Citigroup |
Citigroup |
mortgage abuses |
2015 |
MA-AG |
$675,000 |
Countrywide Financial Corp. |
Bank of America |
mortgage abuses |
2009 |
CO-AG |
$6,000,000 |
Countrywide Financial Corp. |
Bank of America |
mortgage abuses |
2009 |
RI-AG |
$1,146,000 |
Countrywide Financial Corporation |
Bank of America |
mortgage abuses |
2010 |
MULTI-AG |
$3,004,100,000 |
Countrywide Financial Corporation |
Bank of America |
mortgage abuses |
2009 |
OR-AG |
$1,000,000 |
Countrywide Financial Corporation |
Bank of America |
mortgage abuses |
2009 |
PA-AG |
$150,000,000 |
Countrywide Financial Corporation |
Bank of America |
mortgage abuses |
2009 |
SD-AG |
$161,805 |
Countrywide Financial Corporation |
Bank of America |
mortgage abuses |
2009 |
WI-AG |
$41,100,000 |
Countrywide Financial Corporation |
Bank of America |
mortgage abuses |
2009 |
WV-AG |
$340,901 |
Countrywide Home Loans |
Bank of America |
mortgage abuses |
2008 |
MULTI-AG |
$8,680,000,000 |
Countrywide Home Loans |
Bank of America |
mortgage abuses |
2009 |
IN-AG |
$2,800,000 |
Countrywide Securities Corp. |
Bank of America |
mortgage abuses |
2013 |
MA-AG |
$17,300,000 |
Goldman Sachs & Co. |
Goldman Sachs |
mortgage abuses |
2009 |
MA-AG |
$60,000,000 |
Household Finance Corp. |
HSBC |
mortgage abuses |
2002 |
MULTI-AG |
$484,000,000 |
HSBC |
HSBC |
mortgage abuses |
2016 |
MULTI-AG |
(*) $59,500,000 |
HSBC Securities |
HSBC |
mortgage abuses |
2018 |
MA-AG |
$26,800,000 |
JP Morgan Chase |
JPMorgan Chase |
mortgage abuses |
2015 |
MA-AG |
$675,000 |
JPMorgan Chase |
JPMorgan Chase |
mortgage abuses |
2012 |
MULTI-AG |
(*) $1,121,188,661 |
JPMorgan Chase Bank |
JPMorgan Chase |
mortgage abuses |
2015 |
MD-AG |
$400,000 |
Lender Processing Services, Inc. |
Fidelity National Financial |
mortgage abuses |
2013 |
MULTI-AG |
$120,000,000 |
Lender Processing Services, Inc. |
Fidelity National Financial |
mortgage abuses |
2012 |
CO-AG |
$1,800,000 |
Lender Processing Services, Inc. |
Fidelity National Financial |
mortgage abuses |
2012 |
DE-AG |
$250,000 |
Lender Processing Services, Inc. |
Fidelity National Financial |
mortgage abuses |
2013 |
MI-AG |
$2,500,000 |
Lender Processing Services, Inc. |
Fidelity National Financial |
mortgage abuses |
2012 |
MO-AG |
$2,000,000 |
Lender Processing Services, Inc. |
Fidelity National Financial |
mortgage abuses |
2014 |
NV-AG |
$6,000,000 |
Nationstar Mortgage LLC dba Mr. Cooper |
Mr. Cooper Group |
mortgage abuses |
2018 |
MA-AG |
$500,000 |
Ocwen Financial Corp. |
Ocwen Financial |
mortgage abuses |
2014 |
MA-AG |
$3,700,000 |
Ocwen Financial Services |
Ocwen Financial |
mortgage abuses |
2013 |
MULTI-AG |
(*) $127,300,000 |
Ocwen Loan Servicing LLC |
Ocwen Financial |
mortgage abuses |
2019 |
MA-AG |
$2,000,000 |
PHH Mortgage Corp. |
Ocwen Financial |
mortgage abuses |
2018 |
MULTI-AG |
$45,000,000 |
PHH Mortgage Corporation |
Ocwen Financial |
mortgage abuses |
2013 |
NJ-AG |
$6,250,000 |
SunTrust Mortgage Inc. |
Truist Financial |
mortgage abuses |
2014 |
MULTI-AG |
(*) $40,000,000 |
Wells Fargo |
Wells Fargo |
mortgage abuses |
2012 |
MULTI-AG |
(*) $1,005,233,716 |
Wells Fargo |
Wells Fargo |
mortgage abuses |
2010 |
CA-AG |
$33,868,615 |
Wells Fargo |
Wells Fargo |
mortgage abuses |
2012 |
MD-AG |
$940,056 |
Wells Fargo Bank |
Wells Fargo |
mortgage abuses |
2015 |
MA-AG |
$675,000 |
Wells Fargo Bank |
Wells Fargo |
mortgage abuses |
2015 |
MD-AG |
$13,800,000 |
Countrywide Financial Corp. |
Bank of America |
mortgage abuses |
2008 |
HI-DCCA |
$84,548,000 |
Household Finance Corp. of California and Beneficial California, Inc. |
HSBC |
mortgage abuses |
2002 |
CA-DFPI |
$8,900,000 |
SunTrust Mortgage, Inc. |
Truist Financial |
mortgage abuses |
2016 |
CA-DFPI |
$50,000 |
Ocwen Loan Servicing, LLC |
Ocwen Financial |
mortgage abuses |
2017 |
CA-DFPI |
$225,000,000 |
PHH Mortgage Corp. |
Ocwen Financial |
mortgage abuses |
2012 |
IL-BKG |
$150,000 |
Freedom Mortgage Corp. |
Freedom Mortgage |
mortgage abuses |
2016 |
MA-BKG |
$2,000,000 |
Prospect Mortgage, LLC |
Homebridge Financial Services |
mortgage abuses |
2013 |
NY-DFS |
$3,427,155 |
PHH Mortgage Corporation |
Ocwen Financial |
mortgage abuses |
2016 |
NY-DFS |
$28,000,000 |
James B. Nutter & Company |
James B. Nutter & Company |
mortgage abuses |
2012 |
MULTI-FIN |
$492,050 |
Prospect Mortgage LLC |
Homebridge Financial Services |
mortgage abuses |
2015 |
MULTI-FIN |
$7,035,300 |
Seterus Inc. |
Mr. Cooper Group |
mortgage abuses |
2019 |
MULTI-FIN |
$350,000 |
Taylor, Bean & Whitaker Mortgage Corp. |
Taylor, Bean & Whitaker |
mortgage abuses |
2009 |
MULTI-FIN |
$9,000,000 |
Nationstar Mortgage, LLC |
Mr. Cooper Group |
mortgage abuses |
2020 |
DOJ_UTP |
$40,000,000 |
U.S. Bank National Association |
U.S. Bancorp |
mortgage abuses |
2020 |
DOJ_UTP |
$29,000,000 |
PNC Bank, NA |
PNC Financial Services |
mortgage abuses |
2020 |
DOJ_UTP |
$5,000,000 |
Ocwen Financial Corporation |
Ocwen Financial |
mortgage abuses |
2020 |
FL-AG |
$11,600,000 |
Torchmark Corporation |
Globe Life Inc. |
Medicare Parts C and D Enforcement Action |
2014 |
CMS |
$40,000 |
Torchmark Corporation |
Globe Life Inc. |
Medicare Parts C and D Enforcement Action |
2013 |
CMS |
$150,000 |
Blue Shield of California Promise Health Plan |
California Physicians' Service |
Medicare Parts C and D Enforcement Action |
2020 |
CMS |
$148,506 |
TIAA-CREF |
TIAA |
labor relations violation |
2016 |
NLRB |
$304,216 |
Grandbridge Real Estate Capital, LLC |
Truist Financial |
labor relations violation |
2015 |
NLRB |
$70,000 |
Seterus, Inc. |
Mr. Cooper Group |
labor relations violation |
2013 |
NLRB |
$72,162 |
Bank of America, National Association |
Bank of America |
labor relations violation |
2013 |
NLRB |
$18,634 |
UBS Inc. |
UBS |
labor relations violation |
2010 |
NLRB |
$26,351 |
National City Corporation |
PNC Financial Services |
labor relations violation |
2009 |
NLRB |
$24,083 |
National City Corporation d/b/a National City Bank |
PNC Financial Services |
labor relations violation |
2008 |
NLRB |
$49,597 |
PNC Bank |
PNC Financial Services |
labor relations violation |
2006 |
NLRB |
$40,000 |
TD Banknorth |
Toronto-Dominion Bank |
labor relations violation |
2006 |
NLRB |
$5,000 |
J.P. Morgan Chase & Co. and Forum Temporary Services |
JPMorgan Chase |
labor relations violation |
2006 |
NLRB |
$60,760 |
Mercury Air Centers, Inc. |
Macquarie |
labor relations violation |
2006 |
NLRB |
$40,000 |
USAA Insurance |
USAA |
labor relations violation |
2005 |
NLRB |
$125,361 |
Watson Wyatt & Co. |
Willis Towers Watson |
labor relations violation |
2005 |
NLRB |
$91,000 |
Wheelabrator Westchester, L.P. |
Macquarie |
labor relations violation |
2005 |
NLRB |
$13,000 |
MetLife Financial Services |
MetLife |
labor relations violation |
2002 |
NLRB |
$18,500 |
CNG FINANCIAL CORPORATION |
CNG Financial |
labor relations violation |
2001 |
NLRB |
$6,000 |
First Union Bank |
Wells Fargo |
labor relations violation |
2000 |
NLRB |
$9,116 |
The Prudential Insurance Company of America |
Prudential Financial |
labor relations violation |
2018 |
NLRB |
$17,842 |
J.P. Morgan Securities Inc. |
JPMorgan Chase |
kickbacks and bribery |
2009 |
SEC |
$75,000,000 |
Fidelity Investments |
Fidelity Investments |
kickbacks and bribery |
2008 |
SEC |
$8,000,000 |
JPMorgan Securities |
JPMorgan Chase |
kickbacks and bribery |
2016 |
DOJ_CRIMINAL |
$72,000,000 |
Prospect Mortgage, LLC |
Homebridge Financial Services |
kickbacks and bribery |
2011 |
HUD |
$3,100,000 |
Fidelity National Financial, Inc. |
Fidelity National Financial |
kickbacks and bribery |
2011 |
HUD |
$4,500,000 |
First American Title Insurance Company |
First American Financial |
kickbacks and bribery |
2007 |
HUD |
$5,000,000 |
First American Title Insurance Company |
First American Financial |
kickbacks and bribery |
2005 |
HUD |
$680,000 |
Metropolitan Life Insurance Company |
MetLife |
kickbacks and bribery |
2010 |
USAO |
$13,500,000 |
Liberty Mutual Insurance Co. |
Liberty Mutual Insurance |
kickbacks and bribery |
2010 |
CT-AG |
$2,000,000 |
Marsh & McLennan Companies, Inc. |
Marsh & McLennan |
kickbacks and bribery |
2009 |
CT-AG |
$2,400,000 |
Mutual of Omaha Insurance Co. |
Mutual of Omaha |
kickbacks and bribery |
2008 |
CT-AG |
$1,700,000 |
Principal Financial Group |
Principal Financial |
kickbacks and bribery |
2007 |
CT-AG |
$5,000,000 |
Unum Group |
Unum |
kickbacks and bribery |
2008 |
USAO |
$5,550,000 |
Metropolitan Life Insurance |
MetLife |
kickbacks and bribery |
2008 |
CA-MULTI |
$500,000 |
Prudential Insurance Co. |
Prudential Financial |
kickbacks and bribery |
2008 |
CA-MULTI |
$350,000 |
Unum Insurance Co. |
Unum |
kickbacks and bribery |
2008 |
CA-MULTI |
$250,000 |
VITOL, S.A. |
Vitol |
kickbacks and bribery |
2007 |
NY-MANDA |
$17,500,000 |
Barclays Capital Inc. |
Barclays |
investor protection violation |
2016 |
SEC |
$35,000,000 |
Credit Suisse Securities (USA) LLC |
Credit Suisse |
investor protection violation |
2016 |
SEC |
$54,300,000 |
Goldman Sachs & Co. |
Goldman Sachs |
investor protection violation |
2016 |
SEC |
$15,000,000 |
J.P. Morgan Securities LLC |
JPMorgan Chase |
investor protection violation |
2016 |
SEC |
$4,000,000 |
Morgan Stanley Investment Management |
Morgan Stanley |
investor protection violation |
2015 |
SEC |
$8,800,000 |
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. |
JPMorgan Chase |
investor protection violation |
2015 |
SEC |
$267,000,000 |
ICBC Standard Bank Plc |
Industrial and Commercial Bank of China |
investor protection violation |
2015 |
SEC |
$4,200,000 |
UBS Willow Management LLC and UBS Fund Advisor LLC |
UBS |
investor protection violation |
2015 |
SEC |
$17,500,000 |
UBS AG |
UBS |
investor protection violation |
2015 |
SEC |
$19,500,000 |
UBS Financial Services Inc. of Puerto Rico |
UBS |
investor protection violation |
2015 |
SEC |
$15,000,000 |