Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2014 | ND-INS | $10,000 |
Cadaret, Grant & Co., Inc. | Atria Wealth Solutions | investor protection violation | 2008 | NE-DBF | $10,000 |
Ameriprise Financial Services Inc. | Ameriprise Financial | consumer protection violation | 2013 | NE-DBF | $10,000 |
Seterus, Inc. | Mr. Cooper Group | consumer protection violation | 2014 | NH-BKG | $10,000 |
AON Risk Services Inc | Aon | insurance violation | 2004 | NJ-DBI | $10,000 |
21st Century National Insurance Company | Zurich Insurance | insurance violation | 2010 | NJ-DBI | $10,000 |
Praetorian Insurance Company | QBE Insurance | insurance violation | 2012 | NJ-DBI | $10,000 |
Lincoln National Life Insurance Company | Lincoln National | insurance violation | 2015 | NJ-DBI | $10,000 |
Genworth Life Insurance Company | Genworth Financial | insurance violation | 2019 | NJ-DBI | $10,000 |
Ocwen Loan Servicing LLC | Ocwen Financial | consumer protection violation | 2009 | OH-BKG | $10,000 |
Allied Home Mortgage Capital Corporation | Americus Mortgage | consumer protection violation | 2009 | NY-DFS | $10,000 |
Investment Professionals Inc. | Ameriprise Financial | insurance violation | 2014 | NY-DFS | $10,000 |
Virginia Surety Company, Inc. | Assurant | insurance violation | 2015 | NY-DFS | $10,000 |
USAA Life Insurance Company of New York | USAA | insurance violation | 2016 | NY-DFS | $10,000 |
Waddell & Reed Inc. | Macquarie | investor protection violation | 2008 | OK-SEC | $10,000 |
Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2000 | OR-FIN | $10,000 |
Great American Life Insurance Company | Massachusetts Mutual Life Insurance | insurance violation | 2002 | OR-FIN | $10,000 |
AIU Insurance Company | American International Group | insurance violation | 2002 | OR-FIN | $10,000 |
Jackson National Life Insurance Company | Jackson Financial | insurance violation | 2002 | OR-FIN | $10,000 |
American Family Mutual Insurance Company | American Family Insurance | insurance violation | 2003 | OR-FIN | $10,000 |
Combined Insurance Company of America | Chubb Limited | insurance violation | 2004 | OR-FIN | $10,000 |
ING Life Insurance and Annuity Company | Voya Financial | insurance violation | 2004 | OR-FIN | $10,000 |
AIG Life Insurance Company | American International Group | insurance violation | 2006 | OR-FIN | $10,000 |
Progressive Northern Insurance Company | Progressive | insurance violation | 2006 | OR-FIN | $10,000 |
John Alden Life Insurance Company | Assurant | insurance violation | 2007 | OR-FIN | $10,000 |
Fidelity National Title Insurance Company | Fidelity National Financial | insurance violation | 2007 | OR-FIN | $10,000 |
Reliance Standard Life Insurance Company | Tokio Marine | insurance violation | 2007 | OR-FIN | $10,000 |
Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2007 | OR-FIN | $10,000 |
American Home Assurance Company | American International Group | insurance violation | 2007 | OR-FIN | $10,000 |
Commerce and Industry Insurance Company | American International Group | insurance violation | 2007 | OR-FIN | $10,000 |
The Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2007 | OR-FIN | $10,000 |
Farmers Insurance Company of Oregon | Zurich Insurance | insurance violation | 2007 | OR-FIN | $10,000 |
Virginia Surety Company, Inc. | Assurant | insurance violation | 2009 | OR-FIN | $10,000 |
Farmers Insurance Company of Oregon | Zurich Insurance | insurance violation | 2009 | OR-FIN | $10,000 |
Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2012 | OR-FIN | $10,000 |
Progressive Universal Insurance Company et al. | Progressive | insurance violation | 2017 | OR-FIN | $10,000 |
Bristol West Insurance Company | Zurich Insurance | insurance violation | 2004 | PA-INS | $10,000 |
Northwestern Mutual Investment Services | Northwestern Mutual | insurance violation | 2006 | PA-INS | $10,000 |
Freedom Mortgage Corporation dba Jefferson Home Mortgage and Loan | Freedom Mortgage | consumer protection violation | 2010 | PA-BKG | $10,000 |
Allied Home Mortgage Corporation et al. | Americus Mortgage | consumer protection violation | 2012 | PA-BKG | $10,000 |
QBE Insurance Corporation | QBE Insurance | insurance violation | 2015 | PA-INS | $10,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2016 | PA-BKG | $10,000 |
AGCS Marine Insurance Company | Allianz | insurance violation | 2016 | PA-INS | $10,000 |
Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2017 | PA-INS | $10,000 |
AIG National Insurance Company | American International Group | insurance violation | 2008 | RI-FIN | $10,000 |
Allstate Insurance Company | Allstate | insurance violation | 2016 | RI-FIN | $10,000 |
Progressive Casualty Insurance Company | Progressive | insurance violation | 2019 | RI-FIN | $10,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2000 | SC-INS | $10,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2012 | SC-INS | $10,000 |
Allstate Vehicle and Property Insurance Company | Allstate | insurance violation | 2018 | SC-INS | $10,000 |
Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2018 | SC-INS | $10,000 |
Hartford Accident and Indemnity | Hartford Financial Services | insurance violation | 2014 | SD-INS | $10,000 |
Nationwide Life Insurance Company | Nationwide | insurance violation | 2015 | SD-INS | $10,000 |
Hartford Accident and Indemnity | Hartford Financial Services | insurance violation | 2016 | SD-INS | $10,000 |
Hartford Life and Accident Insurance Company | Hartford Financial Services | insurance violation | 2018 | SD-INS | $10,000 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2018 | SD-INS | $10,000 |
Edward D. Jones & Co. L.P. | Jones Financial | investor protection violation | 2019 | SD-INS | $10,000 |
Selective Insurance Company of South Carolina | Selective Insurance Group | insurance violation | 2014 | TN-INS | $10,000 |
Broadspire Services Inc. | Crawford & Co. | insurance violation | 2016 | TN-INS | $10,000 |
Pruco Securities LLC | Prudential Financial | investor protection violation | 2004 | TX-SEC | $10,000 |
Sentinel Insurance Company Ltd. | Hartford Financial Services | insurance violation | 2010 | TX-INS | $10,000 |
Trumbull Insurance Company | Hartford Financial Services | insurance violation | 2010 | TX-INS | $10,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2011 | TX-INS | $10,000 |
Travelers Casualty Insurance Company of America | Travelers | insurance violation | 2014 | TX-INS | $10,000 |
Arch Insurance Company | Arch Capital | insurance violation | 2014 | TX-INS | $10,000 |
Travelers Indemnity Company | Travelers | insurance violation | 2015 | TX-INS | $10,000 |
The Travelers Indemnity Company | Travelers | insurance violation | 2015 | TX-INS | $10,000 |
Unitrin County Mutual Insurance Company | Kemper | insurance violation | 2016 | TX-INS | $10,000 |
Protective Insurance Company | Progressive | insurance violation | 2017 | TX-INS | $10,000 |
Travelers Lloyds of Texas Insurance Company | Travelers | insurance violation | 2017 | TX-INS | $10,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2018 | TX-INS | $10,000 |
LM Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2018 | TX-INS | $10,000 |
National Interstate Insurance Company | American Financial Group | insurance violation | 2018 | TX-INS | $10,000 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2019 | TX-INS | $10,000 |
Liberty Mutual Insurance Company | Liberty Mutual Insurance | insurance violation | 2019 | TX-INS | $10,000 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2019 | TX-INS | $10,000 |
Globe Life and Accident Insurance Company | Globe Life Inc. | insurance violation | 2013 | UT-INS | $10,000 |
Liberty Mutual General Insurance Company | Liberty Mutual Insurance | insurance violation | 2016 | UT-INS | $10,000 |
UNITED AMERICAN INSURANCE CO. | Globe Life Inc. | insurance violation | 2002 | VA-INS | $10,000 |
ALLSTATE INSURANCE COMPANY | Allstate | insurance violation | 2002 | VA-INS | $10,000 |
PRINCIPAL LIFE INSURANCE CO | Principal Financial | insurance violation | 2003 | VA-INS | $10,000 |
PROTECTIVE LIFE INSURANCE CO. | Dai-ichi Life | insurance violation | 2004 | VA-INS | $10,000 |
SUNAMERICA SECURITIES, INC. | American International Group | investor protection violation | 2006 | VA-SEC | $10,000 |
GENERAL AMERICAN LIFE INSURANCE | MetLife | insurance violation | 2006 | VA-INS | $10,000 |
XL LIFE INSURANCE AND ANNUITY | AXA | insurance violation | 2006 | VA-INS | $10,000 |
AIG CASUALTY INSURANCE CO., ET AL. | American International Group | insurance violation | 2008 | VA-INS | $10,000 |
Auto-Owners Insurance Company and Owners Insurance Company | Auto-Owners Insurance | insurance violation | 2011 | VA-INS | $10,000 |
CAROLINA CASUALTY INSURANCE CO | W.R. Berkley | insurance violation | 2011 | VA-INS | $10,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2011 | VA-INS | $10,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2011 | VA-INS | $10,000 |
American Family Life Assurance Company of Columbus | Aflac | insurance violation | 2013 | VA-INS | $10,000 |
SELECTIVE INSURANCE CO. ET AL. | Selective Insurance Group | insurance violation | 2018 | VA-INS | $10,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2019 | VA-SEC | $10,000 |
Lincoln Financial Securities Corporation | Lincoln National | investor protection violation | 2010 | VT-FIN | $10,000 |
Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2010 | WA-INS | $10,000 |
Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2011 | WA-INS | $10,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2011 | WA-INS | $10,000 |
Chicago Title Insurance Company | Fidelity National Financial | insurance violation | 2011 | WA-INS | $10,000 |
Farmers Insurance Company Of Washington And Farmers Insurance Exchange | Zurich Insurance | insurance violation | 2012 | WA-INS | $10,000 |
American Family Mutual Insurance Company S.I. | American Family Insurance | insurance violation | 2013 | WA-INS | $10,000 |
American Alternative Insurance Corporation et al. | Munich Re | insurance violation | 2013 | WA-INS | $10,000 |