Fifth Third Bancorp |
Fifth Third Bancorp |
accounting fraud or deficiencies |
2013 |
SEC |
$6,500,000 |
JPMorgan & Co. |
JPMorgan Chase |
accounting fraud or deficiencies |
2013 |
SEC |
$200,000,000 |
Capital One Financial Corporation |
Capital One Financial |
accounting fraud or deficiencies |
2013 |
SEC |
$3,500,000 |
Deutsche Bank Securities |
Deutsche Bank |
accounting fraud or deficiencies |
2014 |
CFTC |
$3,000,000 |
JPMorgan Chase Bank |
JPMorgan Chase |
accounting fraud or deficiencies |
2012 |
CFTC |
$20,000,000 |
INTL FCStone |
INTL FCStone |
accounting fraud or deficiencies |
2016 |
SEC |
$150,000 |
KeyBanc Capital Markets Inc. |
KeyCorp |
accounting fraud or deficiencies |
2016 |
SEC |
$175,000 |
Ocwen Financial Corp. |
Ocwen Financial |
accounting fraud or deficiencies |
2016 |
SEC |
$2,000,000 |
First Bancorp |
First Bancorp (North Carolina) |
accounting fraud or deficiencies |
2015 |
SEC |
$275,000 |
Hampton Roads Bankshares |
Union Bankshares Corp. |
accounting fraud or deficiencies |
2014 |
SEC |
$200,000 |
Wilmington Trust |
M&T Bank |
accounting fraud or deficiencies |
2014 |
SEC |
$18,500,000 |
Assurant Inc. |
Assurant |
accounting fraud or deficiencies |
2010 |
SEC |
$3,500,000 |
American International Group, Inc. |
American International Group |
accounting fraud or deficiencies |
2006 |
DOJ_CRIMINAL |
$25,000,000 |
American International Group, Inc. |
American International Group |
accounting fraud or deficiencies |
2004 |
DOJ_CRIMINAL |
$80,000,000 |
PNC ICLC Corp. |
PNC Financial Services |
accounting fraud or deficiencies |
2003 |
DOJ_CRIMINAL |
$115,000,000 |
Zurich Financial Services |
Zurich Insurance |
accounting fraud or deficiencies |
2008 |
SEC |
$25,000,000 |
First BanCorp |
First Bancorp (Puerto Rico) |
accounting fraud or deficiencies |
2007 |
SEC |
$8,500,000 |
The BISYS Group |
Citigroup |
accounting fraud or deficiencies |
2007 |
SEC |
$25,000,000 |
RenaissanceRe Holdings Ltd. |
RenaissanceRe Holdings |
accounting fraud or deficiencies |
2007 |
SEC |
$15,000,000 |
MBIA Inc. |
MBIA |
accounting fraud or deficiencies |
2007 |
SEC |
$50,000,000 |
Doral Financial Corporation |
Doral Financial |
accounting fraud or deficiencies |
2006 |
SEC |
$25,000,000 |
Federal National Mortgage Association (Fannie Mae) |
Fannie Mae |
accounting fraud or deficiencies |
2006 |
SEC |
$400,000,000 |
Huntington Bancshares, Inc. |
Huntington Bancshares |
accounting fraud or deficiencies |
2005 |
SEC |
$7,500,000 |
Canadian Imperial Bank of Commerce |
Canadian Imperial Bank of Commerce |
accounting fraud or deficiencies |
2003 |
SEC |
$80,000,000 |
American International Group, Inc. |
American International Group |
accounting fraud or deficiencies |
2003 |
SEC |
$10,000,000 |
Citigroup, Inc. |
Citigroup |
accounting fraud or deficiencies |
2003 |
SEC |
$101,000,000 |
Citigroup, Inc. |
Citigroup |
accounting fraud or deficiencies |
2003 |
SEC |
$19,000,000 |
J.P. Morgan Chase & Co. |
JPMorgan Chase |
accounting fraud or deficiencies |
2003 |
SEC |
$135,000,000 |
Merrill Lynch & Co. Inc. |
Bank of America |
accounting fraud or deficiencies |
2003 |
SEC |
$80,000,000 |
Park National Corporation |
Park National Corp. |
accounting fraud or deficiencies |
2016 |
SEC |
$500,000 |
Credit Suisse AG |
Credit Suisse |
accounting fraud or deficiencies |
2016 |
SEC |
$90,000,000 |
HomeStreet Inc |
HomeStreet Inc. |
accounting fraud or deficiencies |
2017 |
SEC |
$500,000 |
Citigroup |
Citigroup |
accounting fraud or deficiencies |
2018 |
SEC |
$10,500,000 |
Mercer |
Marsh & McLennan |
accounting fraud or deficiencies |
2010 |
AK-AG |
$500,000,000 |
Citigroup, Inc. |
Citigroup |
accounting fraud or deficiencies |
2003 |
NY-MANDA |
$25,000,000 |
J.P. Morgan Chase & Co. |
JPMorgan Chase |
accounting fraud or deficiencies |
2003 |
NY-MANDA |
$25,000,000 |
Wells Fargo & Company |
Wells Fargo |
Americans with Disabilities Act |
2011 |
DOJ_RIGHTS |
$16,055,000 |
Bank of America, N.A. |
Bank of America |
Americans with Disabilities Act |
2020 |
DOJ_RIGHTS |
$300,000 |
Gibraltar Private Bank and Trust Company |
Gibraltar Private Bank and Trust |
anti-money-laundering deficiencies |
2016 |
FINCEN |
$4,000,000 |
Oppenheimer & Co., Inc. |
Oppenheimer Holdings |
anti-money-laundering deficiencies |
2015 |
FINCEN |
$20,000,000 |
J.P. Morgan Chase Bank, N.A. |
JPMorgan Chase |
anti-money-laundering deficiencies |
2014 |
FINCEN |
$461,000,000 |
Wachovia Bank |
Wells Fargo |
anti-money-laundering deficiencies |
2010 |
FINCEN |
$110,000,000 |
HSBC Holdings plc HSBC Bank USA N.A. |
HSBC |
anti-money-laundering deficiencies |
2012 |
DOJ_CRIMINAL |
$1,256,000,000 |
MoneyGram International Inc. |
MoneyGram International |
anti-money-laundering deficiencies |
2012 |
DOJ_CRIMINAL |
$100,000,000 |
JPMorgan Chase Bank |
JPMorgan Chase |
anti-money-laundering deficiencies |
2014 |
USAO |
$1,700,000,000 |
Lebanese Canadian Bank |
Lebanese Canadian Bank |
anti-money-laundering deficiencies |
2013 |
USAO |
$102,000,000 |
American Express Bank International |
American Express |
anti-money-laundering deficiencies |
2007 |
DOJ_CRIMINAL |
$55,000,000 |
BankAtlantic |
Truist Financial |
anti-money-laundering deficiencies |
2006 |
DOJ_CRIMINAL |
$10,000,000 |
Riggs Bank National Association |
PNC Financial Services |
anti-money-laundering deficiencies |
2004 |
OCC |
$25,000,000 |
Israel Discount Bank |
Israel Discount Bank |
anti-money-laundering deficiencies |
2006 |
FINCEN |
$12,000,000 |
Oppenheimer & Company, Inc. |
Oppenheimer Holdings |
anti-money-laundering deficiencies |
2005 |
FINCEN |
$2,800,000 |
AmSouth |
Regions Financial |
anti-money-laundering deficiencies |
2004 |
FINCEN |
$10,000,000 |
Western Union Company |
Western Union |
anti-money-laundering deficiencies |
2017 |
DOJ_CRIMINAL |
$586,000,000 |
Deutsche Bank AG |
Deutsche Bank |
anti-money-laundering deficiencies |
2017 |
FED |
$41,000,000 |
Banamex USA |
Citigroup |
anti-money-laundering deficiencies |
2017 |
DOJ_CRIMINAL |
$97,440,000 |
Banco Popular de Puerto Rico |
Popular Inc. |
anti-money-laundering deficiencies |
2003 |
DOJ_CRIMINAL |
$21,600,000 |
M&T Bank |
M&T Bank |
anti-money-laundering deficiencies |
2014 |
USAO |
$560,000 |
Wachovia Bank N.A. |
Wells Fargo |
anti-money-laundering deficiencies |
2010 |
USAO |
$50,000,000 |
The Bank of New York |
Bank of New York Mellon |
anti-money-laundering deficiencies |
2005 |
USAO |
$38,000,000 |
Riggs Bank |
PNC Financial Services |
anti-money-laundering deficiencies |
2005 |
USAO |
$16,000,000 |
Citibank N.A. |
Citigroup |
anti-money-laundering deficiencies |
2018 |
OCC |
$70,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Bank of America |
anti-money-laundering deficiencies |
2017 |
SEC |
$13,000,000 |
Wells Fargo Advisors, LLC |
Wells Fargo |
anti-money-laundering deficiencies |
2017 |
SEC |
$3,500,000 |
Rabobank National Association |
Rabobank |
anti-money-laundering deficiencies |
2018 |
DOJ_CRIMINAL |
$368,701,259 |
U.S. Bancorp |
U.S. Bancorp |
anti-money-laundering deficiencies |
2018 |
USAO |
$453,000,000 |
Rabobank, National Association |
Rabobank |
anti-money-laundering deficiencies |
2018 |
OCC |
$50,000,000 |
U.S. Bank National Association |
U.S. Bancorp |
anti-money-laundering deficiencies |
2018 |
OCC |
$75,000,000 |
U.S. Bank National Association |
U.S. Bancorp |
anti-money-laundering deficiencies |
2018 |
FINCEN |
$70,000,000 |
Rabobank N.A. |
Rabobank |
anti-money-laundering deficiencies |
2018 |
USAO |
$500,000 |
MoneyGram International Inc. |
MoneyGram International |
anti-money-laundering deficiencies |
2018 |
DOJ_CRIMINAL |
$125,000,000 |
Capital One Bank (USA), National Association |
Capital One Financial |
anti-money-laundering deficiencies |
2018 |
OCC |
$100,000,000 |
UBS Financial Services Inc. |
UBS |
anti-money-laundering deficiencies |
2018 |
FINCEN |
$5,000,000 |
Western Union Financial Services, Inc. |
Western Union |
anti-money-laundering deficiencies |
2010 |
MULTI-AG |
$94,000,000 |
Bank of America Corp. |
Bank of America |
anti-money-laundering deficiencies |
2006 |
NY-MANDA |
$7,500,000 |
Israel Discount Bank of New York |
Israel Discount Bank |
anti-money-laundering deficiencies |
2005 |
NY-MANDA |
$8,500,000 |
Bank Hapoalim B.M. |
Bank Hapoalim |
anti-money-laundering deficiencies |
2020 |
DOJ_CRIMINAL |
$30,063,317 |
Industrial Bank of Korea |
Industrial Bank of Korea |
anti-money-laundering deficiencies |
2020 |
USAO |
$51,000,000 |
U.S. Trust Corporation |
Bank of America |
anti-money-laundering deficiencies |
2001 |
NY-DFS |
$5,000,000 |
Western Union Financial Services, Inc. |
Western Union |
anti-money-laundering deficiencies |
2002 |
NY-DFS |
$8,000,000 |
Israel Discount Bank of New York |
Israel Discount Bank |
anti-money-laundering deficiencies |
2006 |
NY-DFS |
$6,000,000 |
Standard Chartered Bank |
Standard Chartered |
anti-money-laundering deficiencies |
2012 |
NY-DFS |
$340,000,000 |
Standard Chartered Bank |
Standard Chartered |
anti-money-laundering deficiencies |
2014 |
NY-DFS |
$300,000,000 |
Agricultural Bank of China |
Agricultural Bank of China |
anti-money-laundering deficiencies |
2016 |
NY-DFS |
$215,000,000 |
Intesa Sanpaolo S.p.A. |
Intesa Sanpaolo |
anti-money-laundering deficiencies |
2016 |
NY-DFS |
$235,000,000 |
Deutsche Bank AG |
Deutsche Bank |
anti-money-laundering deficiencies |
2017 |
NY-DFS |
$425,000,000 |
Western Union |
Western Union |
anti-money-laundering deficiencies |
2018 |
NY-DFS |
$60,000,000 |
Industrial Bank of Korea |
Industrial Bank of Korea |
anti-money-laundering deficiencies |
2020 |
NY-DFS |
$35,000,000 |
Interactive Brokers LLC |
Interactive Brokers Group |
anti-money-laundering deficiencies |
2020 |
CFTC |
$12,206,214 |
ASI SERVICES |
Progressive |
aviation safety violation |
2015 |
FAA |
$17,000 |
ASI SERVICES |
Progressive |
aviation safety violation |
2015 |
FAA |
$27,000 |
GOODRICH AVIATION TECHNICAL SERVICES INC |
Macquarie |
aviation safety violation |
2007 |
FAA |
$7,000 |
GOODRICH AVIATION TECHNICAL SERVICES INC |
Macquarie |
aviation safety violation |
2005 |
FAA |
$5,000 |
GOODRICH AVIATION TECHNICAL SERVICES INC |
Macquarie |
aviation safety violation |
2005 |
FAA |
$90,000 |
TIAA-CREF |
TIAA |
aviation safety violation |
2015 |
FAA |
$7,500 |
Hudson City Savings Bank |
M&T Bank |
banking violation |
2015 |
CFPB |
$32,750,000 |
National City Bank and its successor PNC Bank |
PNC Financial Services |
banking violation |
2013 |
CFPB |
$35,000,000 |
U.S. Bank |
U.S. Bancorp |
banking violation |
2013 |
CFPB |
$3,200,000 |
WEX Bank and Higher One, Inc. |
WEX Inc. |
banking violation |
2015 |
FDIC |
$34,980,000 |
Citizens Bank |
Citizens Financial Group |
banking violation |
2015 |
FDIC |
$8,800,000 |
Banamex USA |
Citigroup |
banking violation |
2015 |
FDIC |
$140,000,000 |
Sallie Mae Bank |
SLM Corp. |
banking violation |
2014 |
FDIC |
$93,300,000 |