Compass Bank |
Banco Bilbao Vizcaya Argentaria |
wage and hour violation |
2005 |
WHD |
$810,122 |
Compass Bank |
Banco Bilbao Vizcaya Argentaria |
wage and hour violation |
2005 |
WHD |
$5,105 |
Fidelity National Financial, Inc. |
Fidelity National Financial |
wage and hour violation |
2005 |
WHD |
$778,391 |
Bank of America |
Bank of America |
wage and hour violation |
2005 |
WHD |
$12,824 |
Washington Mutual, Inc. |
JPMorgan Chase |
wage and hour violation |
2005 |
WHD |
$404,982 |
Allied Home Mortgage Capital Corporation |
Americus Mortgage |
wage and hour violation |
2005 |
WHD |
$9,830 |
TIAA |
TIAA |
wage and hour violation |
2005 |
WHD |
$327,168 |
The First American Title Insurance, Co. |
First American Financial |
wage and hour violation |
2005 |
WHD |
$24,067 |
TD Waterhouse Investor Services, Inc. |
Toronto-Dominion Bank |
wage and hour violation |
2005 |
WHD |
$55,208 |
Goodrich Aviation Technical Services, Inc. |
Macquarie |
wage and hour violation |
2005 |
WHD |
$47,369 |
USAA Insurance |
USAA |
labor relations violation |
2005 |
NLRB |
$125,361 |
Watson Wyatt & Co. |
Willis Towers Watson |
labor relations violation |
2005 |
NLRB |
$91,000 |
Wheelabrator Westchester, L.P. |
Macquarie |
labor relations violation |
2005 |
NLRB |
$13,000 |
CIT Group Inc. |
CIT |
export control violation |
2005 |
BIS |
$74,800 |
The Bank of New York |
Bank of New York Mellon |
anti-money-laundering deficiencies |
2005 |
USAO |
$38,000,000 |
Riggs Bank |
PNC Financial Services |
anti-money-laundering deficiencies |
2005 |
USAO |
$16,000,000 |
Liberty Mutual |
Liberty Mutual Insurance |
wage and hour violation |
2005 |
private lawsuit-federal |
$6,400,000 |
Allstate Insurance |
Allstate |
wage and hour violation |
2005 |
private lawsuit-state |
$120,000,000 |
Countrywide Financial |
Bank of America |
wage and hour violation |
2005 |
private lawsuit-state |
$30,000,000 |
State Farm |
State Farm Insurance |
wage and hour violation |
2005 |
private lawsuit-state |
$135,000,000 |
Combined Insurance Company of America |
Chubb Limited |
employment discrimination |
2005 |
private lawsuit-federal |
$8,500,000 |
Ocwen Financial |
Ocwen Financial |
employment discrimination |
2005 |
private lawsuit-state |
$2,000,000 |
WHEELABRATOR SOUTH BROWARD, INC 120110211900314 |
Macquarie |
environmental violation |
2005 |
EPA |
$14,450 |
SUN LIFE ASSURANCE CO OF CANADA |
Sun Life Financial |
environmental violation |
2005 |
EPA |
$31,635 |
BANK OF NEW YORK MELLON - 101 BARCLAY |
Bank of New York Mellon |
environmental violation |
2005 |
EPA |
$15,000 |
IAC SPRINGFIELD, LLC |
Invesco |
environmental violation |
2005 |
EPA |
$17,500 |
CIBC World Markets Corporation |
Canadian Imperial Bank of Commerce |
investor protection violation |
2005 |
SEC |
$496,598 |
Legg Mason Wood Walker, Incorporated |
Franklin Resources |
investor protection violation |
2005 |
SEC |
$1,000,000 |
U.S. Bank National Association |
U.S. Bancorp |
investor protection violation |
2005 |
SEC |
$500,000 |
Prudential Equity Group, LLC |
Prudential Financial |
investor protection violation |
2005 |
SEC |
$125,000 |
UBS Securities LLC |
UBS |
investor protection violation |
2005 |
SEC |
$700,000 |
Banc of America Investment Services, Inc., and Bacap Distributors, LLC |
Bank of America |
investor protection violation |
2005 |
SEC |
$1,500,000 |
Credit Suisse First Boston, LLC |
Credit Suisse |
investor protection violation |
2005 |
SEC |
$200,000 |
Fiserv Securities, Inc. |
Fidelity Investments |
investor protection violation |
2005 |
SEC |
$15,000,000 |
Putnam Investment Management, LLC |
Power Financial Corporation |
investor protection violation |
2005 |
SEC |
$40,000,001 |
J.P. Morgan Securities Inc. |
JPMorgan Chase |
investor protection violation |
2005 |
SEC |
$700,000 |
HSBC Bank USA |
HSBC |
benefit plan administrator violation |
2005 |
private lawsuit-federal |
$9,350,000 |
1st Financial Bank U.S.A. |
1st Financial Bank USA |
banking violation |
2005 |
WI-AG |
$43,142 |
American Express Financial Advisors Inc. |
Ameriprise Financial |
investor protection violation |
2005 |
NJ-AG |
$5,000,000 |
Aon Corporation |
Aon |
price-fixing or anti-competitive practices |
2005 |
MULTI-AG |
$190,000,000 |
Arthur J. Gallagher & Co. |
Arthur J. Gallagher & Co. |
consumer protection violation |
2005 |
IL-AG |
$27,000,000 |
BB&T Leasing Company |
Truist Financial |
consumer protection violation |
2005 |
NY-AG |
$159,097 |
Canadian Imperial Bank of Commerce |
Canadian Imperial Bank of Commerce |
investor protection violation |
2005 |
NY-AG |
(*) $125,000,000 |
Capital One Bank |
Capital One Financial |
banking violation |
2005 |
WI-AG |
$80,032 |
CIT Group/Equipment Financing, Inc. |
CIT |
consumer protection violation |
2005 |
MULTI-AG |
$10,000,000 |
CIT Technology Financing Services, Inc. |
CIT |
consumer protection violation |
2005 |
NJ-AG |
$4,360,000 |
De Lage Landen Financial Services, Inc. |
Rabobank |
consumer protection violation |
2005 |
MULTI-AG |
$872,000 |
Federated Investors, Inc. |
Federated Hermes |
investor protection violation |
2005 |
NY-AG |
(*) $100,000,000 |
HealthNow New York |
Highmark Inc. |
consumer protection violation |
2005 |
NY-AG |
$5,000 |
Marsh & McLennan Companies, Inc. |
Marsh & McLennan |
price-fixing or anti-competitive practices |
2005 |
MULTI-AG |
$850,000,000 |
Merrill Lynch Pierce Fenner & Smith Inc. |
Bank of America |
investor protection violation |
2005 |
NJ-AG |
$10,000,000 |
Midland Credit Management, Inc. |
Encore Capital Group |
consumer protection violation |
2005 |
WV-AG |
$3,500,000 |
Morgan Stanley DW |
Morgan Stanley |
investor protection violation |
2005 |
DE-AG |
$700,000 |
Nationwide Life Insurance |
Nationwide |
consumer protection violation |
2005 |
MA-AG |
$650,000 |
St. Paul Travelers Companies Inc. |
Travelers |
investor protection violation |
2005 |
NM-AG |
$67,500,000 |
State Farm Mutual Automobile Insurance Co. |
State Farm Insurance |
consumer protection violation |
2005 |
TX-AG |
$10,000,000 |
State Farm Mutual Insurance Company |
State Farm Insurance |
consumer protection violation |
2005 |
MULTI-AG |
$41,000,000 |
SunTrust Bank |
Truist Financial |
banking violation |
2005 |
WI-AG |
$10,107 |
U.S. Bancorp |
U.S. Bancorp |
consumer protection violation |
2005 |
CA-AG |
$2,600,000 |
Unum Life Insurance Co. |
Unum |
False Claims Act and related |
2005 |
MA-AG |
$650,000 |
Wells Fargo Financial Leasing, Inc. |
Wells Fargo |
consumer protection violation |
2005 |
MULTI-AG |
$10,000,000 |
Western Union Financial Services |
Western Union |
consumer protection violation |
2005 |
MULTI-AG |
$8,529,000 |
Willis Group Holdings Ltd. |
Willis Towers Watson |
price-fixing or anti-competitive practices |
2005 |
NY-AG |
$50,000,000 |
Israel Discount Bank of New York |
Israel Discount Bank |
anti-money-laundering deficiencies |
2005 |
NY-MANDA |
$8,500,000 |
Watson Wyatt & Company |
Willis Towers Watson |
False Claims Act and related |
2005 |
USAO |
$689,828 |
Prudential Equity Group, Inc. |
Prudential Financial |
investor protection violation |
2005 |
AL-SEC |
$45,000 |
Morgan Keegan & Co. |
Raymond James Financial |
investor protection violation |
2005 |
AL-SEC |
$100,000 |
Ameriprise Financial Services, Inc. |
Ameriprise Financial |
investor protection violation |
2005 |
AZ-SEC |
$1,000,000 |
Allianz Life Insurance Company of North America |
Allianz |
insurance violation |
2005 |
CA-INS |
$425,000 |
Coast National Insurance Co. |
Zurich Insurance |
insurance violation |
2005 |
CA-INS |
$120,000 |
Philadelphia Indemnity Insurance Co. |
Tokio Marine |
insurance violation |
2005 |
CA-INS |
$175,000 |
American Bankers Insurance Company of Florida et al. |
Assurant |
insurance violation |
2005 |
CA-INS |
$250,000 |
California Physicians' Service dba Blue Shield of California |
California Physicians' Service |
insurance violation |
2005 |
CA-MHC |
$5,000 |
California Physicians' Service dba Blue Shield of California |
California Physicians' Service |
insurance violation |
2005 |
CA-MHC |
$100,000 |
Stewart Title of California, Inc. |
Stewart Information Services |
insurance violation |
2005 |
CA-INS |
$750,000 |
Allstate Insurance Co. |
Allstate |
insurance violation |
2005 |
CA-INS |
$34,000,000 |
Wells Fargo Financial California, Inc. |
Wells Fargo |
consumer protection violation |
2005 |
CA-DFPI |
$1,621,010 |
Infinity Insurance Co. et al. |
Kemper |
insurance violation |
2005 |
CA-INS |
$600,000 |
American Title Co. dba Ticor Title Company of America |
Fidelity National Financial |
insurance violation |
2005 |
CA-INS |
$1,200,000 |
Amco Insurance Co. and Allied Property and Casualty Insurance Co. |
Nationwide |
insurance violation |
2005 |
CA-INS |
$20,000 |
Unum Life Insurance Company of America et al. |
Unum |
insurance violation |
2005 |
CA-INS |
$8,598,503 |
Harleysville Mutual Insurance Co. |
Nationwide |
insurance violation |
2005 |
CA-INS |
$100,000 |
Janney Montgomery Scott LLC |
Penn Mutual |
investor protection violation |
2005 |
CO-SEC |
$259,227 |
Federal Insurance Co. |
Chubb Limited |
insurance violation |
2005 |
CO-INS |
$16,000 |
Commerce and Industry Insurance Co. |
American International Group |
insurance violation |
2005 |
CO-INS |
$6,000 |
Allstate Insurance Co. |
Allstate |
insurance violation |
2005 |
CO-INS |
$10,500 |
Wilmington Trust Co. |
M&T Bank |
investor protection violation |
2005 |
DE-SEC |
$50,000 |
American National Property & Casualty Co. |
American National Insurance |
insurance violation |
2005 |
FL-OFR |
$7,500 |
Amex Assurance Co. |
American Express |
insurance violation |
2005 |
FL-OFR |
$12,500 |
Axa Re Property and Casualty Insurance Co. |
AXA |
insurance violation |
2005 |
FL-OFR |
$15,000 |
Scottsdale Insurance Co. |
Nationwide |
insurance violation |
2005 |
FL-OFR |
$5,000 |
Sentry Insurance A Mutual Company |
Sentry Insurance |
insurance violation |
2005 |
FL-OFR |
$7,500 |
State Farm Florida Insurance Co. |
State Farm Insurance |
insurance violation |
2005 |
FL-OFR |
$5,000 |
United Casualty Insurance Company of America |
Kemper |
insurance violation |
2005 |
FL-OFR |
$17,500 |
Chicago Title Insurance Co. |
Fidelity National Financial |
insurance violation |
2005 |
FL-OFR |
$50,000 |
Safeco Insurance Company of America et al. |
Liberty Mutual Insurance |
insurance violation |
2005 |
FL-OFR |
$35,350 |
Ticor Title Insurance Co. |
Fidelity National Financial |
insurance violation |
2005 |
FL-OFR |
$50,000 |
Janney Montgomery Scott LLC |
Penn Mutual |
investor protection violation |
2005 |
IL-SEC |
$7,500 |
Bear, Stearns & Co., Inc. |
JPMorgan Chase |
investor protection violation |
2005 |
IL-SEC |
$10,000 |
Safeco Insurance Co. of America |
Liberty Mutual Insurance |
insurance violation |
2005 |
IN-INS |
$5,000 |
American Automobile Insurance Company |
Allianz |
insurance violation |
2005 |
MA-INS |
$9,000 |