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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Foremost Insurance Co.Zurich Insuranceinsurance violation2003WI-INS$8,500
Conseco Health Insurance Co.CNO Financialinsurance violation2004WI-INS$11,000
Great American Insurance Co.American Financial Groupinsurance violation2004WI-INS$5,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2004WI-INS$5,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2005WI-INS$20,000
Progressive Northern Ins Co.Progressiveinsurance violation2005WI-INS$5,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2005WI-INS$5,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2005WI-INS$9,500
Asurion Warranty Services, Inc.Asurioninsurance violation2007WI-INS$5,000
Austin Mutual Insurance Co.American Family Insuranceinsurance violation2007WI-INS$8,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2008WI-INS$100,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
Universal Underwriters Service Corp.Zurich Insuranceinsurance violation2008WI-INS$10,000
Conseco Health Insurance Co.CNO Financialinsurance violation2009WI-INS$20,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2010WI-INS$1,500,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2010WI-INS$8,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2010WI-INS$7,500
Time Insurance Co.Haven Holdingsinsurance violation2010WI-INS$280,000
Infinity Insurance Co.Kemperinsurance violation2011WI-INS$5,000
Selective Insurance Company of the SoutheastSelective Insurance Groupinsurance violation2011WI-INS$5,000
American General Life Insurance Company of DelawareAmerican International Groupinsurance violation2012WI-INS$40,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2012WI-INS$40,000
Prudential Insurance Company of AmericaPrudential Financialinsurance violation2012WI-INS$7,500
Genworth Life Insurance Co.Genworth Financialinsurance violation2012WI-INS$65,000
Bankers Life & CasualtyCNO Financialinsurance violation2013WI-INS$200,000
Thrivent Financial for LutheransThrivent Financialinsurance violation2013WI-INS$5,000
The Hanover Insurance Co.Hanover Insuranceinsurance violation2014WI-INS$5,000
AllstateAllstateinsurance violation2010MULTI-FIN$10,000,000
Allstate Life Insurance CompanyAllstateinsurance violation2018MULTI-FIN$150,000
American Bankers Insurance Group Inc.Assurantinsurance violation2001MULTI-FIN$3,000,000
American Family Life Assurance Company of ColumbusAflacinsurance violation2012MULTI-FIN$1,600,000
American Family Life Insurance Company of ColumbusAflacinsurance violation2018MULTI-FIN$2,500,000
American Family Life Insurance Company of ColumbusAflacinsurance violation2017MULTI-FIN$350,000
American GeneralAmerican International Groupinsurance violation2000MULTI-FIN$7,500,000
American International GroupAmerican International Groupinsurance violation2010MULTI-FIN$146,500,000
American International GroupAmerican International Groupinsurance violation2012MULTI-FIN$11,000,000
American Modern Home Insurance CompanyMunich Reinsurance violation2017MULTI-FIN$255,000
American Modern Insurance Group Inc.Munich Reinsurance violation2015MULTI-FIN$6,000,000
American-Amicable Life Insurance CompanyAmerican-Amicable Groupinsurance violation2006MULTI-FIN$60,000,000
Arch Insurance CompanyArch Capitalinsurance violation2017MULTI-FIN$1,017,000
Assurant Inc.Assurantinsurance violation2016MULTI-FIN$80,217,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2012MULTI-FIN$4,000,000
BCS Insurance CompanyBCS Financial Corporationinsurance violation2017MULTI-FIN$1,000,000
Cincinnati Life Insurance CompanyCincinnati Financialinsurance violation2004MULTI-FIN$216,750
Conseco Life Insurance CompanyCNO Financialinsurance violation2010MULTI-FIN$11,000,000
Conseco Senior Health Insurance Company and Bankers Life and Casualty CompanyCNO Financialinsurance violation2008MULTI-FIN$2,342,728
CUNA Mutual Insurance SocietyCUNA Mutualinsurance violation2007MULTI-FIN$584,622
Generali U.S. BranchAssicurazioni Generaliinsurance violation2017MULTI-FIN$492,000
Globe Life and Accident Insurance Company of Omaha, NebraskaGlobe Life Inc.insurance violation2019MULTI-FIN$3,300,000
HCC Life Insurance Company et al.Tokio Marineinsurance violation2018MULTI-FIN$5,000,000
Homesite Insurance GroupAmerican Family Insuranceinsurance violation2016MULTI-FIN$500,000
Jefferson Insurance CompanyAllianzinsurance violation2017MULTI-FIN$1,800,000
John Hancock Life Insurance CompanyManulife Financialinsurance violation2012MULTI-FIN$13,300,000
Life Insurance Company of Georgia and Southland Life Insurance CompanyPrudential PLCinsurance violation2002MULTI-FIN$4,000,000
Lincoln National Life Insurance CompanyLincoln Nationalinsurance violation2005MULTI-FIN$264,079
Minnesota Life Insurance Company et al.Securian Financialinsurance violation2016MULTI-FIN$625,000
Monumental Life Insurance CompanyAegoninsurance violation2003MULTI-FIN$37,000,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2012MULTI-FIN$39,000,000
Nationwide Life Insurance CompanyNationwideinsurance violation2010MULTI-FIN$2,100,000
Nationwide Mutual Insurance CompanyNationwideinsurance violation2018MULTI-FIN$725,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2017MULTI-FIN$298,958
Protective Life Insurance Company et al.Dai-ichi Lifeinsurance violation2019MULTI-FIN$350,000
QBE Holdings Inc.QBE Insuranceinsurance violation2017MULTI-FIN$21,164,000
RiverSource Life Insurance CompanyAmeriprise Financialinsurance violation2016MULTI-FIN$1,500,000
State Farm Life Insurance Company et al.State Farm Insuranceinsurance violation2017MULTI-FIN$250,000
TIAA-CREF Life Insurance CompanyTIAAinsurance violation2013MULTI-FIN$6,200,000
Transamerica Casualty Insurance CompanyAegoninsurance violation2017MULTI-FIN$3,000,000
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2017MULTI-FIN$1,914,370
Unitrin Inc.Kemperinsurance violation2002MULTI-FIN$33,000,000
Virginia Surety Company Inc.Assurantinsurance violation2013MULTI-FIN$200,000
Western and Southern Life Insurance CompanyWestern & Southern Financial Groupinsurance violation2005MULTI-FIN$2,400,000
National General Insurance CompanyAllstateinsurance violation2020AZ-DIFI$75,000
BOK Financial Securities, Inc.BOK Financialinsurance violation2020CA-INS$5,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2020CT-INS$28,000
American Family Life Assurance Company of ColumbusAflacinsurance violation2020CT-INS$8,500
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2020CT-INS$106,000
Nationwide Life Insurance Co.Nationwideinsurance violation2020CT-INS$10,000
Old Republic National Title Insurance Co.Old Republic Internationalinsurance violation2020CT-INS$20,000
First American Title insurance Co.First American Financialinsurance violation2020CT-INS$40,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2020CT-INS$47,000
Pacific Indemnity Co.Chubb Limitedinsurance violation2020CT-INS$16,000
The Standard Insurance Co.Meiji Yasuda Life Insuranceinsurance violation2020CT-INS$7,500
Minnesota Life Insurance Co.Securian Financialinsurance violation2020CT-INS$9,000
Hartford Life and Accident Insurance Co.Hartford Financial Servicesinsurance violation2020MA-AG$145,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2020MD-INS$64,600
USAA General Indemnity Co. et al.USAAinsurance violation2020MD-INS$67,500
Lincoln National Life Insurance Co.Lincoln Nationalinsurance violation2020MO-INS$15,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2020MO-INS$48,500
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2020MO-INS$45,900
Permanent General Assurance Corp.American Family Insuranceinsurance violation2020MO-INS$15,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2020MO-INS$100,000
Principal Life Insurance CompanyPrincipal Financialinsurance violation2020MULTI-FIN$145,000
Gerber Life Insurance Co.Western & Southern Financial Groupinsurance violation2020NC-INS$3,635,665
Mid-Century Insurance CompanyZurich Insuranceinsurance violation2020NY-DFS$200,000
Praetorian Insurance CompanyQBE Insuranceinsurance violation2020NY-DFS$20,000
The Signal, LP, an Assurant CompanyAssurantinsurance violation2020NY-DFS$2,800,000
USAA Casualty Insurance Co.USAAinsurance violation2020OR-FIN$50,000
Federal Insurance Co.Chubb Limitedinsurance violation2020SD-INS$25,000
New Hampshire Insurance Co.American International Groupinsurance violation2020TX-INS$7,000
Old Republic Insurance Co.Old Republic Internationalinsurance violation2020TX-INS$18,150
Zurich American Insurance Co. of IllinoisZurich Insuranceinsurance violation2020TX-INS$10,800
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.