Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$330,904,834,105
Number of Records: 
6,093
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,737,699,939214
JPMorgan Chase$35,744,240,670158
Citigroup$25,450,155,764122
Wells Fargo$21,340,036,745181
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,455,904,00027
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Wells Fargo Bank Wells Fargo wage and hour violation 2011 private lawsuit-federal $100,000
MetLife MetLife wage and hour violation 2011 private lawsuit-federal $2,350,000
Arthur J. Gallagher Arthur J. Gallagher & Co. wage and hour violation 2011 private lawsuit-federal $3,900,000
Wells Fargo Wells Fargo wage and hour violation 2011 private lawsuit-federal $6,720,000
Wells Fargo Wells Fargo wage and hour violation 2011 private lawsuit-federal $6,900,000
Citigroup Global Markets Citigroup wage and hour violation 2011 private lawsuit-federal $394,220
Combined Insurance Company of America Chubb Limited wage and hour violation 2010 private lawsuit-federal $6,000,000
Wachovia Financial Services Wells Fargo wage and hour violation 2010 private lawsuit-federal $450,000
Bear Stearns JPMorgan Chase wage and hour violation 2010 private lawsuit-federal $675,000
Bank of America Bank of America wage and hour violation 2010 private lawsuit-state $16,650,000
Farmers Insurance Exchange Farmers Insurance Exchange wage and hour violation 2010 private lawsuit-federal $8,000,000
Wells Fargo Wells Fargo wage and hour violation 2010 private lawsuit-federal $20,000,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2010 private lawsuit-federal $2,492,729
H&R Block H&R Block wage and hour violation 2010 private lawsuit-federal $1,400,000
Merrill Lynch Bank of America wage and hour violation 2010 private lawsuit-federal $43,500,000
TD Bank Toronto-Dominion Bank wage and hour violation 2010 private lawsuit-federal $375,000
Bank of America Bank of America wage and hour violation 2010 private lawsuit-federal $661,392
Washington Mutual Bank JPMorgan Chase wage and hour violation 2009 private lawsuit-federal $38,000,000
Wachovia Securities Wells Fargo wage and hour violation 2009 private lawsuit-federal $39,000,000
Prudential Financial Prudential Financial wage and hour violation 2009 private lawsuit-federal $11,000,000
TD Ameritrade Charles Schwab Corp. wage and hour violation 2009 private lawsuit-federal $2,500,000
AXA Financial Equitable Holdings wage and hour violation 2009 private lawsuit-federal $6,500,000
A.G. Edwards Wells Fargo wage and hour violation 2009 private lawsuit-federal $12,000,000
MetLife MetLife wage and hour violation 2009 private lawsuit-federal $7,400,000
Janney Montgomery Scott Penn Mutual wage and hour violation 2009 private lawsuit-federal $2,880,000
Morgan Stanley Morgan Stanley wage and hour violation 2009 private lawsuit-federal $50,000,000
HSBC Auto Finance HSBC wage and hour violation 2009 private lawsuit-federal $420,000
Banco Popular Popular Inc. wage and hour violation 2009 private lawsuit-federal $1,050,000
Champion Mortgage and KeyBank KeyCorp wage and hour violation 2009 private lawsuit-federal $1,200,000
Home Loan Center Inc. LendingTree wage and hour violation 2009 private lawsuit-federal $2,500,000
Hewitt Associates Aon wage and hour violation 2009 private lawsuit-federal $4,900,000
National City Mortgage PNC Financial Services wage and hour violation 2008 private lawsuit-federal $27,500,000
Edward D. Jones & Co. Jones Financial wage and hour violation 2008 private lawsuit-federal $21,000,000
UBS as successor to Piper Jaffray UBS wage and hour violation 2008 private lawsuit-federal $5,500,000
E-Trade Morgan Stanley wage and hour violation 2008 private lawsuit-federal $900,000
Citigroup Citigroup wage and hour violation 2008 private lawsuit-federal $98,000,000
Edward D. Jones & Co. Jones Financial wage and hour violation 2008 private lawsuit-federal $19,000,000
USAA USAA wage and hour violation 2008 private lawsuit-federal $738,423
First NLC Arlington Asset Investment Corp. wage and hour violation 2007 private lawsuit-federal $14,000,000
A.G. Edwards Wells Fargo wage and hour violation 2007 private lawsuit-federal $20,000,000
E-Loan Inc. Popular Inc. wage and hour violation 2007 private lawsuit-federal $13,600,000
UBS UBS wage and hour violation 2007 private lawsuit-federal $44,000,000
Bank of America Bank of America wage and hour violation 2007 private lawsuit-state $2,500,000
UBS UBS wage and hour violation 2007 private lawsuit-federal $45,000,000
Wells Fargo Wells Fargo wage and hour violation 2007 private lawsuit-federal $12,800,000
Citigroup Citigroup wage and hour violation 2006 private lawsuit-federal $3,550,000
Morgan Stanley Morgan Stanley wage and hour violation 2006 private lawsuit-federal $42,500,000
Bank of America Bank of America wage and hour violation 2006 private lawsuit-federal $9,000,000
Merrill Lynch Bank of America wage and hour violation 2006 private lawsuit-federal $37,000,000
Liberty Mutual Liberty Mutual Insurance wage and hour violation 2005 private lawsuit-federal $6,400,000
Allstate Insurance Allstate wage and hour violation 2005 private lawsuit-state $120,000,000
Countrywide Financial Bank of America wage and hour violation 2005 private lawsuit-state $30,000,000
State Farm State Farm Insurance wage and hour violation 2005 private lawsuit-state $135,000,000
Progressive Progressive wage and hour violation 2004 private lawsuit-federal $5,400,000
Bank of America Bank of America wage and hour violation 2003 private lawsuit-state $4,100,000
Ditech Ditech Holding Corporation wage and hour violation 2002 private lawsuit-federal $6,150,000
Coast National Insurance Zurich Insurance wage and hour violation 2002 private lawsuit-state $18,000,000
Bank of America Bank of America wage and hour violation 2001 private lawsuit-state $22,000,000
Farmers Insurance Exchange Farmers Insurance Exchange wage and hour violation 2001 private lawsuit-state $90,009,208
UBS Financial Services Inc. UBS wage and hour violation 2018 WHD $6,246
Wilmington Finance Inc. OneMain Holdings wage and hour violation 2008 private lawsuit-federal $2,925,000
Wells Fargo Advisors, LLC Wells Fargo wage and hour violation 2018 private lawsuit-federal $9,500,000
M&T Bank Corporation M&T Bank wage and hour violation 2018 private lawsuit-federal $2,490,000
Allstate Insurance Company Allstate wage and hour violation 2018 private lawsuit-state $5,500,000
Premera Blue Cross Premera Blue Cross wage and hour violation 2011 private lawsuit-federal $1,450,000
QBE Americas, Inc. QBE Insurance wage and hour violation 2018 private lawsuit-federal $1,200,000
Ally Financial Services Ally Financial wage and hour violation 2019 WHD $198,311
Allstate Company, Inc. Allstate wage and hour violation 2007 MA-AG $125,000
American International Group American International Group wage and hour violation 2009 MA-AG $900,000
Freedom Mortgage Corporation Freedom Mortgage wage and hour violation 2019 private lawsuit-federal $4,480,000
JP Morgan Chase Bank N.A. JPMorgan Chase wage and hour violation 2019 WHD $38,336
Lincoln Financial Group Trust Company, Inc. Lincoln National wage and hour violation 2018 WHD $17,567
World Acceptance Corporation World Acceptance Corporation wage and hour violation 2019 WHD $5,549
World Acceptance Corporation, Inc World Acceptance Corporation wage and hour violation 2019 WHD $6,582
Great American Financial Resources, Inc. American Financial Group wage and hour violation 2019 private lawsuit-federal $1,250,000
Fidelity Investments Fidelity Investments wage and hour violation 2019 private lawsuit-federal $1,200,000
Wells Fargo Bank N.A. Wells Fargo wage and hour violation 2019 WHD $57,675
Nationwide Mutual Insurance Co Nationwide wage and hour violation 2018 WHD $210,373
Bank of Hawaii Bank of Hawaii wage and hour violation 2018 WHD $7,631
AON SERVICE CORPORATION Aon wage and hour violation 2017 WHD $7,406
Cleco Corporation Macquarie wage and hour violation 2017 WHD $12,190
Ally Financial Inc Ally Financial wage and hour violation 2017 WHD $34,169
Ally Financial, LLC Ally Financial wage and hour violation 2017 WHD $164,143
Teachers Insurance & Annuity Assoc of America TIAA wage and hour violation 2017 WHD $9,678
Wells Fargo Bank Wells Fargo wage and hour violation 2016 WHD $38,230
TMX Finance, LLC TMX Finance wage and hour violation 2016 WHD $6,353
Guaranteed Rate INC Guaranteed Rate Inc. wage and hour violation 2015 WHD $184,423
Wells Fargo & Company Wells Fargo wage and hour violation 2014 WHD $100,001
Wells Fargo & Company Wells Fargo wage and hour violation 2020 private lawsuit-federal $35,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase wage and hour violation 2019 private lawsuit-federal $1,850,000
PNC Financial Services Group, Inc. PNC Financial Services wage and hour violation 2020 private lawsuit-federal $2,750,000
Farmers Insurance Exchange Farmers Insurance Exchange wage and hour violation 2020 private lawsuit-federal $5,400,000
U.S. Bank National Association U.S. Bancorp wage and hour violation 2020 private lawsuit-federal $6,500,000
JPMorgan Chase Bank, N.A. JPMorgan Chase wage and hour violation 2020 private lawsuit-federal $3,750,000
Wells Fargo Bank Wells Fargo wage and hour violation 2020 private lawsuit-federal $10,928,870
Wells Fargo Bank, N.A. Wells Fargo wage and hour violation 2020 private lawsuit-federal $25,696,122
ZURICH AMERICAN INS CO Zurich Insurance wage and hour violation 2018 IL-DOL $13,865
Morgan Stanley & Co. LLC Morgan Stanley toxic securities abuses 2016 FDIC $62,950,000
Goldman Sachs Goldman Sachs toxic securities abuses 2016 DOJ $5,060,000,000
Morgan Stanley Morgan Stanley toxic securities abuses 2016 DOJ $2,600,000,000
Citigroup Inc. Citigroup toxic securities abuses 2014 DOJ $7,000,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)