Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parentsort icon Primary Offense Type Year Agency Penalty Amount
Great American Alliance Insurance Company American Financial Group insurance violation 2004 PA-INS $16,000
Great American Assurance Company American Financial Group insurance violation 2004 PA-INS $25,000
Great American Insurance Company of New York American Financial Group insurance violation 2004 PA-INS $17,500
Great American Insurance Company American Financial Group insurance violation 2004 PA-INS $20,000
Great American Spirit Insurance Company American Financial Group insurance violation 2004 PA-INS $25,000
Great American Insurance Company American Financial Group insurance violation 2005 PA-INS $150,000
Great American Assurance Co. et al. American Financial Group insurance violation 2011 TX-INS $195,000
National Interstate Insurance Company American Financial Group insurance violation 2013 TX-INS $23,000
Great American Alliance Insurance Company American Financial Group insurance violation 2014 TX-INS $7,500
National Interstate Insurance Company American Financial Group insurance violation 2014 TX-INS $5,000
National Interstate Insurance Company American Financial Group insurance violation 2015 TX-INS $15,000
National Interstate Insurance Company American Financial Group insurance violation 2016 TX-INS $17,000
National Interstate Insurance Company American Financial Group insurance violation 2017 TX-INS $6,000
National Interstate Insurance Company American Financial Group insurance violation 2018 TX-INS $10,000
GREAT AMERICAN INSURANCE COMPANY ET AL American Financial Group insurance violation 2006 VA-INS $7,200
GREAT AMERICAN INSURANCE COMPANY ET AL American Financial Group insurance violation 2006 VA-INS $7,200
Great American Insurance Co. American Financial Group insurance violation 2004 WI-INS $5,000
Austin Mutual Insurance Company American Family Insurance wage and hour violation 2006 WHD $16,245
Permanent General Assurance Corp. American Family Insurance insurance violation 2011 AZ-INS $70,000
Homesite Indemnity Co. American Family Insurance insurance violation 2011 AZ-INS $19,000
Austin Mututal Insurance Co. American Family Insurance insurance violation 2011 AZ-INS $30,000
American Family Connect Property and Casualty Insurance Company American Family Insurance insurance violation 2020 AZ-INS $50,000
Homesite Insurance Company American Family Insurance insurance violation 2013 CA-INS $360,522
American Family Mutual Insurance Co. American Family Insurance insurance violation 2006 CO-INS $6,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2007 CO-INS $5,500
Permanent General Assurance Corp. American Family Insurance insurance violation 2009 CO-INS $31,900
Permanent General Assurance Corp. American Family Insurance insurance violation 2019 CO-INS $56,494
Permanent General Assurance Corporation of Ohio American Family Insurance insurance violation 2019 CO-INS $50,974
HomeSite Insurance Co. American Family Insurance insurance violation 2016 DE-INS $15,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2016 KS-INS $20,000
Homesite Insurance Company of the Midwest American Family Insurance insurance violation 2013 MD-INS $20,000
Homesite Insurance Company of the Midwest American Family Insurance insurance violation 2015 MD-INS $5,000
Homesite Insurance Company of the Midwest American Family Insurance insurance violation 2011 ME-INS $7,500
American Family Mutual Insurance Co. American Family Insurance insurance violation 2002 MN-FIN $5,000
Austin Mutual Insurance Co. and Northern Mutual Insurance Co. American Family Insurance insurance violation 2002 MN-FIN $12,500
American Family Mutual Insurance Co. American Family Insurance insurance violation 2002 MN-FIN $10,000
Homesite Insurance Company of the Midwest American Family Insurance insurance violation 2009 MN-FIN $15,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2011 MN-FIN $5,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2013 MN-FIN $5,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2014 MN-FIN $7,500
Austin Mutual Insurance Co. American Family Insurance insurance violation 2019 MN-FIN $10,000
Homesite Insurance Co. American Family Insurance insurance violation 2019 MN-FIN $5,000
American Family Mutual Insurance Co. and American Standard Insurance Co. of Wisconsin American Family Insurance insurance violation 2015 MO-INS $472,089
American Family Mutual Insurance Co. American Family Insurance insurance violation 2016 MO-INS $7,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2009 ND-INS $5,000
Austin Mutual Insurance Company American Family Insurance insurance violation 2014 ND-INS $10,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2016 NE-DOI $15,000
American Family Insurance Company American Family Insurance insurance violation 2018 NE-DOI $15,000
Permanent General Assurance Corporation American Family Insurance insurance violation 2014 NY-DFS $75,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2003 OR-FIN $10,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2008 OR-FIN $6,500
Homesite Insurance Company American Family Insurance insurance violation 2013 RI-FIN $5,000
The General Automobile Insurance Company Inc. American Family Insurance insurance violation 2018 TX-INS $100,000
Permanent General Assurance Corporation American Family Insurance insurance violation 2018 TX-INS $70,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2018 UT-INS $39,400
HOMESITE INSURANCE COMPANY American Family Insurance insurance violation 2010 VA-INS $126,252
HOMESITE INSURANCE COMPANY American Family Insurance insurance violation 2016 VA-INS $94,986
THE GENERAL AUTOMOBILE INSURANCE CO. American Family Insurance insurance violation 2018 VA-INS $66,996
General Automobile Insurance Company, Inc American Family Insurance insurance violation 2019 VA-INS $27,624
Permanent General Assurance Corporation American Family Insurance insurance violation 2019 VT-FIN $11,000
Homesite Insurance Company American Family Insurance insurance violation 2020 VT-FIN $31,000
Austin Mutual Insurance Company American Family Insurance insurance violation 2010 WA-INS $10,000
Austin Mutual Insurance Company American Family Insurance insurance violation 2011 WA-INS $10,000
Homesite Insurance Company Of The Midwest American Family Insurance insurance violation 2011 WA-INS $12,000
American Family Mutual Insurance Company S.I. American Family Insurance insurance violation 2011 WA-INS $20,000
Homesite Insurance Company Of The Midwest American Family Insurance insurance violation 2012 WA-INS $30,000
American Family Mutual Insurance Company S.I. American Family Insurance insurance violation 2013 WA-INS $10,000
American Family Mutual Insurance Company S.I. American Family Insurance insurance violation 2015 WA-INS $10,000
American Family Mutual Insurance Company S.I. American Family Insurance insurance violation 2016 WA-INS $15,000
American Family Connect Property And Casualty Insurance Company American Family Insurance insurance violation 2016 WA-INS $10,000
Permanent General Assurance Corporation American Family Insurance insurance violation 2016 WA-INS $5,000
American Family Mutual Insurance Company S.I. American Family Insurance insurance violation 2018 WA-INS $10,000
Homesite Insurance Company Of The Midwest American Family Insurance insurance violation 2019 WA-INS $15,000
American Family Connect Property And Casualty Insurance Company American Family Insurance insurance violation 2019 WA-INS $7,500
Austin Mutual Insurance Co. American Family Insurance insurance violation 2007 WI-INS $8,000
Homesite Insurance Group American Family Insurance insurance violation 2016 MULTI-FIN $500,000
Permanent General Assurance Corp. American Family Insurance insurance violation 2020 MO-INS $15,000
American Family Mutual Insurance Co. and American Family Insurance Co. American Family Insurance insurance violation 2020 MN-FIN $35,000
American Family Connect Insurance Company American Family Insurance insurance violation 2021 NY-DFS $23,000
AMERICAN FAMILY INSURANCE COMPANY American Family Insurance insurance violation 2021 WA-INS $50,000
AMERICAN FAMILY INSURANCE American Family Insurance workplace safety or health violation 2012 OSHA $12,500
American Express American Express consumer protection violation 2013 CFPB $69,100,000
American Express American Express consumer protection violation 2012 CFPB $99,100,000
American Express Centurion Bank American Express banking violation 2013 FDIC $3,600,000
American Express Centurion Bank American Express banking violation 2012 FDIC $3,900,000
American Express Bank, FSB American Express banking violation 2013 OCC $7,500,000
American Express Bank, FSB American Express banking violation 2012 OCC $6,500,000
AMERICAN EXPRESS COMPANY American Express banking violation 2012 FED $9,000,000
American Express Centurion Bank American Express banking violation 2009 FDIC $250,000
American Express Bank International American Express anti-money-laundering deficiencies 2007 DOJ_CRIMINAL $55,000,000
American Express Travel Related Services Co., Inc. American Express economic sanction violation 2007 OFAC $16,625
American Express American Express economic sanction violation 2004 OFAC $18,391
American Express Bank Ltd. American Express economic sanction violation 2004 OFAC $5,041
American Express Company American Express economic sanction violation 2004 OFAC $5,500
American Express Travel Related Services Comp American Express Family and Medical Leave Act 2004 WHD $26,722
American Express American Express consumer protection violation 2017 CFPB $96,000,000
American Express American Express economic sanction violation 2017 OFAC $204,277
American Express Centurion Bank American Express tax violations 2012 CT-AG $14,970
American Express Co. American Express consumer protection violation 2003 NY-AG $3,285,000
American Express Publishing Corporation American Express consumer protection violation 2000 MULTI-AG $200,000
American Express Travel Related Services Company, Inc. American Express economic sanction violation 2013 OFAC $5,226,120
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)