Group Hospitalization & Medical Services, Inc. |
CareFirst of Maryland |
insurance violation |
2013 |
MD-INS |
$5,000 |
CareFirst BlueChoice, Inc. |
CareFirst of Maryland |
insurance violation |
2013 |
MD-INS |
$5,000 |
CareFirst BlueChoice, Inc. |
CareFirst of Maryland |
insurance violation |
2013 |
MD-INS |
$5,000 |
Carefirst of Maryland, Inc. |
CareFirst of Maryland |
insurance violation |
2013 |
MD-INS |
$5,000 |
Allstate Indemnity Co. |
Allstate |
insurance violation |
2014 |
MD-INS |
$5,000 |
Elephant Insurance Co. |
Admiral Group |
insurance violation |
2014 |
MD-INS |
$5,000 |
USAA Casualty Insurance Co. et al. |
USAA |
insurance violation |
2014 |
MD-INS |
$5,000 |
SAFECO Insurance Company of America et al. |
Liberty Mutual Insurance |
insurance violation |
2014 |
MD-INS |
$5,000 |
Elephant Insurance Co. |
Admiral Group |
insurance violation |
2014 |
MD-INS |
$5,000 |
Allstate Insurance Co. |
Allstate |
insurance violation |
2015 |
MD-INS |
$5,000 |
Homesite Insurance Company of the Midwest |
American Family Insurance |
insurance violation |
2015 |
MD-INS |
$5,000 |
Unitrin Direct Property & Casualty Co. et al. |
Kemper |
insurance violation |
2015 |
MD-INS |
$5,000 |
American Automobile Insurance Co. |
Allianz |
insurance violation |
2015 |
MD-INS |
$5,000 |
Fireman's Fund Insurance Co. |
Allianz |
insurance violation |
2015 |
MD-INS |
$5,000 |
Erie Insurance Exchange |
Erie Indemnity |
insurance violation |
2016 |
MD-INS |
$5,000 |
Chicago Title Insurance Co. |
Fidelity National Financial |
insurance violation |
2016 |
MD-INS |
$5,000 |
Safety National Casualty Corp. |
Tokio Marine |
insurance violation |
2017 |
MD-INS |
$5,000 |
Allied Property And Casualty Insurance Co. et al. |
Nationwide |
insurance violation |
2017 |
MD-INS |
$5,000 |
CareFirst BlueChoice, Inc. |
CareFirst of Maryland |
insurance violation |
2018 |
MD-INS |
$5,000 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2003 |
ME-INS |
$5,000 |
John Alden Life Insurance Co. |
Assurant |
insurance violation |
2004 |
ME-INS |
$5,000 |
John Alden Life Insurance Co. |
Assurant |
insurance violation |
2004 |
ME-INS |
$5,000 |
Hartford Fire Insurance Co. |
Hartford Financial Services |
insurance violation |
2007 |
ME-INS |
$5,000 |
Hartford Accident and Indemnity Co. |
Hartford Financial Services |
insurance violation |
2007 |
ME-INS |
$5,000 |
Hartford Casualty Insurance Co. |
Hartford Financial Services |
insurance violation |
2007 |
ME-INS |
$5,000 |
Hartford Underwriters Insurance Co. |
Hartford Financial Services |
insurance violation |
2007 |
ME-INS |
$5,000 |
Twin City Fire Insurance Co. |
Hartford Financial Services |
insurance violation |
2007 |
ME-INS |
$5,000 |
Prosper Marketplace, Inc. |
Prosper Marketplace |
investor protection violation |
2011 |
ME-SEC |
$5,000 |
Solium Financial Services, LLC |
Morgan Stanley |
investor protection violation |
2020 |
ME-SEC |
$5,000 |
Fortis Insurance Co. and Fortis Benefits Insurance Co. |
Assurant |
insurance violation |
2001 |
MN-FIN |
$5,000 |
American Express Financial Advisors, Inc. |
Ameriprise Financial |
investor protection violation |
2002 |
MN-FIN |
$5,000 |
American Family Mutual Insurance Co. |
American Family Insurance |
insurance violation |
2002 |
MN-FIN |
$5,000 |
Travelers Indemnity Co. |
Travelers |
insurance violation |
2002 |
MN-FIN |
$5,000 |
Illinois Union Insurance Co. |
Chubb Limited |
insurance violation |
2002 |
MN-FIN |
$5,000 |
Chubb Indemnity Insurance Co. |
Chubb Limited |
insurance violation |
2002 |
MN-FIN |
$5,000 |
Auto-Owners Insurance Co. |
Auto-Owners Insurance |
insurance violation |
2003 |
MN-FIN |
$5,000 |
Foremost Insurance Co. |
Zurich Insurance |
insurance violation |
2003 |
MN-FIN |
$5,000 |
Conseco Senior Health Insurance Co. |
CNO Financial |
insurance violation |
2004 |
MN-FIN |
$5,000 |
Conseco Health Insurance Co. |
CNO Financial |
insurance violation |
2004 |
MN-FIN |
$5,000 |
Fortis Insurance Co. |
Assurant |
insurance violation |
2004 |
MN-FIN |
$5,000 |
John Alden Life Insurance Co. |
Assurant |
insurance violation |
2004 |
MN-FIN |
$5,000 |
Safeco Insurance Company of Illinois |
Liberty Mutual Insurance |
insurance violation |
2004 |
MN-FIN |
$5,000 |
Metropolitan Property and Casualty Insurance Co. |
MetLife |
insurance violation |
2005 |
MN-FIN |
$5,000 |
Stewart Title Guaranty Co. |
Stewart Information Services |
insurance violation |
2006 |
MN-FIN |
$5,000 |
The Prudential Insurance Company of America |
Prudential Financial |
insurance violation |
2006 |
MN-FIN |
$5,000 |
American Family Mutual Insurance Co. |
American Family Insurance |
insurance violation |
2011 |
MN-FIN |
$5,000 |
ING Financial Partners, Inc. |
Voya Financial |
investor protection violation |
2012 |
MN-FIN |
$5,000 |
State Farm Fire and Casualty Co. |
State Farm Insurance |
insurance violation |
2012 |
MN-FIN |
$5,000 |
Allstate Insurance Co. |
Allstate |
insurance violation |
2012 |
MN-FIN |
$5,000 |
American Family Mutual Insurance Co. |
American Family Insurance |
insurance violation |
2013 |
MN-FIN |
$5,000 |
QBE Insurance Co. |
QBE Insurance |
insurance violation |
2013 |
MN-FIN |
$5,000 |
American Security Insurance Company |
Assurant |
insurance violation |
2013 |
MN-FIN |
$5,000 |
Progressive Casualty Insurance Co. |
Progressive |
insurance violation |
2014 |
MN-FIN |
$5,000 |
QBE North America |
QBE Insurance |
insurance violation |
2014 |
MN-FIN |
$5,000 |
USAA Casualty Insurance Co. |
USAA |
insurance violation |
2014 |
MN-FIN |
$5,000 |
Philadelphia Indemnity Insurance Co. |
Tokio Marine |
insurance violation |
2015 |
MN-FIN |
$5,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2015 |
MN-FIN |
$5,000 |
Philadelphia Indemnity Insurance Co. |
Tokio Marine |
insurance violation |
2015 |
MN-FIN |
$5,000 |
Prudential Insurance Company of America |
Prudential Financial |
insurance violation |
2016 |
MN-FIN |
$5,000 |
AXA Equitable Life Insurance Co. |
Equitable Holdings |
insurance violation |
2016 |
MN-FIN |
$5,000 |
State Farm Mutual Automobile Insurance Co. |
State Farm Insurance |
insurance violation |
2016 |
MN-FIN |
$5,000 |
HCC Life Insurance Co. |
Tokio Marine |
insurance violation |
2016 |
MN-FIN |
$5,000 |
Allstate Insurance Co. |
Allstate |
insurance violation |
2016 |
MN-FIN |
$5,000 |
John Hancock Life & Health Insurance Co. |
Manulife Financial |
insurance violation |
2016 |
MN-FIN |
$5,000 |
American National Property and Casualty Co. |
American National Insurance |
insurance violation |
2017 |
MN-FIN |
$5,000 |
ReliaStar Insurance Co. |
Voya Financial |
insurance violation |
2017 |
MN-FIN |
$5,000 |
Homesite Insurance Co. |
American Family Insurance |
insurance violation |
2019 |
MN-FIN |
$5,000 |
Time Insurance Co. |
Haven Holdings |
insurance violation |
2019 |
MN-FIN |
$5,000 |
Progressive Casualty Insurance Company |
Progressive |
insurance violation |
2020 |
MN-FIN |
$5,000 |
Berthel Fisher & Company Financial Services, Inc. |
Berthel Fisher |
investor protection violation |
2011 |
MO-SEC |
$5,000 |
National General Insurance Co. |
Allstate |
insurance violation |
2012 |
MO-INS |
$5,000 |
Accident Fund General Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Accident Fund National Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
United Wisconsin Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$5,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$5,000 |
Athene Annuity and Life Co. |
Athene Holding |
insurance violation |
2019 |
MO-INS |
$5,000 |
Seneca Ins Co. Inc. |
Fairfax Financial Holdings |
insurance violation |
2004 |
MS-INS |
$5,000 |
Safety National Casualty Corp. |
Tokio Marine |
insurance violation |
2004 |
MS-INS |
$5,000 |
Seneca Insurance Co. Inc. |
Fairfax Financial Holdings |
insurance violation |
2004 |
MS-INS |
$5,000 |
Trumbull Insurance Co. |
Hartford Financial Services |
insurance violation |
2002 |
MT-INS |
$5,000 |
NEXT Financial Group, Inc. |
Atria Wealth Solutions |
investor protection violation |
2010 |
MT-SEC |
$5,000 |
Genworth Life and Annuity Insurance Co. |
Genworth Financial |
insurance violation |
2011 |
MT-INS |
$5,000 |
Metlife Investors USA Insurance Co |
MetLife |
investor protection violation |
2012 |
MT-SEC |
$5,000 |
John Hancock Life Insurance Co. |
Manulife Financial |
insurance violation |
2013 |
MT-INS |
$5,000 |
Travelers Casualty and Surety Co. et al. |
Travelers |
insurance violation |
2013 |
MT-INS |
$5,000 |
The Prudential Insurance Company of America |
Prudential Financial |
insurance violation |
2015 |
MT-INS |
$5,000 |
AXA Equitable Life & Annuity Co. |
Equitable Holdings |
insurance violation |
2016 |
MT-INS |
$5,000 |
Liberty Mutual Insurance Co. |
Liberty Mutual Insurance |
insurance violation |
2016 |
MT-INS |
$5,000 |
Conseco Senior Health Insurance Company |
CNO Financial |
insurance violation |
2001 |
ND-INS |
$5,000 |
American Family Mutual Insurance Company |
American Family Insurance |
insurance violation |
2009 |
ND-INS |
$5,000 |
U.S. Bancorp Piper Jaffray Inc. |
Piper Sandler |
investor protection violation |
2002 |
NE-DBF |
$5,000 |
Berthel, Fisher & Company Financial Services, Inc. |
Berthel Fisher |
investor protection violation |
2007 |
NE-DBF |
$5,000 |
Standard Life and Accident Insurance Company |
American National Insurance |
insurance violation |
2015 |
NE-DOI |
$5,000 |
Progressive Northern Insurance Company |
Progressive |
insurance violation |
2006 |
NH-INS |
$5,000 |
Allstate New Jersey Insurance Company |
Allstate |
insurance violation |
2009 |
NJ-DBI |
$5,000 |
Gallagher Benefit Services, Inc. |
Arthur J. Gallagher & Co. |
insurance violation |
2014 |
NJ-DBI |
$5,000 |
LifeWise, A Premera Health Plan, Inc. |
Premera Blue Cross |
insurance violation |
2002 |
OR-FIN |
$5,000 |
Globe Life And Accident Insurance Compan |
Globe Life Inc. |
insurance violation |
2002 |
OR-FIN |
$5,000 |
Great American Insurance Company of New York |
American Financial Group |
insurance violation |
2005 |
OR-FIN |
$5,000 |