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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
United Services Automobile Association et al.USAAinsurance violation2021VA-INS$10,000
AMERICAN FAMILY INSURANCE COMPANYAmerican Family Insuranceinsurance violation2021WA-INS$50,000
HSBC SECURITIES USA INCHSBCinsurance violation2021WA-INS$10,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2021WA-INS$5,000
ALLIED PROPERTY AND CASUALTY INSURANCE COMPANY ET AL.Nationwideinsurance violation2021WA-INS$20,000
NATIONAL CASUALTY COMPANYNationwideinsurance violation2021WA-INS$50,000
State Farm Fire & Casualty CoState Farm Insuranceinsurance violation2021WI-INS$10,000
First American Title Co.First American Financialinsurance violation2021CA-INS$1,185,000
First American Title Co.First American Financialinsurance violation2021CA-INS$55,000
Jefferson National Life Insurance Co.Nationwideinsurance violation2021CA-INS$165,342
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$15,000
Provident Life and Accident Insurance Co.Unuminsurance violation2021CT-INS$7,500
UNUM Life Insurance Company of AmericaUnuminsurance violation2021CT-INS$12,500
United Services Automobile AssociationUSAAinsurance violation2021CT-INS$32,500
USAA Casualty Insurance Co.USAAinsurance violation2021CT-INS$36,500
USAA Indemnity Co.USAAinsurance violation2021CT-INS$32,500
Lincoln National Life Insurance Co.Lincoln Nationalinsurance violation2021DE-INS$91,000
Principal Life Insurance Co.Principal Financialinsurance violation2021DE-INS$23,000
National Union Fire Insurance Company of Pittsburgh, PaAmerican International Groupinsurance violation2021KS-INS$5,000
Ace American Insurance Co. and Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021MD-INS$7,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2021MN-FIN$6,000
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2021MULTI-FIN$5,000,000
Scottsdale Insurance Co.Nationwideinsurance violation2021NH-INS$10,579
Foremost Insurance Company Grand Rapids, MichiganZurich Insuranceinsurance violation2021OR-FIN$15,000
Liberty Mutual Group Inc. and Safeco Insurance Company of OregonLiberty Mutual Insuranceinsurance violation2021OR-FIN$120,000
XL Specialty Insurance Co.AXAinsurance violation2021TX-INS$15,825
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$11,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
XL Insurance America, Inc.AXAinsurance violation2021TX-INS$17,000
Accident Fund General Insurance Co.AF Groupinsurance violation2021TX-INS$6,500
Federal Insurance Co.Chubb Limitedinsurance violation2021TX-INS$19,000
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$6,200
Old Republic InsuranceOld Republic Internationalinsurance violation2021TX-INS$6,750
Protective Insurance Co.Progressiveinsurance violation2021TX-INS$8,500
Safety National Casualty Corp.Tokio Marineinsurance violation2021TX-INS$9,500
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$23,500
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$7,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$5,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$7,500
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$7,500
Ace American Insurance Co.Chubb Limitedinsurance violation2021TX-INS$5,000
QBE Insurance Corp.QBE Insuranceinsurance violation2021TX-INS$10,000
Standard Fire Insurance Co.Travelersinsurance violation2021TX-INS$7,500
Arch Insurance Co.Arch Capitalinsurance violation2021TX-INS$6,000
Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2021TX-INS$9,000
Sagamore Insurance Co.Progressiveinsurance violation2021TX-INS$20,000
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$15,000
LM Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$40,000
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$6,000
Accident Fund General Insurance Co.AF Groupinsurance violation2021TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$5,000
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$14,000
Arch Insurance Co.Arch Capitalinsurance violation2021TX-INS$69,000
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
Acadia Insurance Co.W.R. Berkleyinsurance violation2021TX-INS$8,250
Accident Fund National Insurance Co.AF Groupinsurance violation2021TX-INS$7,500
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2021WA-INS$100,000
Nationwide General Insurance Co.Nationwideinsurance violation2021WA-INS$35,000
Foremost Insurance Company Grand Rapids MichiganZurich Insuranceinsurance violation2021WA-INS$75,000
Transamerica Life Insurance Co.Aegoninsurance violation2021WA-INS$30,000
State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2021WI-INS$10,000
Affinity Insurance Services, Inc.Aoninsurance violation2021AK-INS$35,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$7,500
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2021CT-INS$193,000
Great American Life Insurance CompanyMassachusetts Mutual Life Insuranceinsurance violation2021CT-INS$6,000
Progressive Direct Insurance CompanyProgressiveinsurance violation2021DE-INS$6,500
American General Life Insurance CompanyAmerican International Groupinsurance violation2021DE-INS$106,000
USAA Casualty Insurance Company et al.USAAinsurance violation2021KS-INS$5,000
First American Title Insurance Company of LouisianaFirst American Financialinsurance violation2021LA-INS$5,000
National Union Fire Insurance Company of Pittsburgh, PaAmerican International Groupinsurance violation2021LA-INS$9,000
The Cincinnati Insurance CompanyCincinnati Financialinsurance violation2021MD-INS$96,980
American States Preferred Insurance CompanyLiberty Mutual Insuranceinsurance violation2021MD-INS$111,176
SAFECO Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2021MD-INS$196,044
American General Life Insurance CompanyAmerican International Groupinsurance violation2021MD-INS$32,250
ACE American Insurance Company and Insurance Company of North America, and ACE Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2021MN-FIN$15,400
Great American Assurance CompanyAmerican Financial Groupinsurance violation2021MN-FIN$25,000
American Fire & Casualty CompanyLiberty Mutual Insuranceinsurance violation2021MO-INS$64,000
New York Life Insurance Company and New York Life Insurance and Annuity CorporationNew York Life Insuranceinsurance violation2021MT-FIN$10,000
Old Republic National Title Insurance CompanyOld Republic Internationalinsurance violation2021NH-INS$10,000
American Bankers Insurance Company of FloridaAssurantinsurance violation2021OR-FIN$20,000
Generali - U.S. Branch dba The General Insurance Company of Trieste & VeniceAssicurazioni Generaliinsurance violation2021OR-FIN$10,000
Allstate Property & Casualty Insurance Company, et al.Allstateinsurance violation2021RI-FIN$7,500
XL Insurance America, Inc.AXAinsurance violation2021TX-INS$10,000
Safety National Casualty Corp.Tokio Marineinsurance violation2021TX-INS$15,500
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2021TX-INS$7,000
Praetorian Insurance CompanyQBE Insuranceinsurance violation2021TX-INS$39,000
LM Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$11,500
Everest National Insurance CompanyEverest Re Groupinsurance violation2021TX-INS$5,500
Unitrin Direct Property & Casualty CompanyKemperinsurance violation2021TX-INS$7,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$19,500
American Bankers Insurance Company of FloridaAssurantinsurance violation2021TX-INS$45,000
Safety National Casualty Corp.Tokio Marineinsurance violation2021TX-INS$39,000
Hartford Insurance Company of the Midwest et al.Hartford Financial Servicesinsurance violation2021TX-INS$120,000
Privilege Underwriters Reciprocal ExchangeTokio Marineinsurance violation2021VA-INS$19,295
American General Life Insurance CompanyAmerican International Groupinsurance violation2021WA-INS$10,000
Lincoln National Life Insurance Co.Lincoln Nationalinsurance violation2021WA-INS$10,000
Nationwide Life And Annuity Insurance Company et al.Nationwideinsurance violation2021WA-INS$5,000
Farmers Insurance Company of Washington et al.Zurich Insuranceinsurance violation2021WA-INS$20,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2021WA-INS$5,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2021WA-INS$10,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021WA-INS$20,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.