« Return to search form

Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$336,354,784,532
Number of Records: 
7,048
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,901,469,908264
JPMorgan Chase$36,060,746,133196
Citigroup$25,540,645,217156
Wells Fargo$21,874,892,841221
Deutsche Bank$18,341,457,30276
UBS$16,854,236,33499
Goldman Sachs$16,386,580,99666
NatWest Group PLC$13,516,771,85733
BNP Paribas$12,147,863,95019
Credit Suisse$10,732,400,12649


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parentsort icon Primary Offense Type Year Agency Penalty Amount
Allstate Vehicle And Property Insurance Company Allstate insurance violation 2022 WA-INS $25,000
ALLSTATE Allstate workplace safety or health violation 2002 OSHA $69,500
Ally Financial Inc. and Ally Bank Ally Financial consumer protection violation 2013 CFPB $98,000,000
Ally Financial Inc. Ally Financial banking violation 2012 FED $207,000,000
Ally Financial Inc. (formerly GMAC) Ally Financial mortgage abuses 2012 DOJ $309,600,000
Ally Financial Inc. Ally Financial toxic securities abuses 2016 USAO $52,000,000
GMAC Mortgage Ally Financial wage and hour violation 2014 private lawsuit-federal $2,000,000
Ally Financial Services Ally Financial wage and hour violation 2019 WHD $198,311
Ally Financial Ally Financial mortgage abuses 2012 MULTI-AG (*) $109,628,425
GMAC Bank Ally Financial consumer protection violation 2008 NY-AG $200,000
Ally Financial Inc Ally Financial wage and hour violation 2017 WHD $34,169
Ally Financial, LLC Ally Financial wage and hour violation 2017 WHD $164,143
GMAC Mortgage, LLC dba Ditech Ally Financial consumer protection violation 2011 AZ-DIFI $7,500
GMAC Mortgage, LLC Ally Financial consumer protection violation 2011 AZ-DIFI $7,500
GMAC Mortgage, LLC Ally Financial consumer protection violation 2010 IL-BKG $50,000
GMAC Mortgage, LLC dba Ditech Ally Financial consumer protection violation 2013 IL-BKG $15,000
GMAC Mortgage LLC dba Ditech Ally Financial consumer protection violation 2010 PA-BKG $43,000
General Motors Acceptance Corp. Ally Financial discriminatory practices (non-employment) 2004 private lawsuit-federal $9,600,000
GMAC Mortgage, LLC Ally Financial environmental violation 2010 AL-ENV $5,505
GM ACCEPTANCE CORP TRUCK & BUS GRP Ally Financial environmental violation 2006 IN-ENV $57,750
Nationwide Credit, Inc. Altisource Portfolio Solutions wage and hour violation 2005 WHD $68,433
Ambac Financial Group et al. Ambac Financial toxic securities abuses 2013 USAO $101,900,000
Ambac Financial Group, Inc. Ambac Financial benefit plan administrator violation 2012 private lawsuit-federal $2,550,000
American Express American Express consumer protection violation 2013 CFPB $69,100,000
American Express American Express consumer protection violation 2012 CFPB $99,100,000
American Express Centurion Bank American Express banking violation 2013 FDIC $3,600,000
American Express Centurion Bank American Express banking violation 2012 FDIC $3,900,000
American Express Bank, FSB American Express banking violation 2013 OCC $7,500,000
American Express Bank, FSB American Express banking violation 2012 OCC $6,500,000
AMERICAN EXPRESS COMPANY American Express banking violation 2012 FED $9,000,000
American Express Centurion Bank American Express banking violation 2009 FDIC $250,000
American Express Bank International American Express anti-money-laundering deficiencies 2007 DOJ_CRIMINAL $55,000,000
American Express Travel Related Services Co., Inc. American Express economic sanction violation 2007 OFAC $16,625
American Express American Express economic sanction violation 2004 OFAC $18,391
American Express Bank Ltd. American Express economic sanction violation 2004 OFAC $5,041
American Express Company American Express economic sanction violation 2004 OFAC $5,500
American Express Travel Related Services Comp American Express Family and Medical Leave Act 2004 WHD $26,722
American Express American Express consumer protection violation 2017 CFPB $96,000,000
American Express American Express economic sanction violation 2017 OFAC $204,277
American Express Centurion Bank American Express tax violations 2012 CT-AG $14,970
American Express Co. American Express consumer protection violation 2003 NY-AG $3,285,000
American Express Publishing Corporation American Express consumer protection violation 2000 MULTI-AG $200,000
American Express Travel Related Services Company, Inc. American Express economic sanction violation 2013 OFAC $5,226,120
American Express Publishing Corp. American Express consumer protection violation 2011 CA-MULTI $600,000
American Express Prepaid Card Management Corp. American Express consumer protection violation 2010 AR-SEC $20,000
Amex Assurance Co. American Express insurance violation 2006 CA-INS $170,000
Amex Assurance Co. American Express insurance violation 2005 FL-OFR $12,500
Amex Assurance Co. American Express insurance violation 2008 FL-OFR $8,000
American Express Travel Related Services Co, Inc. American Express consumer protection violation 2015 FL-OFR $9,000
AMEX Assurance Co. American Express insurance violation 2011 MD-INS $10,000
American Express Travel Related Services Company, Inc. American Express consumer protection violation 2011 NE-DBF $35,000
AMEX Assurance Company American Express insurance violation 2009 OR-FIN $25,000
AMEX ASSURANCE CO. American Express insurance violation 2007 VA-INS $26,400
American Express Travel Related Services Co. American Express wage and hour violation 2021 WHD $5,663
Austin Mutual Insurance Company American Family Insurance wage and hour violation 2006 WHD $16,245
Permanent General Assurance Corp. American Family Insurance insurance violation 2011 AZ-DIFI $70,000
Homesite Indemnity Co. American Family Insurance insurance violation 2011 AZ-DIFI $19,000
Austin Mututal Insurance Co. American Family Insurance insurance violation 2011 AZ-DIFI $30,000
American Family Connect Property and Casualty Insurance Company American Family Insurance insurance violation 2020 AZ-DIFI $50,000
Homesite Insurance Company American Family Insurance insurance violation 2013 CA-INS $360,522
American Family Mutual Insurance Co. American Family Insurance insurance violation 2006 CO-INS $6,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2007 CO-INS $5,500
Permanent General Assurance Corp. American Family Insurance insurance violation 2009 CO-INS $31,900
Permanent General Assurance Corp. American Family Insurance insurance violation 2019 CO-INS $56,494
Permanent General Assurance Corporation of Ohio American Family Insurance insurance violation 2019 CO-INS $50,974
HomeSite Insurance Co. American Family Insurance insurance violation 2016 DE-INS $15,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2016 KS-INS $20,000
Homesite Insurance Company of the Midwest American Family Insurance insurance violation 2013 MD-INS $20,000
Homesite Insurance Company of the Midwest American Family Insurance insurance violation 2015 MD-INS $5,000
Homesite Insurance Company of the Midwest American Family Insurance insurance violation 2011 ME-INS $7,500
American Family Mutual Insurance Co. American Family Insurance insurance violation 2002 MN-FIN $5,000
Austin Mutual Insurance Co. and Northern Mutual Insurance Co. American Family Insurance insurance violation 2002 MN-FIN $12,500
American Family Mutual Insurance Co. American Family Insurance insurance violation 2002 MN-FIN $10,000
Homesite Insurance Company of the Midwest American Family Insurance insurance violation 2009 MN-FIN $15,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2011 MN-FIN $5,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2013 MN-FIN $5,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2014 MN-FIN $7,500
Austin Mutual Insurance Co. American Family Insurance insurance violation 2019 MN-FIN $10,000
Homesite Insurance Co. American Family Insurance insurance violation 2019 MN-FIN $5,000
American Family Mutual Insurance Co. and American Standard Insurance Co. of Wisconsin American Family Insurance insurance violation 2015 MO-INS $472,089
American Family Mutual Insurance Co. American Family Insurance insurance violation 2016 MO-INS $7,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2009 ND-INS $5,000
Austin Mutual Insurance Company American Family Insurance insurance violation 2014 ND-INS $10,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2016 NE-DOI $15,000
American Family Insurance Company American Family Insurance insurance violation 2018 NE-DOI $15,000
Permanent General Assurance Corporation American Family Insurance insurance violation 2014 NY-DFS $75,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2003 OR-FIN $10,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2008 OR-FIN $6,500
Homesite Insurance Company American Family Insurance insurance violation 2013 RI-FIN $5,000
The General Automobile Insurance Company Inc. American Family Insurance insurance violation 2018 TX-INS $100,000
Permanent General Assurance Corporation American Family Insurance insurance violation 2018 TX-INS $70,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2018 UT-INS $39,400
HOMESITE INSURANCE COMPANY American Family Insurance insurance violation 2010 VA-INS $126,252
HOMESITE INSURANCE COMPANY American Family Insurance insurance violation 2016 VA-INS $94,986
THE GENERAL AUTOMOBILE INSURANCE CO. American Family Insurance insurance violation 2018 VA-INS $66,996
General Automobile Insurance Company, Inc American Family Insurance insurance violation 2019 VA-INS $27,624
Permanent General Assurance Corporation American Family Insurance insurance violation 2019 VT-FIN $11,000
Homesite Insurance Company American Family Insurance insurance violation 2020 VT-FIN $31,000
Austin Mutual Insurance Company American Family Insurance insurance violation 2010 WA-INS $10,000
Austin Mutual Insurance Company American Family Insurance insurance violation 2011 WA-INS $10,000
Homesite Insurance Company Of The Midwest American Family Insurance insurance violation 2011 WA-INS $12,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)