Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$332,924,888,663
Number of Records: 
6,731
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,885,116,051259
JPMorgan Chase$35,851,377,155190
Citigroup$25,535,002,360154
Wells Fargo$21,428,596,719217
Deutsche Bank$18,341,457,30276
UBS$16,845,624,16097
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,447,392,62644


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parentsort icon Primary Offense Type Year Agency Penalty Amount
American International Group, Inc. American International Group price-fixing or anti-competitive practices 2008 MULTI-AG $12,500,000
American International Group, Inc. American International Group tax violations 2006 MI-AG $5,279,484
Insurance Company of the State of Pennsylvania American International Group False Claims Act and related 2016 NV-AG $300,000
The Insurance Company of the State of Pennsylvania American International Group consumer protection violation 2015 MA-AG $430,000
United States Life Insurance Company in the City of New York American International Group consumer protection violation 2011 MA-AG $760,000
American International Group, Inc. American International Group economic sanction violation 2014 OFAC $279,038
American General Life Insurance Company American International Group insurance violation 2020 MA-AG $363,000
American International Group et al. American International Group insurance violation 2002 CA-INS $411,500
New Hampshire Insurance Co. American International Group insurance violation 2012 CA-INS $142,500
National Union Fire Insurance Co. American International Group insurance violation 2013 CA-INS $5,991,132
Commerce and Industry Insurance Co. American International Group insurance violation 2005 CO-INS $6,000
AIG Property Casualty Co. American International Group insurance violation 2019 CT-INS $120,000
American General Life Insurance Co. American International Group insurance violation 2019 DE-INS $85,000
COMMERCE AND INDUSTRY INSURANCE COMPANY American International Group insurance violation 2001 FL-OFR $11,500
New Hampshire Insurance Co. American International Group insurance violation 2002 FL-OFR $5,400
American International Insurance Co. and AIG National Insurance Company, Inc. American International Group insurance violation 2003 FL-OFR $66,750
Illinois National Insurance Co. American International Group insurance violation 2003 FL-OFR $5,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2003 FL-OFR $62,250
American General Life and Accident Insurance Co. American International Group insurance violation 2006 FL-OFR $1,568,324
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2006 FL-OFR $12,100
American Home Assurance Co. American International Group insurance violation 2007 FL-OFR $25,500
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2007 FL-OFR $240,000
American General Life Insurance Co. American International Group insurance violation 2008 FL-OFR $260,000
American General Life Insurance Co. American International Group insurance violation 2018 FL-OFR $210,000
National Union Fire Insurance Company of Pittsburgh, Pa. American International Group insurance violation 2009 ID-INS $5,000
National Union Fire Insurance Company of Pittsburgh, Pa. American International Group insurance violation 2010 ID-INS $15,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2010 IN-INS $200,000
American General Life and Accident Insurance Co. American International Group insurance violation 2000 KS-INS $23,400
New Hampshire Insurance Co. American International Group insurance violation 2000 KS-INS $10,375
National Union Fire Insurance Company of Pittsburgh, Pennsylvania American International Group insurance violation 2000 KS-INS $10,375
American General Life Insurance Co. American International Group insurance violation 2016 KS-INS $15,000
AIG Claims, Inc. American International Group insurance violation 2018 LA-INS $11,000
New Hampshire Insurance Company American International Group insurance violation 2002 MA-INS $639,576
Insurance Company of the State of PA American International Group insurance violation 2002 MA-INS $124,532
AIU Insurance Company American International Group insurance violation 2002 MA-INS $365,615
American Home Assurance Company American International Group insurance violation 2002 MA-INS $64,546
American Home Assurance Company American International Group insurance violation 2003 MA-INS $12,500
American General Life and Accident Insurance Co. American International Group insurance violation 2011 MD-INS $7,000
United States Life Insurance Company In the City of New York American International Group insurance violation 2011 MD-INS $5,000
The United States Life Insurance Company In the City of New York American International Group insurance violation 2012 MD-INS $75,000
United States Life Insurance Company In the City of New York American International Group insurance violation 2014 MD-INS $25,000
AIG Property Casualty Co. American International Group insurance violation 2015 MD-INS $22,500
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2015 MD-INS $20,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2016 MD-INS $18,000
National Union Fire Insurance Company of Pittsburgh, Pennsylvania et al. American International Group insurance violation 2020 MD-INS $20,000
AIU Insurance Co. American International Group insurance violation 2010 ME-INS $11,111
American Home Assurance Co. American International Group insurance violation 2010 ME-INS $11,111
Commerce and Industry Insurance Co. American International Group insurance violation 2010 ME-INS $11,111
Granite State Insurance Co. American International Group insurance violation 2010 ME-INS $11,111
Illinois National Insurance Co. American International Group insurance violation 2010 ME-INS $11,111
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2010 ME-INS $11,111
National Union Fire Insurance Company of Pittsburg, Pa. American International Group insurance violation 2010 ME-INS $11,111
New Hampshire Insurance Co. American International Group insurance violation 2010 ME-INS $11,111
National Union Fire Insurance Company of Pittsburgh, Pa. American International Group insurance violation 2001 MN-FIN $7,500
National Union Fire Insurance Company of Pittsburgh, Pa. American International Group insurance violation 2010 MN-FIN $100,000
National Union Fire Insurance Company of Pittsburgh, Pa. American International Group insurance violation 2012 MN-FIN $2,731,385
American General Life Insurance Co. American International Group insurance violation 2015 MN-FIN $10,000
American Home Assurance Co. et al. American International Group insurance violation 2015 MO-INS $1,250,000
New Hampshire Insurance Co. American International Group insurance violation 2018 MO-INS $11,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2010 NH-INS $100,000
American International Specialty Lines Insurance Co. American International Group insurance violation 2005 NJ-DBI $13,000
AIG Property Casualty Company American International Group insurance violation 2014 NJ-DBI $25,000
AIG American International Group insurance violation 2014 NY-DFS $35,000,000
Commerce and Industry Insurance Company American International Group insurance violation 2014 NY-DFS $48,500
Granite State Insurance Company American International Group insurance violation 2015 NY-DFS $150,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2015 NY-DFS $250,000
New Hampshire Insurance Company American International Group insurance violation 2015 NY-DFS $100,000
United States Life Insurance Company in the City of New York American International Group insurance violation 2017 NY-DFS $873,918
Variable Annuity Life Insurance Company American International Group insurance violation 2017 NY-DFS $25,000
AIG Claims Inc. American International Group insurance violation 2018 NY-DFS $177,500
National Union Fire Insurance Company American International Group insurance violation 2019 NY-DFS $5,200,000
The United States Life Insurance Company American International Group insurance violation 2019 NY-DFS $171,902
AIU Insurance Company American International Group insurance violation 2002 OR-FIN $10,000
AIG Life Insurance Company American International Group insurance violation 2006 OR-FIN $10,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2006 OR-FIN $30,000
United States Life Insurance Company in the City of New York American International Group insurance violation 2006 OR-FIN $20,000
AIU Insurance Company et al. American International Group insurance violation 2007 OR-FIN $1,000,000
AIG Casualty Company American International Group insurance violation 2007 OR-FIN $7,500
American Home Assurance Company American International Group insurance violation 2007 OR-FIN $10,000
Commerce and Industry Insurance Company American International Group insurance violation 2007 OR-FIN $10,000
Granite State Insurance Company American International Group insurance violation 2007 OR-FIN $5,000
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2007 OR-FIN $10,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2009 OR-FIN $65,000
American Home Assurance Company American International Group consumer protection violation 2012 OR-FIN $20,000
Commerce and Industry Insurance Company American International Group insurance violation 2012 OR-FIN $20,000
New Hampshire Insurance Company American International Group insurance violation 2012 OR-FIN $30,000
Insurance Company of the State of Pennsylvania American International Group insurance violation 2012 OR-FIN $10,000
American International Insurance Group Inc. American International Group insurance violation 2008 PA-INS $9,125,400
AIG National Insurance Company American International Group insurance violation 2008 RI-FIN $10,000
American General Life Insurance Company American International Group insurance violation 2020 RI-FIN $25,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2016 SC-INS $90,000
New Hampshire Insurance Company American International Group insurance violation 2013 SD-INS $5,000
American General Life Insurance Company American International Group insurance violation 2014 SD-INS $15,000
New Hampshire Insurance Company American International Group insurance violation 2014 SD-INS $5,000
American Home Assurance Company American International Group insurance violation 2009 TX-INS $22,500
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2009 TX-INS $7,500
New Hampshire Insurance Company American International Group insurance violation 2009 TX-INS $7,500
American Home Assurance Company et al. American International Group insurance violation 2010 TX-INS $650,000
Insurance Company of the State of Pennsylvania American International Group insurance violation 2010 TX-INS $175,000
New Hampshire Insurance Company American International Group insurance violation 2010 TX-INS $175,000
Commerce and Industry Insurance Company American International Group insurance violation 2010 TX-INS $60,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)