Encore Capital Group, Inc. et al. | Encore Capital Group | consumer protection violation | 2022 | MA-AG | $12,000,000 |
Midland Funding LLC | Encore Capital Group | consumer protection violation | 2019 | private lawsuit-federal | $9,805,000 |
Asset Acceptance, LLC | Encore Capital Group | consumer protection violation | 2013 | NC-INS | $8,000 |
Midland Credit Management, Inc. | Encore Capital Group | benefit plan administrator violation | 2023 | EBSA | $10,001 |
East West Bank | East West Bancorp | banking violation | 2007 | FED | $16,245 |
East West Bank | East West Bancorp | banking violation | 2020 | FED | $129,108 |
Green Tree Servicing LLC | Ditech Holding Corporation | consumer protection violation | 2015 | FTC | $63,000,000 |
Walter Investment Management Corp. | Ditech Holding Corporation | False Claims Act and related | 2015 | DOJ_CIVIL | $29,630,000 |
Ditech Financial LLC | Ditech Holding Corporation | wage and hour violation | 2017 | private lawsuit-federal | $1,383,000 |
Ditech | Ditech Holding Corporation | wage and hour violation | 2002 | private lawsuit-federal | $6,150,000 |
Ditech Financial, LLC | Ditech Holding Corporation | consumer protection violation | 2016 | MA-AG | $1,400,000 |
DITECH INC | Ditech Holding Corporation | workplace safety or health violation | 2014 | OSHA | $5,880 |
Discover Bank | Discover Financial Services | consumer protection violation | 2015 | CFPB | $18,500,000 |
Discover Bank | Discover Financial Services | consumer protection violation | 2012 | CFPB | $214,000,000 |
Discover Bank | Discover Financial Services | consumer protection violation | 2011 | MN-AG | $2,000,000 |
Discover Financial Services | Discover Financial Services | consumer protection violation | 2014 | HI-AG | $2,825,000 |
Discover Financial Services | Discover Financial Services | consumer protection violation | 2015 | MO-AG | $760,000 |
Discover Financial Services | Discover Financial Services | consumer protection violation | 2013 | WV-AG | $1,950,000 |
Discover Financial Services, Inc./Millenium Teleservices, Inc. | Discover Financial Services | privacy violation | 2002 | KY-AG | $5,000 |
Discover Financial Services | Discover Financial Services | economic sanction violation | 2010 | OFAC | $8,720 |
Discover Bank et al. | Discover Financial Services | consumer protection violation | 2020 | CFPB | $35,000,000 |
Clearstream Banking SA | Deutsche Borse | economic sanction violation | 2014 | OFAC | $152,000,000 |
Deutsche Bank AG | Deutsche Bank | economic sanction violation | 2015 | FED | $58,000,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $775,000,000 |
Deutsche Bank AG | Deutsche Bank | investor protection violation | 2015 | SEC | $55,000,000 |
Deutsche Bank AG | Deutsche Bank | toxic securities abuses | 2013 | FHFA | $1,925,000,000 |
Deutsche Bank Securities | Deutsche Bank | toxic securities abuses | 2011 | NCUA | $145,000,000 |
Deutsche Bank AG | Deutsche Bank | data submission deficiencies | 2015 | CFTC | $2,500,000 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | CFTC | $800,000,000 |
Deutsche Bank Securities | Deutsche Bank | accounting fraud or deficiencies | 2014 | CFTC | $3,000,000 |
Deutsche Bank Energy Trading LL | Deutsche Bank | price-fixing or anti-competitive practices | 2013 | FERC | $1,670,000 |
Deutsche Bank AG | Deutsche Bank | toxic securities abuses | 2012 | USAO | $202,300,000 |
Deutsche Bank AG | Deutsche Bank | tax violations | 2010 | USAO | $553,633,153 |
Deutsche Bank (Suisse) SA | Deutsche Bank | tax violations | 2015 | DOJ_TAX | $31,026,000 |
Deutsche Bank | Deutsche Bank | economic sanction violation | 2004 | OFAC | $5,500 |
Deutsche Bank A.G. | Deutsche Bank | economic sanction violation | 2003 | OFAC | $5,500 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2004 | SEC | $87,500,000 |
Deutsche Asset Management, Inc. | Deutsche Bank | investor protection violation | 2003 | SEC | $750,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | data submission deficiencies | 2002 | SEC | $1,650,000 |
Deutsche Bank Securities | Deutsche Bank | investor protection violation | 2016 | SEC | $9,500,000 |
Deutsche Bank | Deutsche Bank | investor protection violation | 2016 | SEC | $18,500,000 |
Deutsche Bank | Deutsche Bank | toxic securities abuses | 2017 | DOJ_CIVIL | $7,200,000,000 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | FED | $41,000,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | FED | $156,600,000 |
DB Group Services (UK) Limited | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | DOJ_ANTITRUST | $150,000,000 |
Deutsche Bank | Deutsche Bank | tax violations | 2017 | USAO | $95,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | price-fixing or anti-competitive practices | 2018 | CFTC | $70,000,000 |
Deutsche Bank AG and Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2018 | CFTC | $30,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2018 | SEC | $4,450,000 |
Deutsche Bank Trust Co. Americas and Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2018 | SEC | $73,200,000 |
Deutsche Bank Trust Company Americas | Deutsche Bank | investor protection violation | 2007 | SEC | $750,000 |
Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2006 | SEC | $442,954 |
Deutsche Asset Management, Inc. and Deutsche Investment Management Americas, Inc. | Deutsche Bank | investor protection violation | 2006 | SEC | $17,200,000 |
Deutsche Investment Management Americas, Inc. et al. | Deutsche Bank | investor protection violation | 2006 | SEC | $19,329,729 |
Deutsche Bank Americas Holding Corp. | Deutsche Bank | benefit plan administrator violation | 2019 | private lawsuit-federal | $21,900,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2019 | SEC | $2,971,462 |
Deutsche Bank Trust Company Americas | Deutsche Bank | investor protection violation | 2019 | SEC | $500,000 |
DB Structured Products, Inc. | Deutsche Bank | toxic securities abuses | 2013 | NV-AG | $11,500,000 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | MULTI-AG | $220,000,000 |
Deutsche Bank | Deutsche Bank | investor protection violation | 2002 | MULTI-AG | $80,000,000 |
Deutsche Bank | Deutsche Bank | toxic securities abuses | 2017 | MD-AG | $95,000,000 |
Deutsche Bank AG | Deutsche Bank | Foreign Corrupt Practices Act | 2019 | SEC | $16,178,850 |
Deutsche Bank AG | Deutsche Bank | investor protection violation | 2006 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $208,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | toxic securities abuses | 2016 | VA-AG | $5,621,897 |
Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2009 | NJ-AG | $1,057,350 |
Deutsche Bank Securities, Inc. and Deutsche Bank AG | Deutsche Bank | investor protection violation | 2008 | MULTI-AG | $3,348,333,333 |
Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2016 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $37,000,000 |
Deutsche Bank Trust Company Americas | Deutsche Bank | economic sanction violation | 2013 | OFAC | $19,800 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2013 | MA-SEC | $17,500,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2010 | NC-SEC | $7,800,000 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | NY-DFS | $600,000,000 |
Deutsche Bank | Deutsche Bank | economic sanction violation | 2015 | NY-DFS | $200,000,000 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | NY-DFS | $425,000,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2018 | NY-DFS | $205,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $15,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2005 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $28,750,000 |
Deutsche Bank AG | Deutsche Bank | investor protection violation | 2020 | CFTC | $9,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2020 | CFTC | $1,250,000 |
Deutsche Bank AG and Deutsche Bank Trust Co. America | Deutsche Bank | banking violation | 2020 | NY-DFS | $150,000,000 |
Deutsche Bank Trust Company Americas | Deutsche Bank | economic sanction violation | 2020 | OFAC | $583,100 |
Deutsche Bank | Deutsche Bank | Foreign Corrupt Practices Act | 2021 | DOJ_CRIMINAL | $87,091,424 |
Deutsche Bank AG | Deutsche Bank | Foreign Corrupt Practices Act | 2021 | SEC | $43,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2017 | FINRA | $2,500,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2016 | FINRA | $3,250,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2016 | FINRA | $12,500,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2016 | FINRA | $6,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2015 | FINRA | $1,400,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2014 | FINRA | $4,000,000 |
Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2013 | FINRA | $6,500,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2010 | FINRA | $7,500,000 |
Deutsche Bank Securities | Deutsche Bank | investor protection violation | 2010 | FINRA | $575,000 |
Deutsche Bank | Deutsche Bank | investor protection violation | 2009 | FINRA | $152,000 |
Deutsche Bank Securities, Inc., | Deutsche Bank | investor protection violation | 2008 | FINRA | $150,000 |
Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2004 | FINRA | $15,000 |
Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2004 | FINRA | $5,000,000 |
Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2004 | FINRA | $5,290,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2002 | FINRA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,650,000 |
Deutsche Bank | Deutsche Bank | investor protection violation | 2022 | CFTC | $75,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2022 | SEC | $125,000,000 |
Deutsche Bank Trust Company Americas | Deutsche Bank | banking violation | 2022 | FED | $105,500 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $80,000,000 |