Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$332,924,888,663
Number of Records: 
6,731
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,885,116,051259
JPMorgan Chase$35,851,377,155190
Citigroup$25,535,002,360154
Wells Fargo$21,428,596,719217
Deutsche Bank$18,341,457,30276
UBS$16,845,624,16097
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,447,392,62644


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,645
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $21,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $15,971
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $15,570
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $15,971
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $7,774
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $12,248
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $10,437
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $16,362
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $9,122
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $8,893
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $13,268
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $10,705
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,500
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $10,437
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $11,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,596
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,893
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $15,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $10,437
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $8,349
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $26,529
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $5,305
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $9,732
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $40,300
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $7,300
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $35,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2013 MSHA $18,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,450
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $14,373
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $21,807
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Cleco Corp Macquarie workplace safety or health violation 2012 MSHA $9,310
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2013 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,390
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,700
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $14,373
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $9,248
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $9,634
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $42,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $9,800
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $18,583
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $10,437
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2012 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,115
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,600
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $7,578
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $37,416
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $24,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2012 MSHA $5,503
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $12,500
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,100
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $21,807
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,209
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)