US Bank N.A. | U.S. Bancorp | consumer protection violation | 2014 | private lawsuit-federal | $55,000,000 |
UBS Securities LLC | UBS | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Unum Life Insurance Company of America | Unum | consumer protection violation | 2016 | private lawsuit-federal | $45,998,014 |
United Services Automobile Association | USAA | consumer protection violation | 2017 | private lawsuit-federal | $53,200,000 |
Wells Fargo & Co. | Wells Fargo | consumer protection violation | 2019 | private lawsuit-federal | $13,460,000 |
Wells Fargo & Co. | Wells Fargo | consumer protection violation | 2019 | private lawsuit-federal | $55,000,000 |
Wells Fargo & Co. | Wells Fargo | consumer protection violation | 2018 | private lawsuit-federal | $142,000,000 |
Wells Fargo & Co. | Wells Fargo | consumer protection violation | 2016 | private lawsuit-federal | $25,750,000 |
Wells Fargo & Co. | Wells Fargo | consumer protection violation | 2013 | private lawsuit-federal | $12,500,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2021 | private lawsuit-federal | $6,945,095 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2017 | private lawsuit-federal | $750,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2017 | private lawsuit-federal | $880,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2016 | private lawsuit-federal | $203,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2012 | private lawsuit-federal | $6,778,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2012 | private lawsuit-federal | $3,190,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2011 | private lawsuit-federal | $125,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | consumer protection violation | 2022 | private lawsuit-federal | $12,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | consumer protection violation | 2022 | private lawsuit-federal | $21,864,673 |
Wells Fargo Bank, N.A. | Wells Fargo | consumer protection violation | 2021 | private lawsuit-federal | $45,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | consumer protection violation | 2020 | private lawsuit-federal | $18,500,000 |
Wells Fargo Bank, N.A. | Wells Fargo | consumer protection violation | 2019 | private lawsuit-federal | $386,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | consumer protection violation | 2019 | private lawsuit-federal | $30,000,000 |
Wells Fargo Merchant Services LLC | Wells Fargo | consumer protection violation | 2021 | private lawsuit-federal | $40,000,000 |
Wells Fargo N.A. | Wells Fargo | consumer protection violation | 2017 | private lawsuit-federal | $50,000,000 |
Western Union Co. | Western Union | consumer protection violation | 2016 | private lawsuit-federal | $133,000,000 |
Western Union Co. | Western Union | consumer protection violation | 2000 | private lawsuit-federal | $375,000,000 |
Zions Bancorporation dba California Bank & Trust | Zions Bancorporation | consumer protection violation | 2022 | private lawsuit-federal | $14,000,000 |
Zions First National Bank | Zions Bancorporation | consumer protection violation | 2014 | private lawsuit-federal | $2,500,000 |
Farmers Insurance Company | Zurich Insurance | consumer protection violation | 2011 | private lawsuit-federal | $10,975,000 |
Commerce Bank NA | Commerce Bancshares | consumer protection violation | 2013 | private lawsuit-federal | $18,300,000 |
NBT Bank, N.A. | NBT Bancorp | consumer protection violation | 2022 | private lawsuit-federal | $5,747,792 |
Susquehanna Bank | Truist Financial | consumer protection violation | 2014 | private lawsuit-federal | $3,680,000 |
Asset Acceptance, LLC | Encore Capital Group | consumer protection violation | 2013 | NC-INS | $8,000 |
OneMain Financial | OneMain Holdings | consumer protection violation | 2023 | CFPB | $20,000,000 |
PHH Mortgage Corp. | Ocwen Financial | consumer protection violation | 2023 | private lawsuit-federal | $2,771,068 |
Robinhood Financial LLC | Robinhood Markets | consumer protection violation | 2023 | private lawsuit-federal | $9,900,000 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2023 | private lawsuit-federal | $11,900,000 |
Freedom Mortgage Corp. | Freedom Mortgage | consumer protection violation | 2023 | NJ-AG | $502,000 |
Bank of America | Bank of America | consumer protection violation | 2023 | CFPB | $90,000,000 |
Bank of America N.A. | Bank of America | consumer protection violation | 2023 | OCC | $60,000,000 |
Bank of America N.A. | Bank of America | consumer protection violation | 2023 | private lawsuit-federal | $8,000,000 |
Enova International Inc. | Enova International | consumer protection violation | 2023 | CFPB | $15,000,000 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2023 | private lawsuit-federal | $4,900,000 |
Lincoln National Corp. | Lincoln National | consumer protection violation | 2023 | private lawsuit-federal | $109,957,440 |
Bank of America | Bank of America | consumer protection violation | 2023 | CFPB | $12,000,000 |
State Farm Mutual Automobile Insurance Company | State Farm Insurance | consumer protection violation | 2023 | KY-AG | $1,350,000 |
USAA Casualty Insurance Company | USAA | consumer protection violation | 2023 | private lawsuit-federal | $2,291,738 |
Navient Solutions LLC | Navient | consumer protection violation | 2023 | private lawsuit-federal | $198,400,000 |
Nelnet, Inc. | Nelnet | consumer protection violation | 2024 | MA-AG | $1,800,000 |
U.S. Bank | U.S. Bancorp | consumer protection violation | 2023 | CFPB | $20,700,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2024 | private lawsuit-federal | $81,700,000 |
Prosper Marketplace, Inc. | Prosper Marketplace | consumer protection violation | 2024 | CO-AG | $10,000 |
Navient Solutions, LLC | Navient | consumer protection violation | 2023 | VA-FIN | $43,600 |
James B. Nutter & Company | James B. Nutter & Company | consumer protection violation | 2024 | NC-BKG | $10,000 |
Credit Suisse Securities (USA) LLC | UBS | data submission deficiencies | 2015 | SEC | $4,250,000 |
JPMorgan Chase | JPMorgan Chase | data submission deficiencies | 2016 | CFTC | $225,000 |
JPMorgan Chase Bank | JPMorgan Chase | data submission deficiencies | 2015 | CFTC | $100,000,000 |
Deutsche Bank AG | Deutsche Bank | data submission deficiencies | 2015 | CFTC | $2,500,000 |
JPMorgan Securities | JPMorgan Chase | data submission deficiencies | 2014 | CFTC | $650,000 |
Mizuho Securities USA Inc. | Mizuho Financial | data submission deficiencies | 2013 | CFTC | $175,000 |
Morgan Stanley Capital Group | Morgan Stanley | data submission deficiencies | 2010 | CFTC | $14,000,000 |
UBS Securities | UBS | data submission deficiencies | 2010 | CFTC | $200,000 |
Citigroup Global Markets | Citigroup | data submission deficiencies | 2016 | SEC | $7,000,000 |
OZ Management LP | Sculptor Capital Management | data submission deficiencies | 2015 | SEC | $4,250,000 |
Scottrade | Charles Schwab Corp. | data submission deficiencies | 2014 | SEC | $2,500,000 |
Citigroup Private Bank GP, Inc. | Citigroup | data submission deficiencies | 2009 | CFTC | $100,000 |
J.P. Morgan Futures, Inc. | JPMorgan Chase | data submission deficiencies | 2009 | CFTC | $300,000 |
UBS Fund Advisor, LLC | UBS | data submission deficiencies | 2009 | CFTC | $50,000 |
BNP Paribas Commodity Futures, Ltd. | BNP Paribas | data submission deficiencies | 2008 | CFTC | $25,000 |
Merrill Lynch Investment Managers, LLC and Merrill Lynch Alternative Investments, LLC | Bank of America | data submission deficiencies | 2007 | CFTC | $500,000 |
Cinergy Marketing & Trading, LP | BNP Paribas | data submission deficiencies | 2004 | CFTC | $3,000,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | data submission deficiencies | 2003 | CFTC | $45,000 |
Prudential Securities, Inc. | Wells Fargo | data submission deficiencies | 2002 | CFTC | $65,000 |
Williams Power Company Inc. | JPMorgan Chase | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
Morgan Stanley & Co. | Morgan Stanley | data submission deficiencies | 2006 | SEC | $10,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | data submission deficiencies | 2002 | SEC | $1,650,000 |
Goldman, Sachs & Co. | Goldman Sachs | data submission deficiencies | 2002 | SEC | $1,650,000 |
Morgan Stanley & Co. Incorporated | Morgan Stanley | data submission deficiencies | 2002 | SEC | $1,650,000 |
Salomon Smith Barney Inc. | Morgan Stanley | data submission deficiencies | 2002 | SEC | $1,650,000 |
U.S. Bancorp Piper Jaffray Inc. | Piper Sandler | data submission deficiencies | 2002 | SEC | $1,650,000 |
Barclays Bank PLC | Barclays | data submission deficiencies | 2016 | CFTC | $500,000 |
Wells Fargo Bank, N.A. | Wells Fargo | data submission deficiencies | 2016 | CFTC | $400,000 |
Societe Generale | Societe Generale | data submission deficiencies | 2016 | CFTC | $450,000 |
Morgan Stanley | Morgan Stanley | data submission deficiencies | 2017 | CFTC | $350,000 |
Citibank N.A. | Citigroup | data submission deficiencies | 2017 | CFTC | $550,000 |
Convergex Execution Solutions LLC | Toronto-Dominion Bank | data submission deficiencies | 2018 | SEC | $2,750,000 |
Compass Bank | PNC Financial Services | discriminatory practices (non-employment) | 2007 | DOJ_RIGHTS | $1,750,000 |
AIG Federal Savings Bank and Wilmington Finance Inc. | American International Group | discriminatory practices (non-employment) | 2010 | DOJ_RIGHTS | $6,100,000 |
Union Savings Bank and Guardian Savings Bank | Union Savings Bank | discriminatory practices (non-employment) | 2016 | DOJ_RIGHTS | $9,000,000 |
First Tennessee Bank | First Horizon National | discriminatory practices (non-employment) | 2016 | HUD | $1,900,000 |
Associated Bank, N.A. | Associated Banc-Corp | discriminatory practices (non-employment) | 2015 | HUD | $200,000,000 |
Wells Fargo Home Mortgage | Wells Fargo | discriminatory practices (non-employment) | 2014 | HUD | $5,000,000 |
Midland States Bancorp | Midland States Bancorp | discriminatory practices (non-employment) | 2014 | HUD | $15,950,000 |
U.S. Bank National Association | U.S. Bancorp | discriminatory practices (non-employment) | 2014 | HUD | $11,489 |
Freedom Mortgage Corporation | Freedom Mortgage | discriminatory practices (non-employment) | 2014 | HUD | $104,000 |
Bank of America | Bank of America | discriminatory practices (non-employment) | 2013 | HUD | $45,000 |
Bank of America | Bank of America | discriminatory practices (non-employment) | 2013 | HUD | $22,449 |
SunTrust Mortgage, Inc. | Truist Financial | discriminatory practices (non-employment) | 2013 | HUD | $36,000 |
PNC Mortgage | PNC Financial Services | discriminatory practices (non-employment) | 2013 | HUD | $15,000 |
U.S. Bank National Association | U.S. Bancorp | discriminatory practices (non-employment) | 2013 | HUD | $12,000 |