Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Louis Dreyfus Energy Service Louis Dreyfus energy market violation 2014 FERC $7,406,257
Cleco Corporation Macquarie energy market violation 2003 FERC $2,850,000
Wheelabrator Claremont Company, L.P. Macquarie energy market violation 2018 FERC $357,231
Vitol Inc. Vitol energy market violation 2019 FERC $2,742,881
Chemoil Corporation Glencore environmental violation 2016 EPA $27,000,000
IMTT-PIPELINE Macquarie environmental violation 2018 PHMSA $19,600
IMTT-BAYONNE Macquarie environmental violation 2018 PHMSA $144,000
HSBC Bank USA, N.A. HSBC environmental violation 2007 NY-AG $918,000
IMTT-Lemont Macquarie environmental violation 2003 IL-AG $250,000
Wheelabrator Saugus, Wheelabrator Andover and Wheelabrator Millbury Macquarie environmental violation 2011 MA-AG $7,500,000
MORGAN STANLEY Morgan Stanley environmental violation 2014 EPA $10,000
IMPERIAL SUGAR COMPANY Louis Dreyfus environmental violation 2009 EPA $5,240
IAC GREENVILLE, LLC Invesco environmental violation 2013 EPA $16,870
LOUIS DREYFUS AGRICULTURAL INDUSTRIES, LLC. Louis Dreyfus environmental violation 2010 EPA $77,628
INTERNATIONAL AUTOMOTIVE COMPONENTS A/K/A LEAR COR Invesco environmental violation 2012 EPA $35,000
Peter Cremer North America Cremer environmental violation 2013 EPA $98,000
International Matex Tank Terminals Macquarie environmental violation 2006 EPA $157,500
The Gas Company LLC (dba Hawaii Gas) Macquarie environmental violation 2014 EPA $155,000
Vitol S.A., Inc. Vitol environmental violation 2005 EPA $41,600
Morgan Stanley Capital Group Inc. Morgan Stanley environmental violation 2009 EPA $405,000
Trafigura AG Trafigura environmental violation 2012 EPA $73,465
Lansing Trade Group LLC Lansing Trade Group environmental violation 2012 EPA $5,586
Lansing Trade Group LLC Lansing Trade Group environmental violation 2013 EPA $122,819
Glencore Ltd. Glencore environmental violation 2013 EPA $98,954
Lansing Trade Group, LLC Lansing Trade Group environmental violation 2014 EPA $11,164
Vitol Inc. Vitol environmental violation 2014 EPA $30,394
CHEMOIL CORPORATION Glencore environmental violation 2016 EPA (*) $27,000,000
Trafigura AG Trafigura environmental violation 2015 EPA $21,450
Vitol, Inc. Vitol environmental violation 2015 EPA $14,047
Lansing Trade Group LLC Lansing Trade Group environmental violation 2016 EPA $5,296
Vitol, Inc. Vitol environmental violation 2016 EPA $17,934
Vitol Inc. Vitol environmental violation 2016 EPA $9,814
Morgan Stanley Capital Group, Inc. Morgan Stanley environmental violation 2017 EPA $1,119,000
Vitol Vitol environmental violation 2017 EPA $35,000
VITOL SA, INC Vitol environmental violation 2002 EPA $95,000
HSBC North America HSBC environmental violation 2010 EPA $36,083
JP Morgan Chase Bank, N.A. JPMorgan Chase environmental violation 2017 EPA $230,392
Morgan Stanley Capital Group, Inc. Morgan Stanley environmental violation 2002 EPA $7,500
WHEELABRATOR FRACKVILLE ENERGY Macquarie environmental violation 2012 PA-ENV $27,400
WHEELABRATOR FALLS INC Macquarie environmental violation 2020 PA-ENV $12,000
WHEELABRATOR FALLS INC Macquarie environmental violation 2006 PA-ENV $21,079
PRUDENTIAL INS CO OF AMER Prudential Financial environmental violation 2018 PA-ENV $9,000
GMAC Mortgage, LLC Ally Financial environmental violation 2010 AL-ENV $5,505
Vitol, Inc. Vitol environmental violation 2014 CA-ARB $70,000
Trafigura Beheer B.V. Amsterdam Trafigura environmental violation 2012 CA-ARB $10,000
Vitol Vitol environmental violation 2007 CA-ARB $150,000
Glencore Glencore environmental violation 2006 CA-ARB $10,000
Vitol Vitol environmental violation 2005 CA-ARB $20,000
Vitol S.A. Vitol environmental violation 2002 CA-ARB $25,000
Wheelabrator Lisbon, Inc. Macquarie environmental violation 2013 CT-ENV $9,350
UBS AG UBS environmental violation 2011 CT-ENV $80,000
Wheelabrator Putnam Incorporated Macquarie environmental violation 2003 CT-ENV $33,500
MBNA Lloyds Banking Group environmental violation 2002 DE-ENV $225,000
LOUIS DREYFUS CITRUS, INC. Louis Dreyfus environmental violation 2010 FL-DEP $14,600
LOUIS DREYFUS CITRUS INC Louis Dreyfus environmental violation 2008 FL-DEP $21,000
LOUIS DREYFUS CITRUS, INC. Louis Dreyfus environmental violation 2006 FL-DEP $7,200
THE FIFTH THIRD BANK Fifth Third Bancorp environmental violation 2006 FL-DEP $16,000
WHEELABRATOR SOUTH BROWARD, INC. Macquarie environmental violation 2005 FL-DEP $14,450
LOUIS DREYFUS CITRUS, INC. Louis Dreyfus environmental violation 2005 FL-DEP $8,500
WHEELABRATOR RIDGE ENERGY, INC. Macquarie environmental violation 2004 FL-DEP $19,000
Imperial-Savannah LP Louis Dreyfus environmental violation 2014 GA-ENV $14,750
Imperial-Savannah, L.P. Louis Dreyfus environmental violation 2012 GA-ENV $6,000
Imperial-Savannah, L.P. Louis Dreyfus environmental violation 2011 GA-ENV $80,000
Bank of North Georgia Synovus Financial environmental violation 2011 GA-ENV $14,000
Royal Bank of Canada (USA) Royal Bank of Canada environmental violation 2010 GA-ENV $9,375
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLC Louis Dreyfus environmental violation 2016 IN-ENV $8,750
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLC Louis Dreyfus environmental violation 2013 IN-ENV $7,750
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLC Louis Dreyfus environmental violation 2011 IN-ENV $103,750
GM ACCEPTANCE CORP TRUCK & BUS GRP Ally Financial environmental violation 2006 IN-ENV $57,750
BOWIE REFINED COAL LLC Trafigura environmental violation 2018 KY-ENV $12,200
BOWIE REFINED COAL LLC Trafigura environmental violation 2017 KY-ENV $45,000
International-Matex Tank Terminals, LLC Macquarie environmental violation 2018 LA-ENV $25,673
Iberiabank Corp First Horizon National environmental violation 2017 LA-ENV $14,213
International-Matex Tank Terminals Macquarie environmental violation 2015 LA-ENV $116,000
Imperial Sugar Company Louis Dreyfus environmental violation 2012 LA-ENV $10,770
LIBERTY MUTUAL INSURANCE CO IH LAB Liberty Mutual Insurance environmental violation 2011 MA-ENV $8,000
MANULIFE FINANCIAL Manulife Financial environmental violation 2008 MA-ENV $18,030
SUN LIFE ASSURANCE CO OF CANADA Sun Life Financial environmental violation 2005 MA-ENV $31,635
HANOVER INSURANCE GROUP Hanover Insurance environmental violation 2002 MA-ENV $10,000
WHEELABRATOR BALTIMORE Macquarie environmental violation 2011 MD-ENV $77,500
WHEELABRATOR BALTIMORE Macquarie environmental violation 2003 MD-ENV $17,500
IMTT BAYONNE LLC Macquarie environmental violation 2020 NJ-ENV $8,000
WHEELABRATOR GLOUCESTER COMPANY L P Macquarie environmental violation 2017 NJ-ENV $6,000
IMTT BAYONNE LLC Macquarie environmental violation 2016 NJ-ENV $11,250
IMTT BAYONNE LLC Macquarie environmental violation 2016 NJ-ENV $5,000
WHEELABRATOR GLOUCESTER COMPANY L P Macquarie environmental violation 2016 NJ-ENV $12,900
IMTT BAYONNE LLC Macquarie environmental violation 2012 NJ-ENV $15,000
CITIGROUP Citigroup environmental violation 2010 NJ-ENV $6,000
BROADRIDGE FINANCIAL SOLUTIONS INC Broadridge Financial Solutions environmental violation 2008 NJ-ENV $6,500
IMTT BAYONNE LLC Macquarie environmental violation 2006 NJ-ENV $111,375
IMTT INTERTERMINALL PIPELINE Macquarie environmental violation 2004 NJ-ENV $8,000
WHEELABRATOR GLOUCESTER COMPANY, L.P. Macquarie environmental violation 2001 NJ-ENV $10,400
WHEELABRATOR GLOUCESTER COMPANY, L.P. Macquarie environmental violation 2001 NJ-ENV $11,200
WHEELABRATOR GLOUCESTER COMPANY, L.P. Macquarie environmental violation 2000 NJ-ENV $11,600
LITTON LOAN SERVICING LP Ocwen Financial environmental violation 2010 OR-ENV $7,125
Wheelabrator Falls Inc. Macquarie environmental violation 2005 PA-ENV $106,849
Citizens Bank of Rhode Island Citizens Financial Group environmental violation 2007 RI-ENV $7,510
Fleet National Bank Bank of America environmental violation 2000 RI-ENV $18,034
IAC SPARTANBURG, INC Invesco environmental violation 2012 SC-ENV $7,000
IAC Spartanburg, Inc. Invesco environmental violation 2015 SC-ENV $58,000
Regions Bank Regions Financial environmental violation 2017 TN-ENV $20,750
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)