Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parentsort icon Primary Offense Type Year Agency Penalty Amount
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $40,300
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $7,300
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,100
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $12,500
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $35,000
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,450
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $8,349
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $15,971
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $42,600
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,707
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $12,321
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2017 MSHA $8,094
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $15,700
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $8,260
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $9,335
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $13,441
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $8,260
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $49,489
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $12,321
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $19,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $32,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $10,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $14,459
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $12,632
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $22,900
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $24,380
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $5,517
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $37,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $6,367
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,062
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $9,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $13,510
Bowie Resources LLC Trafigura workplace safety or health violation 2015 MSHA $10,867
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $10,030
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $6,148
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $18,320
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $25,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $5,239
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $13,221
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $13,348
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $49,489
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $10,373
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $54,988
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,257
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $15,085
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $12,855
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2020 MSHA $5,469
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $16,762
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $5,049
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Trafigura Beheer B.V. Amsterdam Trafigura environmental violation 2012 CA-ARB $10,000
BOWIE REFINED COAL LLC Trafigura environmental violation 2018 KY-ENV $12,200
BOWIE REFINED COAL LLC Trafigura environmental violation 2017 KY-ENV $45,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $5,395
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,418
The Travelers Indemnity Company Travelers wage and hour violation 2009 WHD $21,283
St Paul Travelers Companies Inc. Travelers benefit plan administrator violation 2007 private lawsuit-federal $4,450,000
Premier Insurance Company of Massachusetts Travelers consumer protection violation 2011 MA-AG $5,000,386
St. Paul Travelers Travelers price-fixing or anti-competitive practices 2006 MULTI-AG $77,000,000
St. Paul Travelers Companies Inc. Travelers investor protection violation 2005 NM-AG $67,500,000
Travelers Companies, Inc. Travelers consumer protection violation 2018 CT-AG $5,000,000
TravelersCompanies, Inc. Travelers price-fixing or anti-competitive practices 2007 MULTI-AG $6,000,000
United States Fidelity & Guaranty Travelers False Claims Act and related 2007 CT-AG $17,500,000
United States Fidelity and Guaranty Co. Travelers False Claims Act and related 2010 MA-AG $2,925,000
Travelers Insurance Company Travelers False Claims Act and related 2004 USAO $10,900,000
Travelers Companies Travelers insurance violation 2012 CA-INS $10,500,000
The Travelers Indemnity Company of America et al. Travelers insurance violation 2020 DE-INS $6,000
Travelers Indemnity Co. Travelers insurance violation 2003 FL-OFR $8,000
Travelers Indemnity Company of Illinois Travelers insurance violation 2003 FL-OFR $20,500
St. Paul Fire & Marine Insurance Co. Travelers insurance violation 2007 FL-OFR $23,750
Travelers Casualty & Surety Company of America et al. Travelers insurance violation 2011 IA-INS $5,000
St. Paul Fire & Marine Insurance Co. Travelers insurance violation 2006 KS-INS $5,000
The Travelers Indemnity Co. et al. Travelers insurance violation 2010 KS-INS $10,000
Standard Fire Insurance Co. Travelers insurance violation 2018 KS-INS $7,500
Travelers Insurance Company Travelers insurance violation 2002 MA-INS $8,600
Travelers Casualty and Surety Company of America Travelers insurance violation 2011 MD-INS $5,000
The Travelers Indemnity Company of America et al. Travelers insurance violation 2014 MD-INS $55,000
The Travelers Indemnity Company of America et al. Travelers insurance violation 2014 MD-INS $20,400
The Standard Fire Insurance Co. Travelers insurance violation 2015 MD-INS $8,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)