |
2018 |
MD-INS |
$75,000 |
Elephant Insurance Company |
Admiral Group |
insurance violation |
2020 |
TX-INS |
$80,000 |
ELEPHANT INSURANCE COMPANY |
Admiral Group |
insurance violation |
2012 |
VA-INS |
$29,709 |
ELEPHANT INSURANCE COMPANY |
Admiral Group |
insurance violation |
2013 |
VA-INS |
$6,154 |
ELEPHANT INSURANCE COMPANY |
Admiral Group |
insurance violation |
2018 |
VA-INS |
$79,017 |
Elephant Insurance Company |
Admiral Group |
insurance violation |
2019 |
VA-INS |
$47,619 |
Transamerica Financial Advisors |
Aegon |
investor protection violation |
2014 |
SEC |
$1,107,248 |
Transamerica Life Insurance Company |
Aegon |
wage and hour violation |
2015 |
WHD |
$70,143 |
World Group Securities, Inc. |
Aegon |
investor protection violation |
2010 |
SEC |
$200,000 |
AEGON USA Investment Management LLC et al. |
Aegon |
investor protection violation |
2018 |
SEC |
$97,600,000 |
Transamerica Corporation |
Aegon |
benefit plan administrator violation |
2016 |
private lawsuit-federal |
$3,800,000 |
Transamerica Financial Advisors, Inc. |
Aegon |
investor protection violation |
2019 |
SEC |
$6,023,072 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2013 |
MA-AG |
$1,330,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2018 |
MA-AG |
$19,647 |
Transamerica Insurance Co. |
Aegon |
insurance violation |
2013 |
MULTI-AG |
$11,200,000 |
World Group Securities, Inc. |
Aegon |
investor protection violation |
2010 |
AZ-SEC |
$853,501 |
Monumental Life Insurance Co. |
Aegon |
insurance violation |
2015 |
AZ-INS |
$57,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2012 |
CO-INS |
$6,270 |
Life Investors Insurance Company of America |
Aegon |
insurance violation |
2004 |
FL-OFR |
$11,000 |
Life Investors Insurance Company of America |
Aegon |
insurance violation |
2006 |
FL-OFR |
$53,000 |
World Group Securities, Inc. |
Aegon |
investor protection violation |
2004 |
ID-SEC |
$15,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2017 |
ID-INS |
$5,000 |
Monumental Life Insurance Co. |
Aegon |
insurance violation |
2011 |
MD-INS |
$9,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2011 |
MD-INS |
$5,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2015 |
MD-INS |
$11,800 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2015 |
MD-INS |
$16,300 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2017 |
MD-INS |
$8,300 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2019 |
MD-INS |
$184,000 |
Transamerica Life Insurance Co. et al. |
Aegon |
insurance violation |
2012 |
MN-FIN |
$50,000 |
Transamerica Life Insurance Co. et al. |
Aegon |
insurance violation |
2014 |
MN-FIN |
$2,500,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2015 |
MN-FIN |
$5,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2018 |
MN-FIN |
$40,000 |
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MN-FIN |
$100,000 |
World Group Securities, Inc. |
Aegon |
investor protection violation |
2006 |
MO-SEC |
$228,600 |
Monumental Life Insurance Co. |
Aegon |
insurance violation |
2009 |
MO-INS |
$26,001 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$6,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$5,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$5,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$26,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$36,000 |
Monumental Life Insurance Co. |
Aegon |
insurance violation |
2003 |
MS-INS |
$24,351 |
Monumental Life Insurance Company |
Aegon |
insurance violation |
2008 |
NJ-DBI |
$250,000 |
Transamerica Premier Life Insurance Company |
Aegon |
insurance violation |
2016 |
NJ-DBI |
$75,000 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2019 |
NJ-DBI |
$5,942,519 |
Transamerica Financial Life Insurance Company |
Aegon |
insurance violation |
2013 |
NY-DFS |
$852,418 |
Transamerica Financial Life Insurance Company |
Aegon |
insurance violation |
2018 |
NY-DFS |
$1,345,136 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2009 |
OR-FIN |
$25,000 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2016 |
SD-INS |
$15,000 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2018 |
SD-INS |
$10,000 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2019 |
SD-INS |
$30,000 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2014 |
UT-INS |
$45,000 |
MONUMENTAL LIFE INSURANCE CO |
Aegon |
insurance violation |
2001 |
VA-INS |
$5,000 |
LIFE INVESTORS INSURANCE COMPANY OF AMERICA |
Aegon |
insurance violation |
2006 |
VA-INS |
$29,000 |
Transamerica Premier Life Insurance Company |
Aegon |
insurance violation |
2013 |
WA-INS |
$150,000 |
Transamerica Casualty Insurance Company |
Aegon |
insurance violation |
2014 |
WA-INS |
$20,000 |
Transamerica Casualty Insurance Company |
Aegon |
insurance violation |
2015 |
WA-INS |
$10,000 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2016 |
WA-INS |
$5,000 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2019 |
WA-INS |
$15,000 |