Prosper Marketplace, Inc. |
Prosper Marketplace |
investor protection violation |
2010 |
CT-SEC |
$5,000 |
Ameritas Life Insurance Corp. |
Ameritas Mutual Holding Company |
insurance violation |
2019 |
CT-INS |
$5,000 |
J.P. Morgan Securities LLC |
JPMorgan Chase |
investor protection violation |
2018 |
DC-DISB |
$5,000 |
New York Life Insurance and Annuity Corp. |
New York Life Insurance |
insurance violation |
2018 |
DE-INS |
$5,000 |
AXA Equitable Life Insurance Co. |
Equitable Holdings |
insurance violation |
2018 |
DE-INS |
$5,000 |
Illinois National Insurance Co. |
American International Group |
insurance violation |
2003 |
FL-OFR |
$5,000 |
ProEquities, Inc. |
Dai-ichi Life |
investor protection violation |
2004 |
FL-OFR |
$5,000 |
Scottsdale Insurance Co. |
Nationwide |
insurance violation |
2005 |
FL-OFR |
$5,000 |
State Farm Florida Insurance Co. |
State Farm Insurance |
insurance violation |
2005 |
FL-OFR |
$5,000 |
Travelers Casualty & Surety Company of America et al. |
Travelers |
insurance violation |
2011 |
IA-INS |
$5,000 |
National Union Fire Insurance Company of Pittsburgh, Pa. |
American International Group |
insurance violation |
2009 |
ID-INS |
$5,000 |
Time Insurance Co. |
Haven Holdings |
insurance violation |
2014 |
ID-INS |
$5,000 |
Nationwide Life Insurance Co. |
Nationwide |
insurance violation |
2015 |
ID-INS |
$5,000 |
Zurich American Insurance Co. |
Zurich Insurance |
insurance violation |
2015 |
ID-INS |
$5,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2017 |
ID-INS |
$5,000 |
Arch Insurance Co. |
Arch Capital |
insurance violation |
2019 |
ID-INS |
$5,000 |
Janney Montgomery Scott LLC |
Penn Mutual |
investor protection violation |
2004 |
IL-SEC |
$5,000 |
Victoria Fire & Casualty Co. |
Nationwide |
insurance violation |
2003 |
IN-INS |
$5,000 |
Safeco Insurance Co. of America |
Liberty Mutual Insurance |
insurance violation |
2005 |
IN-INS |
$5,000 |
Liberty Mutual Insurance Co. |
Liberty Mutual Insurance |
insurance violation |
2009 |
IN-INS |
$5,000 |
Safeco Insurance Company of America |
Liberty Mutual Insurance |
insurance violation |
2010 |
IN-INS |
$5,000 |
Mid-Century Insurance Co. |
Zurich Insurance |
insurance violation |
2012 |
IN-INS |
$5,000 |
Liberty Mutual Insurance |
Liberty Mutual Insurance |
insurance violation |
2019 |
IN-INS |
$5,000 |
United Services Automobile Association |
USAA |
insurance violation |
2001 |
KS-INS |
$5,000 |
Metropolitan Property and Casualty Co. |
Zurich Insurance |
insurance violation |
2006 |
KS-INS |
$5,000 |
St. Paul Fire & Marine Insurance Co. |
Travelers |
insurance violation |
2006 |
KS-INS |
$5,000 |
Old Republic Insurance Co. |
Old Republic International |
insurance violation |
2009 |
KS-INS |
$5,000 |
Progressive Direct Insurance Co. |
Progressive |
insurance violation |
2009 |
KS-INS |
$5,000 |
Safeco Insurance Company of America |
Liberty Mutual Insurance |
insurance violation |
2012 |
KS-INS |
$5,000 |
Seneca Insurance Co. |
Fairfax Financial Holdings |
insurance violation |
2014 |
KS-INS |
$5,000 |
Mortgage Access Corp. dba Weichert Financial Services |
Weichert Financial Services |
consumer protection violation |
2009 |
KY-FIN |
$5,000 |
PHH Mortgage Corp. |
Ocwen Financial |
consumer protection violation |
2011 |
KY-FIN |
$5,000 |
Stonegate Mortgage Corp. |
Home Point Capital |
consumer protection violation |
2013 |
KY-FIN |
$5,000 |
AmeriSave Mortgage Corp. |
AmeriSave Mortgage |
consumer protection violation |
2019 |
KY-FIN |
$5,000 |
Progressive Paloverde Insurance Co. |
Progressive |
insurance violation |
2019 |
LA-INS |
$5,000 |
American Modern Home Insurance Co. |
Munich Re |
insurance violation |
2010 |
MD-INS |
$5,000 |
Travelers Casualty and Surety Company of America |
Travelers |
insurance violation |
2011 |
MD-INS |
$5,000 |
Gerber Life Insurance Co. |
Western & Southern Financial Group |
insurance violation |
2011 |
MD-INS |
$5,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2011 |
MD-INS |
$5,000 |
United States Life Insurance Company In the City of New York |
American International Group |
insurance violation |
2011 |
MD-INS |
$5,000 |
Carefirst of Maryland, Inc. |
CareFirst of Maryland |
insurance violation |
2012 |
MD-INS |
$5,000 |
Carefirst of Maryland, Inc. |
CareFirst of Maryland |
insurance violation |
2012 |
MD-INS |
$5,000 |
Carefirst of Maryland, Inc. |
CareFirst of Maryland |
insurance violation |
2012 |
MD-INS |
$5,000 |
Metropolitan Life Insurance Co. |
MetLife |
insurance violation |
2012 |
MD-INS |
$5,000 |
Peerless Indemnity Insurance Co. et al. |
Liberty Mutual Insurance |
insurance violation |
2013 |
MD-INS |
$5,000 |
Group Hospitalization & Medical Services, Inc. |
CareFirst of Maryland |
insurance violation |
2013 |
MD-INS |
$5,000 |
CareFirst BlueChoice, Inc. |
CareFirst of Maryland |
insurance violation |
2013 |
MD-INS |
$5,000 |
CareFirst BlueChoice, Inc. |
CareFirst of Maryland |
insurance violation |
2013 |
MD-INS |
$5,000 |
Carefirst of Maryland, Inc. |
CareFirst of Maryland |
insurance violation |
2013 |
MD-INS |
$5,000 |
Allstate Indemnity Co. |
Allstate |
insurance violation |
2014 |
MD-INS |
$5,000 |
Elephant Insurance Co. |
Admiral Group |
insurance violation |
2014 |
MD-INS |
$5,000 |
USAA Casualty Insurance Co. et al. |
USAA |
insurance violation |
2014 |
MD-INS |
$5,000 |
SAFECO Insurance Company of America et al. |
Liberty Mutual Insurance |
insurance violation |
2014 |
MD-INS |
$5,000 |
Elephant Insurance Co. |
Admiral Group |
insurance violation |
2014 |
MD-INS |
$5,000 |
Allstate Insurance Co. |
Allstate |
insurance violation |
2015 |
MD-INS |
$5,000 |
Homesite Insurance Company of the Midwest |
American Family Insurance |
insurance violation |
2015 |
MD-INS |
$5,000 |
Unitrin Direct Property & Casualty Co. et al. |
Kemper |
insurance violation |
2015 |
MD-INS |
$5,000 |
American Automobile Insurance Co. |
Allianz |
insurance violation |
2015 |
MD-INS |
$5,000 |
Fireman's Fund Insurance Co. |
Allianz |
insurance violation |
2015 |
MD-INS |
$5,000 |
Erie Insurance Exchange |
Erie Indemnity |
insurance violation |
2016 |
MD-INS |
$5,000 |
Chicago Title Insurance Co. |
Fidelity National Financial |
insurance violation |
2016 |
MD-INS |
$5,000 |
Safety National Casualty Corp. |
Tokio Marine |
insurance violation |
2017 |
MD-INS |
$5,000 |
Allied Property And Casualty Insurance Co. et al. |
Nationwide |
insurance violation |
2017 |
MD-INS |
$5,000 |
CareFirst BlueChoice, Inc. |
CareFirst of Maryland |
insurance violation |
2018 |
MD-INS |
$5,000 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2003 |
ME-INS |
$5,000 |
John Alden Life Insurance Co. |
Assurant |
insurance violation |
2004 |
ME-INS |
$5,000 |
John Alden Life Insurance Co. |
Assurant |
insurance violation |
2004 |
ME-INS |
$5,000 |
Hartford Fire Insurance Co. |
Hartford Financial Services |
insurance violation |
2007 |
ME-INS |
$5,000 |
Hartford Accident and Indemnity Co. |
Hartford Financial Services |
insurance violation |
2007 |
ME-INS |
$5,000 |
Hartford Casualty Insurance Co. |
Hartford Financial Services |
insurance violation |
2007 |
ME-INS |
$5,000 |
Hartford Underwriters Insurance Co. |
Hartford Financial Services |
insurance violation |
2007 |
ME-INS |
$5,000 |
Twin City Fire Insurance Co. |
Hartford Financial Services |
insurance violation |
2007 |
ME-INS |
$5,000 |
Prosper Marketplace, Inc. |
Prosper Marketplace |
investor protection violation |
2011 |
ME-SEC |
$5,000 |
Solium Financial Services, LLC |
Morgan Stanley |
investor protection violation |
2020 |
ME-SEC |
$5,000 |
Fortis Insurance Co. and Fortis Benefits Insurance Co. |
Assurant |
insurance violation |
2001 |
MN-FIN |
$5,000 |
American Express Financial Advisors, Inc. |
Ameriprise Financial |
investor protection violation |
2002 |
MN-FIN |
$5,000 |
American Family Mutual Insurance Co. |
American Family Insurance |
insurance violation |
2002 |
MN-FIN |
$5,000 |
Travelers Indemnity Co. |
Travelers |
insurance violation |
2002 |
MN-FIN |
$5,000 |
Illinois Union Insurance Co. |
Chubb Limited |
insurance violation |
2002 |
MN-FIN |
$5,000 |
Chubb Indemnity Insurance Co. |
Chubb Limited |
insurance violation |
2002 |
MN-FIN |
$5,000 |
Auto-Owners Insurance Co. |
Auto-Owners Insurance |
insurance violation |
2003 |
MN-FIN |
$5,000 |
Foremost Insurance Co. |
Zurich Insurance |
insurance violation |
2003 |
MN-FIN |
$5,000 |
Conseco Senior Health Insurance Co. |
CNO Financial |
insurance violation |
2004 |
MN-FIN |
$5,000 |
Conseco Health Insurance Co. |
CNO Financial |
insurance violation |
2004 |
MN-FIN |
$5,000 |
Fortis Insurance Co. |
Assurant |
insurance violation |
2004 |
MN-FIN |
$5,000 |
John Alden Life Insurance Co. |
Assurant |
insurance violation |
2004 |
MN-FIN |
$5,000 |
Safeco Insurance Company of Illinois |
Liberty Mutual Insurance |
insurance violation |
2004 |
MN-FIN |
$5,000 |
Metropolitan Property and Casualty Insurance Co. |
Zurich Insurance |
insurance violation |
2005 |
MN-FIN |
$5,000 |
Stewart Title Guaranty Co. |
Stewart Information Services |
insurance violation |
2006 |
MN-FIN |
$5,000 |
The Prudential Insurance Company of America |
Prudential Financial |
insurance violation |
2006 |
MN-FIN |
$5,000 |
American Family Mutual Insurance Co. |
American Family Insurance |
insurance violation |
2011 |
MN-FIN |
$5,000 |
ING Financial Partners, Inc. |
Voya Financial |
investor protection violation |
2012 |
MN-FIN |
$5,000 |
State Farm Fire and Casualty Co. |
State Farm Insurance |
insurance violation |
2012 |
MN-FIN |
$5,000 |
Allstate Insurance Co. |
Allstate |
insurance violation |
2012 |
MN-FIN |
$5,000 |
American Family Mutual Insurance Co. |
American Family Insurance |
insurance violation |
2013 |
MN-FIN |
$5,000 |
QBE Insurance Co. |
QBE Insurance |
insurance violation |
2013 |
MN-FIN |
$5,000 |
American Security Insurance Company |
Assurant |
insurance violation |
2013 |
MN-FIN |
$5,000 |
Progressive Casualty Insurance Co. |
Progressive |
insurance violation |
2014 |
MN-FIN |
$5,000 |
QBE North America |
QBE Insurance |
insurance violation |
2014 |
MN-FIN |
$5,000 |
USAA Casualty Insurance Co. |
USAA |
insurance violation |
2014 |
MN-FIN |
$5,000 |
Philadelphia Indemnity Insurance Co. |
Tokio Marine |
insurance violation |
2015 |
MN-FIN |
$5,000 |