Barclays Capital |
Barclays |
investor protection violation |
2017 |
SEC |
$97,037,659 |
American Express |
American Express |
consumer protection violation |
2017 |
CFPB |
$96,000,000 |
Vitol Inc. |
Vitol |
fraud |
2020 |
CFTC |
(*) $95,700,000 |
Deutsche Bank |
Deutsche Bank |
tax violations |
2017 |
USAO |
$95,000,000 |
Deutsche Bank |
Deutsche Bank |
toxic securities abuses |
2017 |
MD-AG |
$95,000,000 |
Western Union Financial Services, Inc. |
Western Union |
anti-money-laundering deficiencies |
2010 |
MULTI-AG |
$94,000,000 |
Sallie Mae Bank |
SLM Corp. |
banking violation |
2014 |
FDIC |
$93,300,000 |
UBS AG |
UBS |
price-fixing or anti-competitive practices |
2011 |
MULTI-AG |
(*) $90,800,000 |
Credit Agricole S.A. |
Credit Agricole |
economic sanction violation |
2015 |
FED |
$90,300,000 |
Farmers Insurance Exchange |
Farmers Insurance Exchange |
wage and hour violation |
2001 |
private lawsuit-state |
$90,009,208 |
Credit Suisse AG |
Credit Suisse |
accounting fraud or deficiencies |
2016 |
SEC |
$90,000,000 |
BNP Paribas USA Inc. |
BNP Paribas |
foreign exchange market manipulation |
2018 |
DOJ_ANTITRUST |
$90,000,000 |
BNP Paribas Securities Corp. |
BNP Paribas |
interest rate benchmark manipulation |
2018 |
CFTC |
$90,000,000 |
Banc One Investment Advisors Corporation |
JPMorgan Chase |
investor protection violation |
2004 |
NY-AG |
(*) $90,000,000 |
State Street Bank And Trust Co. |
State Street Corp. |
benefit plan administrator violation |
2010 |
private lawsuit-federal |
$89,750,000 |
Financial Freedom |
CIT |
False Claims Act and related |
2017 |
DOJ_CIVIL |
$89,000,000 |
State Street Bank and Trust Company |
State Street Corp. |
investor protection violation |
2019 |
SEC |
$88,780,000 |
JPMorgan Chase Bank |
JPMorgan Chase |
economic sanction violation |
2011 |
OFAC |
$88,300,000 |
Wilmington Trust, N.A. |
M&T Bank |
benefit plan administrator violation |
2020 |
EBSA |
$88,000,000 |
Deutsche Bank Securities Inc. |
Deutsche Bank |
investor protection violation |
2004 |
SEC |
$87,500,000 |
Wells Fargo & Company |
Wells Fargo |
banking violation |
2012 |
FED |
$87,000,000 |
Nationstar Mortgage dba Mr. Cooper |
Mr. Cooper Group |
consumer protection violation |
2020 |
MULTI-AG |
(*) $86,300,000 |
Lloyds Banking Group plc |
Lloyds Banking Group |
interest rate benchmark manipulation |
2014 |
DOJ_CRIMINAL |
$86,000,000 |
Wells Fargo & Company |
Wells Fargo |
banking violation |
2011 |
FED |
$85,000,000 |
Fifth Third Bancorp |
Fifth Third Bancorp |
toxic securities abuses |
2015 |
USAO |
$85,000,000 |
Royal Bank of Scotland plc |
Royal Bank of Scotland |
interest rate benchmark manipulation |
2017 |
CFTC |
$85,000,000 |
USAA Federal Savings Bank |
USAA |
banking violation |
2020 |
OCC |
$85,000,000 |
Countrywide Financial Corp. |
Bank of America |
mortgage abuses |
2008 |
HI-DCCA |
$84,548,000 |
Bank of New York Mellon |
Bank of New York Mellon |
benefit plan administrator violation |
2015 |
EBSA |
$84,000,000 |
FleetBoston Financial Corp |
Bank of America |
benefit plan administrator violation |
2008 |
private lawsuit-federal |
$83,401,000 |
Branch Banking & Trust Company (BB&T) |
Truist Financial |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$83,000,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
bankruptcy professional violation |
2015 |
DOJ_UTP |
$81,600,000 |
Societe Generale S.A. |
Societe Generale |
economic sanction violation |
2018 |
FED |
$81,300,000 |
Assurant Inc. |
Assurant |
insurance violation |
2016 |
MULTI-FIN |
$80,217,000 |
BNP Paribas |
BNP Paribas |
False Claims Act and related |
2014 |
DOJ_CIVIL |
$80,000,000 |
American International Group, Inc. |
American International Group |
accounting fraud or deficiencies |
2004 |
DOJ_CRIMINAL |
$80,000,000 |
Strong Capital Management, Inc. |
Wells Fargo |
investor protection violation |
2004 |
SEC |
$80,000,000 |
Canadian Imperial Bank of Commerce |
Canadian Imperial Bank of Commerce |
accounting fraud or deficiencies |
2003 |
SEC |
$80,000,000 |
Bear, Stearns & Co. Inc. |
JPMorgan Chase |
investor protection violation |
2003 |
SEC |
$80,000,000 |
J.P. Morgan Securities Inc. |
JPMorgan Chase |
investor protection violation |
2003 |
SEC |
$80,000,000 |
Lehman Brothers Inc. |
Lehman Brothers |
investor protection violation |
2003 |
SEC |
$80,000,000 |
UBS Warburg LLC |
UBS |
investor protection violation |
2003 |
SEC |
$80,000,000 |
Merrill Lynch & Co. Inc. |
Bank of America |
accounting fraud or deficiencies |
2003 |
SEC |
$80,000,000 |
ACE, Ltd |
Chubb Limited |
price-fixing or anti-competitive practices |
2006 |
MULTI-AG |
$80,000,000 |
Bear Stearns & Co. LLC |
JPMorgan Chase |
investor protection violation |
2002 |
MULTI-AG |
(*) $80,000,000 |
Deutsche Bank |
Deutsche Bank |
investor protection violation |
2002 |
MULTI-AG |
$80,000,000 |
J.P. Morgan Chase & Co. |
JPMorgan Chase |
investor protection violation |
2002 |
MULTI-AG |
(*) $80,000,000 |
Lehman Brothers Inc. |
Lehman Brothers |
investor protection violation |
2002 |
MULTI-AG |
(*) $80,000,000 |
UBS Warburg LLC |
UBS |
investor protection violation |
2002 |
MULTI-AG |
(*) $80,000,000 |
Capital One Bank (USA), National Association |
Capital One Financial |
banking violation |
2020 |
OCC |
$80,000,000 |
Wells Fargo & Company |
Wells Fargo |
benefit plan administrator violation |
2020 |
private lawsuit-federal |
$79,000,000 |
MetLife Bank |
MetLife |
banking violation |
2013 |
OCC |
$78,536,455 |
Coutts & Co Ltd |
Royal Bank of Scotland |
tax violations |
2015 |
DOJ_TAX |
$78,484,000 |
The Bank of Nova Scotia |
Scotiabank |
investor protection violation |
2020 |
CFTC |
$77,400,000 |
OppenheimerFunds, Inc. |
Invesco |
investor protection violation |
2009 |
IL-AG |
$77,230,000 |
St. Paul Travelers |
Travelers |
price-fixing or anti-competitive practices |
2006 |
MULTI-AG |
$77,000,000 |
General American Life Insurance Company, Inc. |
MetLife |
False Claims Act and related |
2002 |
DOJ_CIVIL |
$76,000,000 |
State Street Bank and Trust Co. |
State Street Corp. |
investor protection violation |
2016 |
MA-AG |
(*) $75,500,000 |
Citigroup Inc. |
Citigroup |
toxic securities abuses |
2010 |
SEC |
$75,000,000 |
J.P. Morgan Securities Inc. |
JPMorgan Chase |
kickbacks and bribery |
2009 |
SEC |
$75,000,000 |
Edward D. Jones & Co., L.P. |
Jones Financial |
investor protection violation |
2004 |
SEC |
$75,000,000 |
U.S. Bank National Association |
U.S. Bancorp |
anti-money-laundering deficiencies |
2018 |
OCC |
$75,000,000 |
Merrill Lynch & Co., Inc. |
Bank of America |
benefit plan administrator violation |
2009 |
private lawsuit-federal |
$75,000,000 |
JPMorgan Chase |
JPMorgan Chase |
price-fixing or anti-competitive practices |
2011 |
MULTI-AG |
(*) $75,000,000 |
Waddell & Reed, Inc. |
Waddell & Reed Financial Inc. |
investor protection violation |
2006 |
NY-AG |
(*) $75,000,000 |
Credit Suisse First Boston LLC |
Credit Suisse |
investor protection violation |
2003 |
MULTI-FIN |
(*) $75,000,000 |
Nationstar Mortgage, LLC dba Mr. Cooper |
Mr. Cooper Group |
consumer protection violation |
2020 |
CFPB |
$74,500,000 |
PHH Corp. |
Ocwen Financial |
False Claims Act and related |
2017 |
DOJ_CIVIL |
$74,453,802 |
Wegelin & Co |
Wegelin & Co |
tax violations |
2013 |
DOJ_TAX |
$74,000,000 |
State Farm |
State Farm Insurance |
consumer protection violation |
2008 |
MS-AG |
$74,000,000 |
Premera Blue Cross |
Premera Blue Cross |
privacy violation |
2020 |
private lawsuit-federal |
$74,000,000 |
Deutsche Bank Trust Co. Americas and Deutsche Bank Securities Inc. |
Deutsche Bank |
investor protection violation |
2018 |
SEC |
$73,200,000 |
Bank of America |
Bank of America |
wage and hour violation |
2013 |
private lawsuit-federal |
$73,000,000 |
Capital One |
Capital One Financial |
privacy violation |
2015 |
private lawsuit-federal |
$73,000,000 |
Federated Investors, Inc. |
Federated Hermes |
investor protection violation |
2005 |
SEC |
$72,000,000 |
JPMorgan Securities |
JPMorgan Chase |
kickbacks and bribery |
2016 |
DOJ_CRIMINAL |
$72,000,000 |
Allstate Texas Lloyd's |
Allstate |
insurance violation |
2008 |
TX-INS |
$71,300,000 |
Franklin American Mortgage Company |
Citizens Financial Group |
mortgage abuses |
2015 |
DOJ_CIVIL |
$70,000,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
banking violation |
2016 |
OCC |
$70,000,000 |
Citigroup Inc. |
Citigroup |
banking violation |
2004 |
FED |
$70,000,000 |
Citibank N.A. |
Citigroup |
anti-money-laundering deficiencies |
2018 |
OCC |
$70,000,000 |
Deutsche Bank Securities Inc. |
Deutsche Bank |
interest rate benchmark manipulation |
2018 |
CFTC |
$70,000,000 |
U.S. Bank National Association |
U.S. Bancorp |
anti-money-laundering deficiencies |
2018 |
FINCEN |
$70,000,000 |
ACE American Insurance Company ET AL. |
Chubb Limited |
False Claims Act and related |
2010 |
NY-AG |
$70,000,000 |
UBS |
UBS |
toxic securities abuses |
2016 |
NCUA |
$69,800,000 |
American Express |
American Express |
consumer protection violation |
2013 |
CFPB |
$69,100,000 |
American Skandia Investment Services, Inc. |
Prudential Financial |
investor protection violation |
2009 |
SEC |
$68,000,000 |
UBS AG |
UBS |
interest rate benchmark manipulation |
2018 |
MULTI-AG |
$68,000,000 |
St. Paul Travelers Companies Inc. |
Travelers |
investor protection violation |
2005 |
NM-AG |
$67,500,000 |
OppenheimerFunds |
Invesco |
investor protection violation |
2010 |
NM-AG |
$67,300,000 |
Bank of America |
Bank of America |
price-fixing or anti-competitive practices |
2010 |
MULTI-AG |
(*) $67,000,000 |
Knight Securities, L.P. |
Virtu Financial |
investor protection violation |
2004 |
SEC |
$66,500,000 |
SunTrust Mortgage, Inc. |
Truist Financial |
toxic securities abuses |
2013 |
FHFA |
$65,000,000 |
ServiceLink Holdings, LLC |
Fidelity National Financial |
banking violation |
2017 |
FED |
$65,000,000 |
JPMorgan Chase Bank, N.A. |
JPMorgan Chase |
interest rate benchmark manipulation |
2018 |
CFTC |
$65,000,000 |
Wells Fargo & Company |
Wells Fargo |
investor protection violation |
2018 |
NY-AG |
$65,000,000 |
Legg Mason Inc. |
Franklin Resources |
Foreign Corrupt Practices Act |
2018 |
DOJ_CRIMINAL |
$64,200,000 |
M&T Bank Corp. |
M&T Bank |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$64,000,000 |
Green Tree Servicing LLC |
Ditech Holding Corporation |
consumer protection violation |
2015 |
FTC |
$63,000,000 |
Morgan Stanley & Co. LLC |
Morgan Stanley |
toxic securities abuses |
2016 |
FDIC |
$62,950,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
benefit plan administrator violation |
2014 |
private lawsuit-federal |
$62,500,000 |