Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Simmons First National Bank Simmons First National Corp. employment discrimination 2010 OFCCP $360,187
Wells Fargo Wells Fargo employment discrimination 2015 OFCCP $14,000
Standard Insurance Company Meiji Yasuda Life Insurance employment discrimination 2011 OFCCP $18,505
Allstate Insurance Company Allstate employment discrimination 2009 EEOC $4,500,000
Merrill Lynch Bank of America employment discrimination 2008 EEOC $1,550,000
Vanguard Group, Inc. Vanguard Group employment discrimination 2008 EEOC $500,000
JPMorgan Chase & Co. JPMorgan Chase employment discrimination 2006 EEOC $2,200,000
Morgan Stanley Morgan Stanley employment discrimination 2004 EEOC $54,000,000
Salomon Smith Barney Morgan Stanley employment discrimination 2001 EEOC $635,000
Josephthal & Co. Oppenheimer Holdings employment discrimination 2000 EEOC $330,000
Brown & Brown Brown & Brown employment discrimination 2017 EEOC $100,000
Bank of America Bank of America employment discrimination 2017 OFCCP $1,000,000
Fifth Third Bank Fifth Third Bancorp employment discrimination 2000 OFCCP $440,000
State Street Corporation State Street Corp. employment discrimination 2017 OFCCP $4,492,174
American Express Financial Advisors Ameriprise Financial employment discrimination 2002 private lawsuit-federal $31,000,000
Merrill Lynch Bank of America employment discrimination 2013 private lawsuit-federal $38,225,000
Merrill Lynch Bank of America employment discrimination 2013 private lawsuit-federal $160,000,000
Banc of America Investment Services Bank of America employment discrimination 2009 private lawsuit-federal $7,200,000
Combined Insurance Company of America Chubb Limited employment discrimination 2005 private lawsuit-federal $8,500,000
Cincinnati Insurance Company Cincinnati Financial employment discrimination 2006 private lawsuit-federal $537,500
Farmers Insurance Exchange Farmers Insurance Exchange employment discrimination 2016 private lawsuit-federal $6,140,000
JPMorgan Chase JPMorgan Chase employment discrimination 2018 private lawsuit-federal $24,000,000
Liberty Mutual Insurance Liberty Mutual Insurance employment discrimination 2009 private lawsuit-federal $2,163,401
MetLife Securities MetLife employment discrimination 2017 private lawsuit-federal $32,500,000
Metropolitan Life MetLife employment discrimination 2003 private lawsuit-federal $10,000,000
Smith Barney Morgan Stanley employment discrimination 2008 private lawsuit-federal $33,000,000
Morgan Stanley Morgan Stanley employment discrimination 2007 private lawsuit-federal $46,000,000
Morgan Stanley Morgan Stanley employment discrimination 2008 private lawsuit-federal $750,000
Morgan Stanley Morgan Stanley employment discrimination 2008 private lawsuit-federal $16,000,000
New York Life Insurance New York Life Insurance employment discrimination 2006 private lawsuit-federal $6,000,000
Norddeutsche Landesbank Girozentrale Norddeutsche Landesbank employment discrimination 2008 private lawsuit-federal $2,618,600
Wells Fargo Advisors Wells Fargo employment discrimination 2011 private lawsuit-federal $32,000,000
Wells Fargo Advisors Wells Fargo employment discrimination 2017 private lawsuit-federal $35,500,000
Willis Group Willis Towers Watson employment discrimination 2011 private lawsuit-federal $11,595,038
Willis Group Willis Towers Watson employment discrimination 2008 private lawsuit-federal $12,757,949
Liberty Mutual Insurance Liberty Mutual Insurance employment discrimination 2000 private lawsuit-state $348,111
Ocwen Financial Ocwen Financial employment discrimination 2005 private lawsuit-state $2,000,000
State Farm Mutual Insurance Company State Farm Insurance employment discrimination 2013 private lawsuit-state $657,403
Asurion, LLC Asurion employment discrimination 2019 EEOC $50,000
Wilmington Trust Corporation M&T Bank employment discrimination 2018 EEOC $700,000
Bank of New York Mellon Bank of New York Mellon employment discrimination 2010 NJ-AG $188,037
Goldman Sachs Goldman Sachs employment discrimination 2019 OFCCP $9,995,000
Wells Fargo Bank N.A. Wells Fargo employment discrimination 2019 OFCCP $283,697
Bank of America Bank of America employment discrimination 2019 OFCCP $4,200,000
Zenith Insurance Co. Fairfax Financial Holdings employment discrimination 2006 EEOC $180,000
Indiana Insurance Co. Liberty Mutual Insurance employment discrimination 2004 EEOC $178,065
Fifth Third Bank Fifth Third Bancorp employment discrimination 2004 EEOC $225,000
Wilmington Trust Co. M&T Bank employment discrimination 2004 EEOC $70,000
Wells Fargo Financial Texas, Inc. Wells Fargo employment discrimination 2003 EEOC $110,000
JPMorgan Chase Bank, N.A. JPMorgan Chase employment discrimination 2019 private lawsuit-federal $5,000,000
M&T Bank M&T Bank employment discrimination 2020 EEOC $100,000
Jackson National Life Insurance Company Prudential PLC employment discrimination 2020 EEOC $20,500,000
American Security Insurance Company Assurant employment discrimination 2020 EEOC $49,000
Teachers Insurance and Annuity Association TIAA employment discrimination 2020 OFCCP $1,500,000
Wells Fargo Bank, N.A. Wells Fargo employment discrimination 2020 OFCCP $7,800,000
JPMorgan Chase & Co. JPMorgan Chase employment discrimination 2020 OFCCP $9,000,000
Wells Fargo & Co. Wells Fargo employment discrimination 2021 private lawsuit-federal $18,700,000
JP Morgan Chase Bank, NA JPMorgan Chase employment discrimination 2019 CA-DFEH $60,000
HSBC HSBC employment discrimination 2020 NY-NYCCHR $30,000
Edward D. Jones & Co. Jones Financial employment discrimination 2021 private lawsuit-federal $58,000,000
Deutsche Bank AG Deutsche Bank economic sanction violation 2015 FED $58,000,000
Credit Agricole S.A. Credit Agricole economic sanction violation 2015 FED $90,300,000
BNP Paribas S.A. BNP Paribas economic sanction violation 2015 DOJ_CRIMINAL $8,973,600,000
Commerzbank AG Commerzbank economic sanction violation 2015 DOJ_CRIMINAL $642,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2012 DOJ_CRIMINAL $227,000,000
ING Bank N.V. ING economic sanction violation 2012 DOJ_CRIMINAL $619,000,000
Barclays Bank PLC Barclays economic sanction violation 2010 DOJ_CRIMINAL $298,000,000
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. ABN AMRO economic sanction violation 2010 DOJ_CRIMINAL $500,000,000
Barclays Bank PLC Barclays economic sanction violation 2016 OFAC $2,485,890
Credit Agricole Corporate and Investment Bank Credit Agricole economic sanction violation 2015 OFAC $329,593,585
UBS AG UBS economic sanction violation 2015 OFAC $1,700,100
Navigators Insurance Company Hartford Financial Services economic sanction violation 2015 OFAC $271,815
PayPal Inc. PayPal Holdings economic sanction violation 2015 OFAC $7,658,300
Commerzbank AG Commerzbank economic sanction violation 2014 OFAC $258,660,796
Bank of America N.A. Bank of America economic sanction violation 2014 OFAC $16,562,700
Clearstream Banking SA Deutsche Borse economic sanction violation 2014 OFAC $152,000,000
Royal Bank of Scotland PLC NatWest Group PLC economic sanction violation 2013 OFAC $33,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2012 OFAC (*) $132,000,000
HSBC Holdings HSBC economic sanction violation 2012 OFAC $375,000,000
ING Bank N.V. ING economic sanction violation 2012 OFAC (*) $619,000,000
JPMorgan Chase Bank JPMorgan Chase economic sanction violation 2011 OFAC $88,300,000
UBS AG UBS economic sanction violation 2004 FED $100,000,000
Credit Suisse AG Credit Suisse economic sanction violation 2009 DOJ_CRIMINAL $268,000,000
Lloyds TSB Bank PLC Lloyds Banking Group economic sanction violation 2009 DOJ_CRIMINAL $175,000,000
A.G. Edwards and Sons Inc. Wells Fargo economic sanction violation 2008 OFAC $122,358
BankAtlantic Truist Financial economic sanction violation 2008 OFAC $7,500
BB&T Truist Financial economic sanction violation 2007 OFAC $10,000
Citigroup, N. A. Citigroup economic sanction violation 2008 OFAC $16,250
Key Bank National Association KeyCorp economic sanction violation 2008 OFAC $200,000
American Express Travel Related Services Co., Inc. American Express economic sanction violation 2007 OFAC $16,625
National Australia Bank Ltd. National Australia Bank economic sanction violation 2007 OFAC $100,000
Wachovia Bank Wells Fargo economic sanction violation 2007 OFAC $11,000
ABN AMRO Bank, N.V. ABN AMRO economic sanction violation 2006 OFAC $40,000,000
Bank of China Bank of China economic sanction violation 2005 OFAC $11,000
Fidelity Brokerage Services, Inc. dba Fidelity Investments Fidelity Investments economic sanction violation 2005 OFAC $63,853
PNC Bank PNC Financial Services economic sanction violation 2005 OFAC $8,200
Seabury & Smith Inc. Marsh & McLennan economic sanction violation 2005 OFAC $46,341
SunTrust Bank Truist Financial economic sanction violation 2005 OFAC $40,423
SunTrust Bank Truist Financial economic sanction violation 2005 OFAC $30,800
The Bank of New York Bank of New York Mellon economic sanction violation 2005 OFAC $5,844
Wachovia Bank Wells Fargo economic sanction violation 2005 OFAC $5,500
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