Prudential Equity Group |
Prudential Financial |
investor protection violation |
2006 |
MULTI-AG |
(*) $270,000,000 |
Prudential Equity Group |
Prudential Financial |
investor protection violation |
2006 |
NY-AG |
(*) $270,000,000 |
Credit Suisse AG |
Credit Suisse |
economic sanction violation |
2009 |
DOJ_CRIMINAL |
$268,000,000 |
Credit Suisse AG |
Credit Suisse |
economic sanction violation |
2009 |
NY-MANDA |
$268,000,000 |
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. |
JPMorgan Chase |
investor protection violation |
2015 |
SEC |
$267,000,000 |
Commerzbank AG |
Commerzbank |
economic sanction violation |
2014 |
OFAC |
$258,660,796 |
Bank of America, National Association |
Bank of America |
banking violation |
2014 |
OCC |
$250,000,000 |
Citibank |
Citigroup |
interest rate benchmark manipulation |
2016 |
CFTC |
$250,000,000 |
Bear, Stearns & Co., Inc. |
JPMorgan Chase |
investor protection violation |
2006 |
SEC |
$250,000,000 |
Alliance Capital Management L.P. |
Equitable Holdings |
investor protection violation |
2003 |
SEC |
$250,000,000 |
JPMorgan Chase Bank, National Association |
JPMorgan Chase |
banking violation |
2020 |
OCC |
$250,000,000 |
HSBC Bank USA, National Association |
HSBC |
banking violation |
2013 |
OCC |
$249,000,000 |
BNP Paribas S.A. |
BNP Paribas |
foreign exchange market manipulation |
2017 |
FED |
$246,000,000 |
Aurora Bank FSB |
Aurora Bank |
banking violation |
2013 |
OCC |
$242,418,293 |
AXA Rosenberg |
AXA |
investor protection violation |
2011 |
SEC |
$242,000,000 |
Intesa Sanpaolo S.p.A. |
Intesa Sanpaolo |
anti-money-laundering deficiencies |
2016 |
NY-DFS |
$235,000,000 |
Wells Fargo Bank |
Wells Fargo |
mortgage abuses |
2012 |
DOJ_RIGHTS |
$234,300,000 |
UBS Securities LLC |
UBS |
toxic securities abuses |
2018 |
NY-AG |
$230,000,000 |
JPMorgan Chase & Co. |
JPMorgan Chase |
price-fixing or anti-competitive practices |
2011 |
DOJ_ANTITRUST |
$228,000,000 |
Morgan Stanley |
Morgan Stanley |
mortgage abuses |
2013 |
FED |
$227,000,000 |
Standard Chartered Bank |
Standard Chartered |
economic sanction violation |
2012 |
DOJ_CRIMINAL |
$227,000,000 |
GE Capital Retail Bank, now known as Synchrony Bank |
Synchrony Financial |
consumer protection violation |
2014 |
CFPB |
$225,000,000 |
Morgan Stanley |
Morgan Stanley |
toxic securities abuses |
2015 |
NCUA |
$225,000,000 |
Massachusetts Financial Services Co. |
Sun Life Financial |
investor protection violation |
2004 |
SEC |
$225,000,000 |
Goldman Sachs |
Goldman Sachs |
toxic securities abuses |
2016 |
MULTI-AG |
(*) $225,000,000 |
Janus Capital Management |
Janus Henderson |
investor protection violation |
2004 |
MULTI-AG |
$225,000,000 |
Ocwen Loan Servicing, LLC |
Ocwen Financial |
mortgage abuses |
2017 |
CA-DFPI |
$225,000,000 |
Deutsche Bank |
Deutsche Bank |
interest rate benchmark manipulation |
2017 |
MULTI-AG |
$220,000,000 |
Bank Hapoalim B.M. |
Bank Hapoalim |
tax violations |
2020 |
NY-DFS |
$220,000,000 |
Citigroup Inc. |
Citigroup |
consumer protection violation |
2002 |
FTC |
$215,000,000 |
Agricultural Bank of China |
Agricultural Bank of China |
anti-money-laundering deficiencies |
2016 |
NY-DFS |
$215,000,000 |
Discover Bank |
Discover Financial Services |
consumer protection violation |
2012 |
CFPB |
$214,000,000 |
American General Life Insurance |
American International Group |
discriminatory practices (non-employment) |
2000 |
private lawsuit-federal |
$214,000,000 |
Och-Ziff Capital Management Group LLC |
Sculptor Capital Management |
Foreign Corrupt Practices Act |
2016 |
DOJ_CRIMINAL |
$213,000,000 |
First Tennessee Bank N.A. |
First Horizon National |
False Claims Act and related |
2015 |
DOJ_CIVIL |
$212,500,000 |
BSI SA |
BSI SA |
tax violations |
2015 |
DOJ_TAX |
$211,000,000 |
MetLife Insurance Company |
MetLife |
insurance violation |
2019 |
NY-DFS |
$208,750,000 |
U.S. Bank |
U.S. Bancorp |
banking violation |
2013 |
OCC |
$208,156,501 |
Citigroup, Inc. |
Citigroup |
investor protection violation |
2005 |
SEC |
$208,000,000 |
Deutsche Bank AG |
Deutsche Bank |
investor protection violation |
2006 |
NY-AG |
(*) $208,000,000 |
Ally Financial Inc. |
Ally Financial |
banking violation |
2012 |
FED |
$207,000,000 |
BANK OF AMERICA CORPORATION |
Bank of America |
banking violation |
2015 |
FED |
$205,000,000 |
Deutsche Bank AG |
Deutsche Bank |
foreign exchange market manipulation |
2018 |
NY-DFS |
$205,000,000 |
UBS AG |
UBS |
interest rate benchmark manipulation |
2015 |
DOJ_CRIMINAL |
$203,000,000 |
Deutsche Bank AG |
Deutsche Bank |
toxic securities abuses |
2012 |
USAO |
$202,300,000 |
COMMERZBANK AG |
Commerzbank |
banking violation |
2015 |
FED |
$200,000,000 |
JPMORGAN CHASE & CO. |
JPMorgan Chase |
banking violation |
2013 |
FED |
$200,000,000 |
U.S. Bank |
U.S. Bancorp |
False Claims Act and related |
2014 |
DOJ_CIVIL |
$200,000,000 |
JPMorgan & Co. |
JPMorgan Chase |
accounting fraud or deficiencies |
2013 |
SEC |
$200,000,000 |
Morgan Keegan & Company |
Raymond James Financial |
toxic securities abuses |
2011 |
SEC |
$200,000,000 |
Barclays PLC |
Barclays |
interest rate benchmark manipulation |
2012 |
CFTC |
$200,000,000 |
UBS AG |
UBS |
tax violations |
2009 |
SEC |
$200,000,000 |
Credit Suisse First Boston LLC |
Credit Suisse |
investor protection violation |
2003 |
SEC |
$200,000,000 |
Merrill Lynch, Pierce, Fenner & Smith, Incorporated |
Bank of America |
investor protection violation |
2003 |
SEC |
$200,000,000 |
Associated Bank, N.A. |
Associated Banc-Corp |
discriminatory practices (non-employment) |
2015 |
HUD |
$200,000,000 |
Credit Suisse First Boston Corp. |
Credit Suisse |
investor protection violation |
2002 |
MULTI-AG |
(*) $200,000,000 |
Deutsche Bank |
Deutsche Bank |
economic sanction violation |
2015 |
NY-DFS |
$200,000,000 |
Och-Ziff Capital Management Group |
Sculptor Capital Management |
Foreign Corrupt Practices Act |
2016 |
SEC |
$199,045,167 |
Credit Suisse Group AG |
Credit Suisse |
investor protection violation |
2014 |
SEC |
$196,000,000 |
HSBC Private Bank (Suisse) SA |
HSBC |
tax violations |
2019 |
USAO |
$192,350,000 |
Aon Corporation |
Aon |
price-fixing or anti-competitive practices |
2005 |
MULTI-AG |
$190,000,000 |
HSBC Holdings plc |
HSBC |
economic sanction violation |
2012 |
NY-MANDA |
(*) $187,500,000 |
Union Bancaire Privee |
Union Bancaire Privee |
tax violations |
2016 |
DOJ_TAX |
$187,000,000 |
JPMorgan Chase |
JPMorgan Chase |
consumer protection violation |
2015 |
CFPB |
$186,000,000 |
PNC Bank N.A. |
PNC Financial Services |
banking violation |
2013 |
OCC |
$180,526,382 |
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC |
Citigroup |
investor protection violation |
2015 |
SEC |
$180,000,000 |
Standard Chartered Bank |
Standard Chartered |
economic sanction violation |
2019 |
NY-DFS |
$180,000,000 |
Bank of America Corporation |
Bank of America |
banking violation |
2012 |
FED |
$175,500,000 |
Citigroup |
Citigroup |
interest rate benchmark manipulation |
2016 |
CFTC |
$175,000,000 |
Lloyds TSB Bank PLC |
Lloyds Banking Group |
economic sanction violation |
2009 |
DOJ_CRIMINAL |
$175,000,000 |
HSBC Holdings |
HSBC |
banking violation |
2017 |
FED |
$175,000,000 |
Lloyds TSB Bank plc |
Lloyds Banking Group |
economic sanction violation |
2009 |
NY-MANDA |
$175,000,000 |
Zurich American Insurance Company |
Zurich Insurance |
price-fixing or anti-competitive practices |
2006 |
MULTI-AG |
$171,700,000 |
Commerzbank AG |
Commerzbank |
economic sanction violation |
2015 |
NY-MANDA |
(*) $171,000,000 |
Wachovia Bank, National Association |
Wells Fargo |
banking violation |
2008 |
OCC |
$168,900,000 |
Bank of New York Mellon |
Bank of New York Mellon |
banking violation |
2015 |
NY-AG |
$167,500,000 |
Capital One Bank (U.S.A.), N.A. |
Capital One Financial |
consumer protection violation |
2012 |
CFPB |
$165,000,000 |
HSBC HOLDINGS PLC |
HSBC |
banking violation |
2012 |
FED |
$165,000,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2013 |
NCUA |
$165,000,000 |
Standard Chartered plc |
Standard Chartered |
banking violation |
2019 |
FED |
$164,000,000 |
Societe Generale |
Societe Generale |
economic sanction violation |
2018 |
NY-MANDA |
$162,800,000 |
UBS AG |
UBS |
price-fixing or anti-competitive practices |
2011 |
DOJ_ANTITRUST |
$160,000,000 |
SunTrust Banks, Inc. |
Truist Financial |
banking violation |
2014 |
FED |
$160,000,000 |
Barclays Bank PLC |
Barclays |
interest rate benchmark manipulation |
2012 |
DOJ_CRIMINAL |
$160,000,000 |
Merrill Lynch |
Bank of America |
employment discrimination |
2013 |
private lawsuit-federal |
$160,000,000 |
MetLife |
MetLife |
discriminatory practices (non-employment) |
2002 |
NY-DFS |
$160,000,000 |
Citimortgage Inc. |
Citigroup |
mortgage abuses |
2012 |
USAO |
$158,300,000 |
UniCredit, S.p.A. |
UniCredit |
banking violation |
2019 |
FED |
$158,000,000 |
Deutsche Bank AG |
Deutsche Bank |
interest rate benchmark manipulation |
2017 |
FED |
$156,600,000 |
Credit Agricole Corporate and Investment Bank (CACIB) |
Credit Agricole |
economic sanction violation |
2015 |
USAO |
$156,000,000 |
Credit Agricole Corporate and Investment Bank |
Credit Agricole |
economic sanction violation |
2015 |
NY-MANDA |
$156,000,000 |
Goldman Sachs Group, Inc. |
Goldman Sachs |
banking violation |
2020 |
FED |
$154,000,000 |
RBS Securities Inc. |
Royal Bank of Scotland |
toxic securities abuses |
2013 |
SEC |
$153,700,000 |
J.P. Morgan Securities LLC |
JPMorgan Chase |
toxic securities abuses |
2011 |
SEC |
$153,600,000 |
Clearstream Banking SA |
Deutsche Borse |
economic sanction violation |
2014 |
OFAC |
$152,000,000 |
RBS PLC and RBS Securities Japan |
Royal Bank of Scotland |
interest rate benchmark manipulation |
2014 |
DOJ_ANTITRUST |
$150,000,000 |
Bank of America |
Bank of America |
investor protection violation |
2010 |
SEC |
$150,000,000 |
DB Group Services (UK) Limited |
Deutsche Bank |
interest rate benchmark manipulation |
2017 |
DOJ_ANTITRUST |
$150,000,000 |
JPMorgan Chase Bank, N.A. |
JPMorgan Chase |
benefit plan administrator violation |
2012 |
private lawsuit-federal |
$150,000,000 |
Countrywide Financial Corporation |
Bank of America |
mortgage abuses |
2009 |
PA-AG |
$150,000,000 |
JPMorgan Chase |
JPMorgan Chase |
investor protection violation |
2015 |
MULTI-AG |
$150,000,000 |