Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2022 | SEC | $125,000,000 |
Goldman Sachs & Co. LLC | Goldman Sachs | investor protection violation | 2022 | SEC | $125,000,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2022 | SEC | $125,000,000 |
UBS Securities LLC and UBS Financial Services Inc. | UBS | investor protection violation | 2022 | SEC | $125,000,000 |
Nomura Securities International, Inc. | Nomura | investor protection violation | 2022 | SEC | $50,000,000 |
Cantor Fitzgerald & Co. | Cantor Fitzgerald | investor protection violation | 2022 | SEC | $10,000,000 |
Capital One Bank | Capital One Financial | privacy violation | 2022 | private lawsuit-federal | $95,000,000 |
JP Morgan Chase Bank N.A | JPMorgan Chase | employment discrimination | 2022 | CA-CRD | $16,698 |
Wells Fargo Bank, National Association | Wells Fargo | wage and hour violation | 2022 | CA-LCO | $12,399 |
Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2022 | KS-INS | $7,000 |
Encore Capital Group, Inc. et al. | Encore Capital Group | consumer protection violation | 2022 | MA-AG | $12,000,000 |
Universal Property & Casualty Insurance Co. | Universal Insurance Holdings | insurance violation | 2022 | MN-FIN | $10,000 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2022 | MN-FIN | $500,000 |
STATE FARM FIRE AND CASUALTY CO. | State Farm Insurance | insurance violation | 2022 | MN-FIN | $65,000 |
Credit Suisse Securities (USA) LLC et al. | UBS | investor protection violation | 2022 | NJ-AG | $495,000,000 |
First Unum Life Insurance Company | Unum | insurance violation | 2022 | NY-DFS | $1,100,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2022 | OR-FIN | $20,000 |
Raymond James & Associates, Inc. | Raymond James Financial | investor protection violation | 2022 | SC-SEC | $50,000 |
TD Ameritrade, Inc. | Charles Schwab Corp. | consumer protection violation | 2022 | TX-FIN | $81,750 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | insurance violation | 2022 | TX-INS | $5,500 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2022 | TX-INS | $12,000 |
Employers Insurance Company of Wausau | Liberty Mutual Insurance | insurance violation | 2022 | TX-INS | $8,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2022 | TX-INS | $17,500 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2022 | TX-INS | $34,500 |
XL Insurance America Inc. | AXA | insurance violation | 2022 | TX-INS | $6,500 |
Hartford Underwriters Insurance Company | Hartford Financial Services | insurance violation | 2022 | TX-INS | $6,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $16,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2022 | TX-INS | $7,500 |
Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2022 | TX-INS | $8,000 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2022 | TX-INS | $24,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $8,000 |
XL Insurance America Inc. | AXA | insurance violation | 2022 | TX-INS | $5,000 |
Arch Insurance Company | Arch Capital | insurance violation | 2022 | TX-INS | $11,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2022 | TX-INS | $8,000 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $22,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2022 | TX-INS | $9,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2022 | TX-INS | $20,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2022 | TX-INS | $5,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2022 | TX-INS | $58,500 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | insurance violation | 2022 | TX-INS | $5,500 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $5,500 |
XL Specialty Insurance Company | AXA | insurance violation | 2022 | TX-INS | $10,500 |
Travelers Personal Insurance Company et al. | Travelers | insurance violation | 2022 | TX-INS | $7,344,048 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $17,500 |
Old Republic Insurance Company | Old Republic International | insurance violation | 2022 | TX-INS | $7,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2022 | TX-INS | $9,500 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2022 | TX-INS | $24,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2022 | TX-INS | $21,800 |
Mitsui Sumitomo Insurance Company of America | MS&AD Insurance | insurance violation | 2022 | TX-INS | $23,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $12,000 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2022 | TX-INS | $22,000 |
Arch Insurance Company | Arch Capital | insurance violation | 2022 | TX-INS | $22,000 |
Granite State Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $35,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $27,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2022 | TX-SEC | $125,000 |
Travelers Personal Insurance Company | Travelers | insurance violation | 2022 | VA-INS | $167,427 |
Hartford Casualty Insurance Company et al. | Hartford Financial Services | insurance violation | 2022 | VA-INS | $30,030 |
AMERICAN FAMILY MUTUAL INSURANCE COMPANY S.I. | American Family Insurance | insurance violation | 2022 | WA-INS | $10,000 |
STANDARD INSURANCE COMPANY | Meiji Yasuda Life Insurance | insurance violation | 2022 | WA-INS | $25,000 |
UNITED SERVICES AUTOMOBILE ASSOCIATION et a. | USAA | insurance violation | 2022 | WA-INS | $50,000 |
STANDARD FIRE INSURANCE COMPANY | Travelers | insurance violation | 2022 | WA-INS | $15,000 |
Cash America West, Inc. and First Cash, Inc. | FirstCash | wage and hour violation | 2022 | WA-SOLS | $383,873 |
Deutsche Bank Trust Company Americas | Deutsche Bank | banking violation | 2022 | FED | $105,500 |
The Bank of New York Mellon Corporation | Bank of New York Mellon | employment discrimination | 2022 | OFCCP | $1,925,000 |
Goldman Sachs Asset Management, L.P. | Goldman Sachs | investor protection violation | 2022 | SEC | $4,000,000 |
Allstate Insurance | Allstate | privacy violation | 2022 | private lawsuit-federal | $4,500,000 |
Academy Mortgage Corporation | Academy Mortgage Corp. | False Claims Act and related | 2022 | DOJ_CIVIL | $38,500,000 |
Danske Bank A/S | Danske Bank | anti-money-laundering deficiencies | 2022 | DOJ_CRIMINAL | $2,000,000,000 |
Danske Bank A/S | Danske Bank | anti-money-laundering deficiencies | 2022 | SEC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $413,000,000 |
Wells Fargo Bank | Wells Fargo | consumer protection violation | 2022 | CFPB | $3,700,000,000 |
PNC Capital Markets LLC | PNC Financial Services | investor protection violation | 2022 | SEC | $198,323 |
Stewart Title Guaranty Corporation | Stewart Information Services | price-fixing or anti-competitive practices | 2022 | NY-AG | $2,500,000 |
State Farm Mutual Automobile Insurance Company et al. | State Farm Insurance | insurance violation | 2022 | AZ-DIFI | $100,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2022 | CA-MHC | $10,000 |
Capital One, N.A. | Capital One Financial | consumer protection violation | 2022 | CA-MULTI | $2,000,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2022 | DE-SEC | $72,255 |
ServiceLink LLC | Fidelity National Financial | insurance violation | 2022 | IN-INS | $67,175 |
Progressive Direct Insurance Company et al. | Progressive | insurance violation | 2022 | KS-INS | $5,000 |
Travelers Home and Marine Insurance Company | Travelers | insurance violation | 2022 | KS-INS | $26,240 |
Travelers Personal Insurance Company | Travelers | insurance violation | 2022 | KS-INS | $5,980 |
Natlonstar Mortgage LLC dba Mr. Cooper | Mr. Cooper Group | consumer protection violation | 2022 | MN-FIN | $10,157 |
JACKSON NATIONAL LIFE INSURANCE COMPANY | Jackson Financial | insurance violation | 2022 | MO-INS | $44,000 |
BANKERS LIFE AND CASUALTY COMPANY | CNO Financial | insurance violation | 2022 | MO-INS | $38,500 |
LPL Financial LLC | LPL Financial | investor protection violation | 2022 | NH-BSR | $10,307 |
Progressive Casualty Insurance Company et al. | Progressive | insurance violation | 2022 | NY-DFS | $189,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2022 | NY-DFS | $200,000 |
American Family Connect Insurance Company | American Family Insurance | insurance violation | 2022 | NY-DFS | $50,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2022 | TX-INS | $24,750 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $12,000 |
Security National Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $5,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2022 | TX-INS | $20,000 |
Ace Fire Underwriters Insurance Company | Chubb Limited | insurance violation | 2022 | TX-INS | $6,250 |
Hartford Accident and Indemnity Company | Hartford Financial Services | insurance violation | 2022 | TX-INS | $52,000 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2022 | TX-INS | $12,000 |
Mitsui Sumitomo Insurance Company of America | MS&AD Insurance | insurance violation | 2022 | TX-INS | $19,500 |
Praetorian Insurance Company | QBE Insurance | insurance violation | 2022 | TX-INS | $5,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2022 | TX-INS | $15,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2022 | TX-INS | $40,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | insurance violation | 2022 | TX-INS | $6,000 |
Marsh USA, Inc. | Marsh & McLennan | insurance violation | 2022 | TX-INS | $5,200 |
Selective Insurance Company of South Carolina | Selective Insurance Group | insurance violation | 2022 | VA-INS | $5,000 |