Amerisave Mortgage Corp. | AmeriSave Mortgage | consumer protection violation | 2017 | CA-DFPI | $50,000 |
W.R. Berkley Corp. | W.R. Berkley | insurance violation | 2017 | CA-INS | $3,015,000 |
Admiral Risk Insurance Services, Inc. | W.R. Berkley | insurance violation | 2017 | CA-INS | $1,542,500 |
Admiral Insurance Co. | W.R. Berkley | insurance violation | 2017 | CA-INS | $1,542,500 |
MLD Mortgage, Inc. dba The Money Store dba Mortgage Lending Direct | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2017 | CA-DFPI | $30,000 |
State Farm | State Farm Insurance | insurance violation | 2017 | CA-INS | $13,335,701 |
Homebridge Financial Services, Inc. | Homebridge Financial Services | consumer protection violation | 2017 | CA-DFPI | $80,000 |
Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2017 | CA-DFPI | $500,000 |
Nationstar Mortgage, LLC dba Mr. Cooper | Mr. Cooper Group | consumer protection violation | 2017 | CA-DFPI | $9,118,784 |
Auto Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2017 | CO-INS | $25,875 |
Lincoln National Life Insurance Co. | Lincoln National | insurance violation | 2017 | DE-INS | $79,000 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2017 | ID-INS | $5,000 |
Pruco Securities, LLC | Prudential Financial | investor protection violation | 2017 | IL-SEC | $900,000 |
Wells Fargo Advisors, LLC | Wells Fargo | investor protection violation | 2017 | IL-SEC | $270,000 |
NYLIFE Securities, LLC | New York Life Insurance | investor protection violation | 2017 | IN-SEC | $275,000 |
AGCS Marine Insurance Co. | Allianz | insurance violation | 2017 | KS-INS | $63,483 |
Great American Insurance Co. | American Financial Group | insurance violation | 2017 | KS-INS | $13,000 |
Companion Life Insurance Co. | BlueCross BlueShield of South Carolina | insurance violation | 2017 | KS-INS | $100,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2017 | LA-INS | $10,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2017 | MA-SEC | $975,000 |
Investment Professionals, Inc. | Ameriprise Financial | investor protection violation | 2017 | MA-SEC | $100,000 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2017 | MA-SEC | $1,000,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2017 | MA-SEC | $1,000,000 |
Gerber Life Insurance Co. | Western & Southern Financial Group | insurance violation | 2017 | MD-INS | $8,000 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2017 | MD-INS | $5,000 |
Penn Mutual Life Insurance Co. | Penn Mutual | insurance violation | 2017 | MD-INS | $25,600 |
Allied Property And Casualty Insurance Co. et al. | Nationwide | insurance violation | 2017 | MD-INS | $5,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | investor protection violation | 2017 | MD-SEC | $100,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2017 | MD-INS | $11,300 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2017 | MD-INS | $8,300 |
American Security Insurance Co. et al. | Assurant | insurance violation | 2017 | MD-INS | $25,000 |
Allianz Life Insurance Company of North America | Allianz | insurance violation | 2017 | MD-INS | $9,850 |
Travelers Commercial Insurance Co. et al. | Travelers | insurance violation | 2017 | MD-INS | $10,000 |
QBE Insurance Co. and Praetorian Insurance Co. | QBE Insurance | insurance violation | 2017 | MD-INS | $10,000 |
Allstate Insurance Co. | Allstate | insurance violation | 2017 | MD-INS | $18,000 |
Allstate Indemnity Co. | Allstate | insurance violation | 2017 | MD-INS | $25,000 |
Pacific Life Insurance Co. | Pacific Life | insurance violation | 2017 | MD-INS | $9,000 |
Trumbull Insurance Co. | Hartford Financial Services | insurance violation | 2017 | MD-INS | $67,500 |
Globe Life and Accident Insurance Co. | Globe Life Inc. | insurance violation | 2017 | ME-INS | $250,000 |
State Farm Mutual Automobile Insurance Co. | State Farm Insurance | insurance violation | 2017 | MN-FIN | $50,000 |
Bristol West Casualty Insurance Co. | Zurich Insurance | insurance violation | 2017 | MN-FIN | $20,000 |
ReliaStar Insurance Co. | Voya Financial | insurance violation | 2017 | MN-FIN | $5,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2017 | MN-FIN | $75,000 |
QBE Holdings, Inc. et al. | QBE Insurance | insurance violation | 2017 | MN-FIN | $750,000 |
Riversource Life Insurance Co. and Riversource Life Insurance Co. of New York | Ameriprise Financial | insurance violation | 2017 | MN-FIN | $1,500,000 |
Safeco Surplus Lines Insurance Co. | Liberty Mutual Insurance | insurance violation | 2017 | MN-FIN | $10,000 |
Washington National Insurance Co. | CNO Financial | insurance violation | 2017 | MN-FIN | $140,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2017 | MO-SEC | $25,672 |
Liberty Insurance Corp. et al. | Liberty Mutual Insurance | insurance violation | 2017 | MO-INS | $20,000 |
Stifel, Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2017 | MS-SEC | $50,000 |
HCC Life Insurance Co. and HCC Medical Insurance Services, LLC | Tokio Marine | insurance violation | 2017 | MT-FIN | $130,000 |
Allstate Fire and Casualty Insurance Co. et al. | Allstate | insurance violation | 2017 | MT-FIN | $10,000 |
Great Plains Specialty Finance, Inc., d/b/a Check 'n go | CNG Financial | consumer protection violation | 2017 | NE-DBF | $49,600 |
NYLIFE Securities LLC | New York Life Insurance | investor protection violation | 2017 | NH-BSR | $7,500 |
Horizon Healthcare of New Jersey, Inc. | Horizon Healthcare Services | insurance violation | 2017 | NJ-DBI | $291,824 |
Horizon Healthcare Services, Inc. and Horizon Healthcare of New Jersey Inc. | Horizon Healthcare Services | insurance violation | 2017 | NJ-DBI | $1,500,000 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | NY-DFS | $425,000,000 |
Combined Life Insurance Company of New York | Chubb Limited | insurance violation | 2017 | NY-DFS | $23,740 |
Globe Life Insurance Company of New York | Globe Life Inc. | insurance violation | 2017 | NY-DFS | $538,375 |
United States Life Insurance Company in the City of New York | American International Group | insurance violation | 2017 | NY-DFS | $873,918 |
Variable Annuity Life Insurance Company | American International Group | insurance violation | 2017 | NY-DFS | $25,000 |
Lincoln Financial Group | Lincoln National | insurance violation | 2017 | NY-DFS | $52,200,000 |
BNP Paribas S.A. | BNP Paribas | price-fixing or anti-competitive practices | 2017 | NY-DFS | $350,000,000 |
Credit Suisse AG | UBS | price-fixing or anti-competitive practices | 2017 | NY-DFS | $135,000,000 |
John Hancock Life Insurance Company of New York | Manulife Financial | insurance violation | 2017 | NY-DFS | $73,000 |
Tokio Marine Kiln Syndicates Limited and Beazley Furlonge Limited | Tokio Marine | insurance violation | 2017 | NY-DFS | $920,000 |
PHH Mortgage Corp. | Ocwen Financial | zoning violation | 2017 | NY-DFS | $119,000 |
CashCall, Inc. | CashCall Inc. | consumer protection violation | 2017 | OK-DCC | $1,000,000 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2017 | OR-FIN | $36,500 |
Progressive Universal Insurance Company et al. | Progressive | insurance violation | 2017 | OR-FIN | $10,000 |
Travelers Indemnity Co. | Travelers | insurance violation | 2017 | PA-INS | $100,000 |
ACE Cash Express Inc. | ACE Cash Express | consumer protection violation | 2017 | PA-BKG | $80,000 |
Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2017 | PA-INS | $10,000 |
Vanguard Advisers Inc. | Vanguard Group | investor protection violation | 2017 | PA-BKG | $23,480 |
Raymond James Financial Services Inc. | Raymond James Financial | investor protection violation | 2017 | PA-BKG | $125,000 |
Allstate Insurance Company | Allstate | insurance violation | 2017 | RI-FIN | $103,414 |
Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2017 | RI-FIN | $154,228 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2017 | RI-FIN | $9,200 |
Liberty Mutual Insurance Group | Liberty Mutual Insurance | insurance violation | 2017 | RI-FIN | $139,547 |
CashCall Inc. | CashCall Inc. | consumer protection violation | 2017 | SC-FIN | $9,650,000 |
Old Republic Insurance Company | Old Republic International | insurance violation | 2017 | SD-INS | $5,000 |
Companion Life Insurance Company | BlueCross BlueShield of South Carolina | insurance violation | 2017 | SD-INS | $40,000 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2017 | TX-INS | $6,000 |
Twin City Fire Insurance Company | Hartford Financial Services | insurance violation | 2017 | TX-INS | $8,500 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2017 | TX-INS | $8,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2017 | TX-INS | $5,000 |
Liberty Mutual Insurance Company | Liberty Mutual Insurance | insurance violation | 2017 | TX-INS | $18,000 |
The Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2017 | TX-INS | $44,000 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2017 | TX-INS | $9,500 |
Broadspire Services, Inc. | Crawford & Co. | insurance violation | 2017 | TX-INS | $40,000 |
Wausau Underwriters Insurance Company | Liberty Mutual Insurance | insurance violation | 2017 | TX-INS | $40,000 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2017 | TX-INS | $20,000 |
National Interstate Insurance Company | American Financial Group | insurance violation | 2017 | TX-INS | $6,000 |
The Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2017 | TX-INS | $5,300 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2017 | TX-INS | $35,000 |
Travelers Casualty & Surety Company | Travelers | insurance violation | 2017 | TX-INS | $13,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2017 | TX-INS | $38,000 |
Old Republic Insurance Company | Old Republic International | insurance violation | 2017 | TX-INS | $11,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2017 | TX-INS | $8,750 |
Protective Insurance Company | Progressive | insurance violation | 2017 | TX-INS | $10,000 |
Federal Insurance Company | Chubb Limited | insurance violation | 2017 | TX-INS | $22,500 |