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Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$330,904,834,105
Number of Records: 
6,093
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,737,699,939214
JPMorgan Chase$35,744,240,670158
Citigroup$25,450,155,764122
Wells Fargo$21,340,036,745181
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,455,904,00027
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parentsort icon Primary Offense Type Year Agency Penalty Amount
Zurich American Insurance Co. et al. Zurich Insurance insurance violation 2011 MD-INS $30,000
Zurich American Insurance Co. Zurich Insurance insurance violation 2011 MD-INS $125,000
Foremost Insurance Company Grand Rapids, Michigan Zurich Insurance insurance violation 2014 MD-INS $10,000
Empire Fire and Marine Insurance Co. et al. Zurich Insurance insurance violation 2015 MD-INS $8,000
Zurich American Insurance Co. et al. Zurich Insurance insurance violation 2013 ME-INS $35,350
Illinois Farmers Insurance Co. Zurich Insurance insurance violation 2003 MN-FIN $20,000
Illinois Farmers Insurance Co. Zurich Insurance insurance violation 2003 MN-FIN $10,000
Foremost Insurance Co. Zurich Insurance insurance violation 2003 MN-FIN $5,000
Universal Underwriter Insurance Co. Zurich Insurance insurance violation 2004 MN-FIN $200,000
Foremost Insurance Co. at al. Zurich Insurance insurance violation 2004 MN-FIN $75,000
Illinois Farmers Insurance Co. Zurich Insurance insurance violation 2008 MN-FIN $70,000
Bristol West Casualty Insurance Co. Zurich Insurance insurance violation 2017 MN-FIN $20,000
Universal Underwriters Insurance Co. Zurich Insurance insurance violation 2007 MO-INS $6,530
Security National Insurance Co. Zurich Insurance insurance violation 2015 MO-INS $16,090
Mid-Century Insurance Co. Zurich Insurance insurance violation 2015 MO-INS $87,000
Zurich American Insurance Co. et al. Zurich Insurance insurance violation 2016 MO-INS $250,000
Universal Underwriters Insurance Company Zurich Insurance insurance violation 2007 NH-INS $28,125
21st Century National Insurance Company Zurich Insurance insurance violation 2010 NJ-DBI $10,000
Zurich American Insurance Company Zurich Insurance insurance violation 2013 NY-DFS $4,560,000
21st Century Centennial Insurance Company Zurich Insurance insurance violation 2014 NY-DFS $9,000
21st Century Centennial Insurance Company Zurich Insurance insurance violation 2015 NY-DFS $36,500
21st Century National Insurance Company Zurich Insurance insurance violation 2015 NY-DFS $25,000
Mid-Century Insurance Company Zurich Insurance insurance violation 2019 NY-DFS $50,000
Farmers Insurance Company of Oregon Zurich Insurance insurance violation 2005 OR-FIN $11,000
Farmers Insurance Company of Oregon Zurich Insurance insurance violation 2007 OR-FIN $20,000
Mid-Century Insurance Company Zurich Insurance insurance violation 2007 OR-FIN $20,000
Farmers Insurance Company of Oregon Zurich Insurance insurance violation 2007 OR-FIN $10,000
Farmers Insurance Company of Oregon Zurich Insurance insurance violation 2009 OR-FIN $10,000
21st Century Pacific Insurance Company Zurich Insurance insurance violation 2012 OR-FIN $20,000
Bristol West Insurance Company Zurich Insurance insurance violation 2004 PA-INS $10,000
Foremost Insurance Company of Grand Rapids, Michigan Zurich Insurance insurance violation 2005 PA-INS $5,000
Empire Fire & Marine Insurance Company Zurich Insurance insurance violation 2006 PA-INS $20,000
Bristol West Insurance Company Zurich Insurance insurance violation 2011 SC-INS $7,500
Foremost Insurance Group et al. Zurich Insurance insurance violation 2015 SD-INS $750,000
Zurich American Insurance Company Zurich Insurance insurance violation 2015 SD-INS $100,000
Zurich American Insurance Company Zurich Insurance insurance violation 2016 SD-INS $15,000
Mid-Century Insurance Co. of Texas Zurich Insurance insurance violation 2000 TX-INS $11,000,000
Farmers Insurance Group Zurich Insurance insurance violation 2002 TX-INS $15,000,000
Zurich American Insurance Company Zurich Insurance insurance violation 2009 TX-INS $15,000
American Zurich Insurance Company Zurich Insurance insurance violation 2010 TX-INS $32,000
Zurich American Insurance Company Zurich Insurance insurance violation 2010 TX-INS $45,000
American Guarantee & Liability Insurance Company Zurich Insurance insurance violation 2010 TX-INS $30,000
American Zurich Insurance Company Zurich Insurance insurance violation 2011 TX-INS $9,000
Zurich American Insurance Company Zurich Insurance insurance violation 2011 TX-INS $10,000
American Zurich Insurance Company Zurich Insurance insurance violation 2012 TX-INS $27,500
Zurich American Insurance Company Zurich Insurance insurance violation 2012 TX-INS $35,000
Mid-Century Insurance Company Zurich Insurance insurance violation 2013 TX-INS $14,360
American Zurich Insurance Company Zurich Insurance insurance violation 2014 TX-INS $16,514
Zurich American Insurance Company Zurich Insurance insurance violation 2014 TX-INS $47,735
American Guarantee and Liability Insurance Company Zurich Insurance insurance violation 2014 TX-INS $11,000
American Zurich Insurance Company Zurich Insurance insurance violation 2014 TX-INS $15,500
Zurich American Insurance Company Zurich Insurance insurance violation 2014 TX-INS $5,500
American Zurich Insurance Company Zurich Insurance insurance violation 2015 TX-INS $9,000
Zurich American Insurance Company Zurich Insurance insurance violation 2015 TX-INS $90,000
Zurich American Insurance Company Zurich Insurance insurance violation 2015 TX-INS $15,200
American Zurich Insurance Company Zurich Insurance insurance violation 2015 TX-INS $7,000
American Guarantee and Liability Insurance Company Zurich Insurance insurance violation 2015 TX-INS $6,000
American Zurich Insurance Company Zurich Insurance insurance violation 2016 TX-INS $5,000
American Zurich Insurance Company Zurich Insurance insurance violation 2016 TX-INS $13,571
Zurich American Insurance Company Zurich Insurance insurance violation 2016 TX-INS $35,012
American Zurich Insurance Company Zurich Insurance insurance violation 2017 TX-INS $6,000
Zurich American Insurance Company Zurich Insurance insurance violation 2017 TX-INS $8,500
American Zurich Insurance Company Zurich Insurance insurance violation 2017 TX-INS $9,500
Zurich American Insurance Company Zurich Insurance insurance violation 2017 TX-INS $32,400
American Zurich Insurance Company Zurich Insurance insurance violation 2018 TX-INS $53,750
Zurich American Insurance Company Zurich Insurance insurance violation 2018 TX-INS $42,000
Security National Insurance Company Zurich Insurance insurance violation 2018 TX-INS $40,000
American Zurich Insurance Company Zurich Insurance insurance violation 2018 TX-INS $18,000
American Zurich Insurance Company Zurich Insurance insurance violation 2019 TX-INS $45,000
American Zurich Insurance Company Zurich Insurance insurance violation 2019 TX-INS $17,000
Zurich American Insurance Company Zurich Insurance insurance violation 2019 TX-INS $15,000
AMERICAN ZURICH INSURANCE CO Zurich Insurance insurance violation 2004 VA-INS $5,000
BRISTOL WEST INSURANCE COMPANY Zurich Insurance insurance violation 2006 VA-INS $20,000
Universal Underwriters Life Insurance Company Zurich Insurance insurance violation 2006 VA-INS $24,000
FOREMOST INSURANCE CO. Zurich Insurance insurance violation 2010 VA-INS $6,000
EMPIRE FIRE & MARINE INSURANCE CO Zurich Insurance insurance violation 2011 VA-INS $25,000
American Guarantee and Liability Insurance Company Zurich Insurance insurance violation 2011 VA-INS $5,000
BRISTOL WEST INSURANCE CO. Zurich Insurance insurance violation 2011 VA-INS $75,400
Bristol West Casualty Insurance Company and Bristol West Insurance Company Zurich Insurance insurance violation 2020 VA-INS $27,560
Bristol West Casualty Insurance Company and Bristol West Insurance Company Zurich Insurance insurance violation 2020 VA-INS $91,872
Farmers Insurance Company Of Washington And Farmers Insurance Exchange Zurich Insurance insurance violation 2012 WA-INS $10,000
American Guarantee & Liability Insurance Company et al. Zurich Insurance insurance violation 2013 WA-INS $50,000
Farmers Insurance Company Of Washington Zurich Insurance insurance violation 2015 WA-INS $100,000
Farmers Insurance Company Of Washington Zurich Insurance insurance violation 2015 WA-INS $300,000
Zurich American Insurance Company Zurich Insurance insurance violation 2016 WA-INS $20,000
Farmers Insurance Company Of Washington Zurich Insurance insurance violation 2017 WA-INS $10,000
Farmers Insurance Company Of Washington And Farmers Insurance Exchange Zurich Insurance insurance violation 2020 WA-INS $50,000
Foremost Insurance Co. Zurich Insurance insurance violation 2003 WI-INS $8,500
Universal Underwriters Service Corp. Zurich Insurance insurance violation 2008 WI-INS $10,000
Mid-Century Insurance Company Zurich Insurance insurance violation 2020 NY-DFS $200,000
Zurich American Insurance Co. of Illinois Zurich Insurance insurance violation 2020 TX-INS $10,800
Security National Insurance Co. Zurich Insurance insurance violation 2020 WA-INS $5,000
ZURICH AMERICAN INS CO Zurich Insurance wage and hour violation 2018 IL-DOL $13,865
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)