Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$330,904,834,105
Number of Records: 
6,093
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,737,699,939214
JPMorgan Chase$35,744,240,670158
Citigroup$25,450,155,764122
Wells Fargo$21,340,036,745181
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,455,904,00027
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
LOUIS DREYFUS CITRUS, INC. Louis Dreyfus environmental violation 2006 EPA $7,200
LOUIS DREYFUS CITRUS, INC. Louis Dreyfus environmental violation 2010 EPA $15,600
LOUIS DREYFUS CITRUS, INC. Louis Dreyfus environmental violation 2000 EPA $14,150
WHEELABRATOR RIDGE ENERGY INC. 121050021600035 Macquarie environmental violation 2004 EPA $5,000
IMPERIAL SAVANNAH, LP Louis Dreyfus environmental violation 2011 EPA $80,000
IMPERIAL SAVANNAH, LP Louis Dreyfus environmental violation 2014 EPA $14,750
IMPERIAL-SAVANNAH, L.P. Louis Dreyfus environmental violation 2012 EPA $6,000
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LL 180850010200063 Louis Dreyfus environmental violation 2011 EPA $103,750
LOUIS DREYFUS AGRICULTURAL INDUSTRIES LL 180850010200073 Louis Dreyfus environmental violation 2013 EPA $7,750
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2004 EPA $220,000
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2008 EPA $92,500
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2009 EPA $6,250
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2011 EPA $26,000
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2011 EPA $5,000
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2012 EPA $313,666
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2017 EPA $55,200
BOWIE REFINED COAL LLC Trafigura environmental violation 2018 EPA $256,000
CLECO POWER LLC - DOLET HILLS POWER STATION Macquarie environmental violation 2009 EPA $22,841
CLECO - BRAME ENERGY CENTER Macquarie environmental violation 2009 EPA $22,841
INTERNATIONAL MATEX TANK TERMINALS - IMTT - ST ROSE Macquarie environmental violation 2004 EPA $40,000
INTERNATIONAL MATEX TANK TERMINALS - IMTT - ST ROSE Macquarie environmental violation 2015 EPA $116,000
HANOVER INSURANCE GROUP Hanover Insurance environmental violation 2002 EPA $10,000
SUN LIFE ASSURANCE CO OF CANADA Sun Life Financial environmental violation 2005 EPA $31,635
MANULIFE FINANCIAL US OPERATIONS Manulife Financial environmental violation 2008 EPA $5,000
WHEELABRATOR BALTIMORE, LP Macquarie environmental violation 2003 EPA $17,500
WHEELABRATOR BALTIMORE, LP Macquarie environmental violation 2011 EPA $77,500
KANSAS CITY STAR CO Chatham Asset Management environmental violation 2004 EPA $10,000
PRUDENTIAL Prudential Financial environmental violation 2011 EPA $6,000
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) Macquarie environmental violation 2000 EPA $10,000
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) Macquarie environmental violation 2000 EPA $11,600
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) Macquarie environmental violation 2001 EPA $11,200
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) Macquarie environmental violation 2001 EPA $10,400
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) Macquarie environmental violation 2012 EPA $10,000
IMTT BAYONNE 340171219400046 Macquarie environmental violation 2002 EPA $6,000
IMTT BAYONNE 340171219400099 Macquarie environmental violation 2011 EPA $6,300
IMTT BAYONNE 340171219400105 Macquarie environmental violation 2012 EPA $15,000
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) Macquarie environmental violation 2016 EPA $12,900
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) Macquarie environmental violation 2017 EPA $6,000
MORGAN STANLEY - 140 58TH ST Morgan Stanley environmental violation 2003 EPA $7,500
BANK OF NEW YORK MELLON - 101 BARCLAY Bank of New York Mellon environmental violation 2005 EPA $15,000
HSBC TOWER HSBC environmental violation 2017 EPA $5,000
MORGAN STANLEY - 2000 WESTCHESTER AVE Morgan Stanley environmental violation 2011 EPA $6,000
WHEELABRATOR HUDSON FALLS 36115N001300543 Macquarie environmental violation 2010 EPA $10,000
NATIONWIDE MUTUAL INS CO/LOWER SALFORD Nationwide environmental violation 2017 EPA $6,150
IAC SPARTANBURG INC Invesco environmental violation 2015 EPA $58,000
IAC SPRINGFIELD, LLC Invesco environmental violation 2005 EPA $17,500
IAC SPRINGFIELD, LLC Invesco environmental violation 2007 EPA $12,500
LOUIS DREYFUS BEAUMONT GRAIN ELEVATOR Louis Dreyfus environmental violation 2000 EPA $7,500
CORPUS CHRISTI ALUMINA Glencore environmental violation 2001 EPA $206,060
CORPUS CHRISTI ALUMINA Glencore environmental violation 2002 EPA $5,000
CORPUS CHRISTI ALUMINA Glencore environmental violation 2003 EPA $6,300
CORPUS CHRISTI ALUMINA Glencore environmental violation 2007 EPA $20,488
CORPUS CHRISTI ALUMINA Glencore environmental violation 2008 EPA $23,200
CORPUS CHRISTI ALUMINA Glencore environmental violation 2003 EPA $6,300
CORPUS CHRISTI ALUMINA Glencore environmental violation 2007 EPA $20,488
CORPUS CHRISTI ALUMINA Glencore environmental violation 2002 EPA $5,000
CORPUS CHRISTI ALUMINA Glencore environmental violation 2008 EPA $23,200
CORPUS CHRISTI ALUMINA Glencore environmental violation 2001 EPA $206,060
CANYON FUEL CO., LLC - SKYLINE (Permit UT0023540) Cwa Penalty Ao Trafigura environmental violation 2001 EPA $5,501
FREDDIE MAC CORPORATION Freddie Mac (Federal Home Loan Mortgage Corporation) environmental violation 2012 EPA $55,802
WHEELABRATOR PORTSMOUTH INC - RDF FACILITY Macquarie environmental violation 2010 EPA $15,155
WHEELABRATOR PORTSMOUTH INC - RDF FACILITY Macquarie environmental violation 2016 EPA $7,669
NAVY FEDERAL CREDIT UNION - FOLLIN LANE Navy Federal Credit Union environmental violation 2017 EPA $7,427
HSBC Bank USA, N.A. HSBC environmental violation 2007 NY-AG $918,000
IMTT-Lemont Macquarie environmental violation 2003 IL-AG $250,000
Wheelabrator Saugus, Wheelabrator Andover and Wheelabrator Millbury Macquarie environmental violation 2011 MA-AG $7,500,000
MORGAN STANLEY Morgan Stanley environmental violation 2014 EPA $10,000
IMPERIAL SUGAR COMPANY Louis Dreyfus environmental violation 2009 EPA $5,240
IAC GREENVILLE, LLC Invesco environmental violation 2013 EPA $16,870
LOUIS DREYFUS AGRICULTURAL INDUSTRIES, LLC. Louis Dreyfus environmental violation 2010 EPA $77,628
INTERNATIONAL AUTOMOTIVE COMPONENTS A/K/A LEAR COR Invesco environmental violation 2012 EPA $35,000
Peter Cremer North America Cremer environmental violation 2013 EPA $98,000
International Matex Tank Terminals Macquarie environmental violation 2006 EPA $157,500
The Gas Company LLC (dba Hawaii Gas) Macquarie environmental violation 2014 EPA $155,000
Vitol S.A., Inc. Vitol environmental violation 2005 EPA $41,600
Morgan Stanley Capital Group Inc. Morgan Stanley environmental violation 2009 EPA $405,000
Trafigura AG Trafigura environmental violation 2012 EPA $73,465
Lansing Trade Group LLC Lansing Trade Group environmental violation 2012 EPA $5,586
Lansing Trade Group LLC Lansing Trade Group environmental violation 2013 EPA $122,819
Glencore Ltd. Glencore environmental violation 2013 EPA $98,954
Lansing Trade Group, LLC Lansing Trade Group environmental violation 2014 EPA $11,164
Vitol Inc. Vitol environmental violation 2014 EPA $30,394
CHEMOIL CORPORATION Glencore environmental violation 2016 EPA (*) $27,000,000
Trafigura AG Trafigura environmental violation 2015 EPA $21,450
Vitol, Inc. Vitol environmental violation 2015 EPA $14,047
Lansing Trade Group LLC Lansing Trade Group environmental violation 2016 EPA $5,296
Vitol, Inc. Vitol environmental violation 2016 EPA $17,934
Vitol Inc. Vitol environmental violation 2016 EPA $9,814
Morgan Stanley Capital Group, Inc. Morgan Stanley environmental violation 2017 EPA $1,119,000
Vitol Vitol environmental violation 2017 EPA $35,000
VITOL SA, INC Vitol environmental violation 2002 EPA $95,000
HSBC North America HSBC environmental violation 2010 EPA $36,083
JP Morgan Chase Bank, N.A. JPMorgan Chase environmental violation 2017 EPA $230,392
Morgan Stanley Capital Group, Inc. Morgan Stanley environmental violation 2002 EPA $7,500
Balli Aviation Ltd. and Balli Group PLC Balli Group export control violation 2010 BIS $15,000,000
Balli Aviation Ltd. Balli Group export control violation 2010 DOJ_NATSEC $2,000,000
CIT Group Inc. CIT export control violation 2005 BIS $74,800
Bank of America Bank of America export control violation 2017 BIS $44,625
Bank of New York Mellon (Shanghai Branch) Bank of New York Mellon export control violation 2011 BIS $30,000
JP Morgan Chase Bank, NA JPMorgan Chase export control violation 2010 BIS $19,125
Citibank NA Citigroup export control violation 2018 BIS $60,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)