Citibank | Citigroup | consumer protection violation | 2002 | CA-AG | $1,600,000 |
Citibank | Citigroup | gambling violation | 2002 | NY-AG | $100,000 |
Credit Suisse First Boston Corp. | UBS | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $200,000,000 |
Deutsche Bank | Deutsche Bank | investor protection violation | 2002 | MULTI-AG | $80,000,000 |
Discover Financial Services, Inc./Millenium Teleservices, Inc. | Discover Financial Services | privacy violation | 2002 | KY-AG | $5,000 |
Fidelity National Title Insurance Company | Fidelity National Financial | consumer protection violation | 2002 | CA-AG | $31,148,320 |
First American Title Insurance Company | First American Financial | consumer protection violation | 2002 | CA-AG | $7,000,000 |
First USA | JPMorgan Chase | consumer protection violation | 2002 | MULTI-AG | $1,300,000 |
Goldman Sachs | Goldman Sachs | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $110,000,000 |
Household Finance Corp. | HSBC | mortgage abuses | 2002 | MULTI-AG | $484,000,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
Merrill Lynch | Bank of America | investor protection violation | 2002 | DE-AG | $500,000 |
Merrill Lynch | Bank of America | investor protection violation | 2002 | NY-AG | $100,000,000 |
Merrill Lynch & Co. Inc. | Bank of America | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |
Morgan Stanley | Morgan Stanley | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
Mutual of Omaha | Mutual of Omaha | consumer protection violation | 2002 | NY-AG | $10,000 |
PayPal | PayPal Holdings | consumer protection violation | 2002 | NY-AG | $200,000 |
PNC Bank | PNC Financial Services | privacy violation | 2002 | KY-AG | $5,000 |
Salomon Smith Barney Inc. | Morgan Stanley | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $400,000,000 |
Stewart Title Company of California | Stewart Information Services | consumer protection violation | 2002 | CA-AG | $2,500,000 |
UBS Warburg LLC | UBS | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
Old Republic Title Co. | Old Republic International | consumer protection violation | 2002 | CA-MULTI | $5,096,963 |
H&R Block | H&R Block | consumer protection violation | 2002 | NY-NYCDCWP | $4,000,000 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2002 | AK-INS | $16,095 |
Aon Risk Services Inc. of Washington | Aon | insurance violation | 2002 | AK-INS | $5,000 |
Household Finance Corp. of California and Beneficial California, Inc. | HSBC | mortgage abuses | 2002 | CA-DFPI | $8,900,000 |
Harleysville Mutual Insurance Co. | Nationwide | insurance violation | 2002 | CA-INS | $200,000 |
American International Group et al. | American International Group | insurance violation | 2002 | CA-INS | $411,500 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2002 | FL-OFR | $6,500 |
Wausau Underwriters Insurance Co. | Liberty Mutual Insurance | insurance violation | 2002 | FL-OFR | $53,000 |
Fireman' Fund Insurance Co. | Allianz | insurance violation | 2002 | FL-OFR | $13,850 |
Progressive Express Insurance Co. et al. | Progressive | insurance violation | 2002 | FL-OFR | $5,750,000 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2002 | FL-OFR | $5,400 |
Zurich American Insurance Co. | Zurich Insurance | insurance violation | 2002 | FL-OFR | $44,500 |
American Guarantee and Liability Insurance Co. | Zurich Insurance | insurance violation | 2002 | FL-OFR | $10,850 |
Allstate Financial Services, LLC | Allstate | investor protection violation | 2002 | FL-OFR | $21,300 |
Security National Insurance Co. | Zurich Insurance | insurance violation | 2002 | FL-OFR | $31,500 |
ACE Cash Express, Inc. dba ACE America's Cash Express | ACE Cash Express | consumer protection violation | 2002 | FL-OFR | $500,000 |
Conseco Finance Servicing Corp. | CNO Financial | consumer protection violation | 2002 | KS-BKG | $7,275,000 |
Bank of Louisville | Truist Financial | investor protection violation | 2002 | KY-INS | $27,000,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2002 | MA-INS | $639,576 |
Insurance Company of the State of PA | American International Group | insurance violation | 2002 | MA-INS | $124,532 |
AIU Insurance Company | American International Group | insurance violation | 2002 | MA-INS | $365,615 |
American Home Assurance Company | American International Group | insurance violation | 2002 | MA-INS | $64,546 |
Fireman's Fund Insurance Company | Allianz | insurance violation | 2002 | MA-INS | $20,000 |
Travelers Insurance Company | Travelers | insurance violation | 2002 | MA-INS | $8,600 |
Zurich Direct | Zurich Insurance | insurance violation | 2002 | MA-INS | $6,000 |
Zurich Life Insurance Company of America | Zurich Insurance | insurance violation | 2002 | MA-INS | $12,000 |
Harleysville Worcester Insurance Company | Nationwide | insurance violation | 2002 | MA-INS | $6,000 |
Banner Life Insurance Company | Legal & General Group PLC | insurance violation | 2002 | MA-INS | $10,900 |
Valley Forge Life Insurance Company | Prudential PLC | insurance violation | 2002 | MA-INS | $24,500 |
Ace Cash Express Inc. | ACE Cash Express | consumer protection violation | 2002 | MD-FIN | $164,000 |
Fortis Insurance Co. and John Alden Life Insurance Co. | Assurant | insurance violation | 2002 | MN-FIN | $10,000 |
American Express Financial Advisors, Inc. | Ameriprise Financial | investor protection violation | 2002 | MN-FIN | $5,000 |
Metropolitan Property and Casualty Insurance Co. | Zurich Insurance | insurance violation | 2002 | MN-FIN | $7,500 |
American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2002 | MN-FIN | $5,000 |
Austin Mutual Insurance Co. and Northern Mutual Insurance Co. | American Family Insurance | insurance violation | 2002 | MN-FIN | $12,500 |
Travelers Indemnity Co. | Travelers | insurance violation | 2002 | MN-FIN | $5,000 |
Harleysville Insurance Co. | Nationwide | insurance violation | 2002 | MN-FIN | $80,000 |
Illinois Union Insurance Co. | Chubb Limited | insurance violation | 2002 | MN-FIN | $5,000 |
American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2002 | MN-FIN | $10,000 |
Chubb Indemnity Insurance Co. | Chubb Limited | insurance violation | 2002 | MN-FIN | $5,000 |
Fortis Insurance Co. and John Alden Life Insurance Co. | Assurant | insurance violation | 2002 | MN-FIN | $75,000 |
Horace Mann Insurance Co. | Horace Mann Educators Corp. | insurance violation | 2002 | MN-FIN | $10,000 |
American Income Life Insurance Co. | Globe Life Inc. | insurance violation | 2002 | MS-INS | $50,000 |
Trumbull Insurance Co. | Hartford Financial Services | insurance violation | 2002 | MT-FIN | $5,000 |
Buck Consultants, Inc. | Arthur J. Gallagher & Co. | insurance violation | 2002 | MT-FIN | $9,000 |
U.S. Bancorp Piper Jaffray Inc. | Piper Sandler | investor protection violation | 2002 | NE-DBF | $5,000 |
Merrill Lynch | Bank of America | investor protection violation | 2002 | NH-BSR | $500,000 |
USAA | USAA | insurance violation | 2002 | OH-INS | $30,000 |
Western Union Financial Services, Inc. | Western Union | anti-money-laundering deficiencies | 2002 | NY-DFS | $8,000,000 |
Equitable Life and Casualty Insurance Company | Equitable Holdings | insurance violation | 2002 | OR-FIN | $25,000 |
Fortis Insurance Company | Assurant | insurance violation | 2002 | OR-FIN | $42,500 |
Great American Life Insurance Company | Massachusetts Mutual Life Insurance | insurance violation | 2002 | OR-FIN | $10,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2002 | OR-FIN | $30,000 |
AIU Insurance Company | American International Group | insurance violation | 2002 | OR-FIN | $10,000 |
Jackson National Life Insurance Company | Jackson Financial | insurance violation | 2002 | OR-FIN | $10,000 |
Globe Life And Accident Insurance Compan | Globe Life Inc. | insurance violation | 2002 | OR-FIN | $5,000 |
Farmers Insurance Group | Zurich Insurance | insurance violation | 2002 | TX-INS | $15,000,000 |
NEW YORK LIFE INSURANCE CO | New York Life Insurance | insurance violation | 2002 | VA-INS | $13,500 |
UNITED AMERICAN INSURANCE CO. | Globe Life Inc. | insurance violation | 2002 | VA-INS | $10,000 |
FIDELITY & GUARANTY LIFE INSURANCE | Fidelity National Financial | insurance violation | 2002 | VA-INS | $15,000 |
AVEMCO INSURANCE COMPANY | Tokio Marine | insurance violation | 2002 | VA-INS | $12,000 |
FORTIS INSURANCE CO., ET AL. | Assurant | insurance violation | 2002 | VA-INS | $27,000 |
NEW ENGLAND LIFE INSURANCE CO. | Brighthouse Financial | insurance violation | 2002 | VA-INS | $9,000 |
Combined Insurance Company of America | Chubb Limited | insurance violation | 2002 | VA-INS | $27,000 |
PRINCIPAL LIFE INSURANCE CO. | Principal Financial | insurance violation | 2002 | VA-INS | $12,000 |
SAFECO INSURANCE CO. ET AL. | Liberty Mutual Insurance | insurance violation | 2002 | VA-INS | $28,200 |
ALLSTATE INSURANCE COMPANY | Allstate | insurance violation | 2002 | VA-INS | $10,000 |
MUTUAL OF OMAHA INSURANCE CO. | Mutual of Omaha | insurance violation | 2002 | VA-INS | $25,800 |
AMERICAN HERITAGE LIFE INSURANCE CO | Allstate | insurance violation | 2002 | VA-INS | $15,000 |
AMICA MUTUAL INSURANCE COMPANY | Amica Mutual Insurance | insurance violation | 2002 | VA-INS | $14,000 |
PRUDENTIAL INSURANCE COMPANY | Prudential Financial | insurance violation | 2002 | VA-INS | $15,000 |
Life Insurance Company of Georgia and Southland Life Insurance Company | Prudential PLC | insurance violation | 2002 | MULTI-FIN | $4,000,000 |
Unitrin Inc. | Kemper | insurance violation | 2002 | MULTI-FIN | $33,000,000 |
MetLife | MetLife | discriminatory practices (non-employment) | 2002 | NY-DFS | $160,000,000 |
RR DONNELLEY | Chatham Asset Management | environmental violation | 2002 | PA-ENV | $5,000 |
Vitol S.A. | Vitol | environmental violation | 2002 | CA-ARB | $25,000 |
R.R. Donnelley & Sons Company | Chatham Asset Management | environmental violation | 2002 | CT-ENV | $25,500 |
MBNA | Bank of America | environmental violation | 2002 | DE-ENV | $225,000 |
HANOVER INSURANCE GROUP | Hanover Insurance | environmental violation | 2002 | MA-ENV | $10,000 |