Citibank NA |
Citigroup |
export control violation |
2018 |
BIS |
$60,000 |
Nationwide Mutual Insurance Company |
Nationwide |
Fair Credit Reporting Act violation |
2006 |
private lawsuit-federal |
$19,250,000 |
M&T Bank Corp. |
M&T Bank |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$64,000,000 |
Freedom Mortgage Corporation |
Freedom Mortgage |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$113,000,000 |
Wells Fargo Bank, National Association |
Wells Fargo |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$1,200,000,000 |
First Tennessee Bank N.A. |
First Horizon National |
False Claims Act and related |
2015 |
DOJ_CIVIL |
$212,500,000 |
MetLife Home Loans LLC |
MetLife |
False Claims Act and related |
2015 |
DOJ_CIVIL |
$123,500,000 |
U.S. Bank |
U.S. Bancorp |
False Claims Act and related |
2014 |
DOJ_CIVIL |
$200,000,000 |
JPMorgan Chase |
JPMorgan Chase |
False Claims Act and related |
2014 |
DOJ_CIVIL |
$614,000,000 |
PNC Bank N.A |
PNC Financial Services |
False Claims Act and related |
2013 |
DOJ_CIVIL |
$7,100,000 |
Capmark Finance LLC |
Capmark Bank |
False Claims Act and related |
2012 |
DOJ_CIVIL |
$3,900,000 |
Walter Investment Management Corp. |
Ditech Holding Corporation |
False Claims Act and related |
2015 |
DOJ_CIVIL |
$29,630,000 |
Fireman's Fund Insurance Company |
Allianz |
False Claims Act and related |
2015 |
DOJ_CIVIL |
$44,000,000 |
BNP Paribas |
BNP Paribas |
False Claims Act and related |
2014 |
DOJ_CIVIL |
$80,000,000 |
SunTrust Mortgage Inc. |
Truist Financial |
False Claims Act and related |
2014 |
DOJ_CIVIL |
$418,000,000 |
Louis Dreyfus Energy Services |
Louis Dreyfus |
False Claims Act and related |
2012 |
DOJ_CIVIL |
$4,084,000 |
Nelnet Inc. |
Nelnet |
False Claims Act and related |
2010 |
DOJ_CIVIL |
$47,000,000 |
National City Mortgage Inc. |
PNC Financial Services |
False Claims Act and related |
2008 |
DOJ_CIVIL |
$4,600,000 |
Mellon Bank, N.A. |
Bank of New York Mellon |
False Claims Act and related |
2007 |
DOJ_CIVIL |
$16,500,000 |
Crawford and Company |
Crawford & Co. |
False Claims Act and related |
2006 |
DOJ_CIVIL |
$1,363,204 |
Highmark, Inc. |
Highmark Inc. |
False Claims Act and related |
2004 |
DOJ_CIVIL |
$1,500,000 |
General American Life Insurance Company, Inc. |
MetLife |
False Claims Act and related |
2002 |
DOJ_CIVIL |
$76,000,000 |
Regions Bank |
Regions Financial |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$52,400,000 |
Branch Banking & Trust Company (BB&T) |
Truist Financial |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$83,000,000 |
Financial Freedom |
CIT |
False Claims Act and related |
2017 |
DOJ_CIVIL |
$89,000,000 |
PHH Corp. |
Ocwen Financial |
False Claims Act and related |
2017 |
DOJ_CIVIL |
$74,453,802 |
HSBC Bank USA N.A. |
HSBC |
False Claims Act and related |
2017 |
USAO |
$2,118,861 |
PNC Bank N.A. |
PNC Financial Services |
False Claims Act and related |
2016 |
USAO |
$9,500,000 |
IBERIABANK |
First Horizon National |
False Claims Act and related |
2017 |
DOJ_CIVIL |
$11,692,149 |
Philadelphia Indemnity Insurance Company |
Tokio Marine |
False Claims Act and related |
2018 |
USAO |
$30,508 |
ACE American Insurance Company ET AL. |
Chubb Limited |
False Claims Act and related |
2010 |
NY-AG |
$70,000,000 |
American International Group |
American International Group |
False Claims Act and related |
2008 |
MA-AG |
$218,920 |
American International Group |
American International Group |
False Claims Act and related |
2007 |
MA-AG |
$58,500,000 |
Bank of America |
Bank of America |
False Claims Act and related |
2001 |
AK-AG |
$35,600,000 |
Insurance Company of the State of Pennsylvania |
American International Group |
False Claims Act and related |
2016 |
NV-AG |
$300,000 |
United States Fidelity & Guaranty |
Travelers |
False Claims Act and related |
2007 |
CT-AG |
$17,500,000 |
United States Fidelity and Guaranty Co. |
Travelers |
False Claims Act and related |
2010 |
MA-AG |
$2,925,000 |
Unum Life Insurance Co. |
Unum |
False Claims Act and related |
2005 |
MA-AG |
$650,000 |
Zurich American Insurance Company et al. |
Zurich Insurance |
False Claims Act and related |
2010 |
NY-AG |
$37,500,000 |
Mellon Bank N.A. |
Bank of New York Mellon |
False Claims Act and related |
2006 |
USAO |
$18,130,405 |
Wells Fargo Bank |
Wells Fargo |
False Claims Act and related |
2008 |
USAO |
$4,046,786 |
Watson Wyatt & Company |
Willis Towers Watson |
False Claims Act and related |
2005 |
USAO |
$689,828 |
Travelers Insurance Company |
Travelers |
False Claims Act and related |
2004 |
USAO |
$10,900,000 |
Guaranteed Rate Inc. |
Guaranteed Rate Inc. |
False Claims Act and related |
2020 |
DOJ_CIVIL |
$15,060,000 |
HSBC |
HSBC |
False Claims Act and related |
2020 |
CA-AG |
$7,000,000 |
American Family Life Assurance Co., known as Aflac |
Aflac |
Family and Medical Leave Act |
2012 |
WHD |
$16,882 |
Univest Corporation of Pennsylvania |
Univest Financial |
Family and Medical Leave Act |
2016 |
WHD |
$5,076 |
Wells Fargo Bank, N. A. |
Wells Fargo |
Family and Medical Leave Act |
2016 |
WHD |
$11,874 |
BMO Harris Bank N.A. |
Bank of Montreal |
Family and Medical Leave Act |
2015 |
WHD |
$11,304 |
IAC Springfield, LLC |
Invesco |
Family and Medical Leave Act |
2015 |
WHD |
$5,377 |
TitleMax of Missouri, Inc. |
TMX Finance |
Family and Medical Leave Act |
2015 |
WHD |
$11,648 |
Huntington Bancshares Incorporated |
Huntington Bancshares |
Family and Medical Leave Act |
2015 |
WHD |
$7,788 |
Asset Acceptance, LLC |
Encore Capital Group |
Family and Medical Leave Act |
2014 |
WHD |
$7,450 |
TMX Finance LLC |
TMX Finance |
Family and Medical Leave Act |
2012 |
WHD |
$36,596 |
State Farm Mutual Automobile Insurance Compan |
State Farm Insurance |
Family and Medical Leave Act |
2010 |
WHD |
$27,787 |
Metropolitan Life Insurance Company |
MetLife |
Family and Medical Leave Act |
2009 |
WHD |
$6,375 |
Bank of America |
Bank of America |
Family and Medical Leave Act |
2008 |
WHD |
$6,500 |
J P Morgan Chase |
JPMorgan Chase |
Family and Medical Leave Act |
2007 |
WHD |
$5,008 |
Wells Fargo Bank |
Wells Fargo |
Family and Medical Leave Act |
2006 |
WHD |
$5,152 |
American Express Travel Related Services Comp |
American Express |
Family and Medical Leave Act |
2004 |
WHD |
$26,722 |
Bank of America |
Bank of America |
Family and Medical Leave Act |
2017 |
WHD |
$14,528 |
Franklin Templeton Distributors, Inc. |
Franklin Resources |
Family and Medical Leave Act |
2016 |
WHD |
$23,252 |
Aon Corporation |
Aon |
Foreign Corrupt Practices Act |
2011 |
DOJ_CRIMINAL |
$1,760,000 |
BNY Mellon |
Bank of New York Mellon |
Foreign Corrupt Practices Act |
2015 |
SEC |
$14,800,000 |
Allianz SE |
Allianz |
Foreign Corrupt Practices Act |
2012 |
SEC |
$12,396,423 |
Aon Corporation |
Aon |
Foreign Corrupt Practices Act |
2011 |
SEC |
$14,545,020 |
Och-Ziff Capital Management Group LLC |
Sculptor Capital Management |
Foreign Corrupt Practices Act |
2016 |
DOJ_CRIMINAL |
$213,000,000 |
Och-Ziff Capital Management Group |
Sculptor Capital Management |
Foreign Corrupt Practices Act |
2016 |
SEC |
$199,045,167 |
JPMorgan Chase & Co. |
JPMorgan Chase |
Foreign Corrupt Practices Act |
2016 |
SEC |
$130,000,000 |
Omega Advisors |
Omega Advisors |
Foreign Corrupt Practices Act |
2007 |
USAO |
$500,000 |
Credit Suisse (Hong Kong) Limited |
Credit Suisse |
Foreign Corrupt Practices Act |
2018 |
DOJ_CRIMINAL |
$47,029,916 |
Societe Generale S.A. |
Societe Generale |
Foreign Corrupt Practices Act |
2018 |
DOJ_CRIMINAL |
$860,000 |
Legg Mason Inc. |
Franklin Resources |
Foreign Corrupt Practices Act |
2018 |
DOJ_CRIMINAL |
$64,200,000 |
Legg Mason Inc. |
Franklin Resources |
Foreign Corrupt Practices Act |
2018 |
SEC |
$34,500,000 |
Credit Suisse Group AG |
Credit Suisse |
Foreign Corrupt Practices Act |
2018 |
SEC |
$29,700,000 |
Deutsche Bank AG |
Deutsche Bank |
Foreign Corrupt Practices Act |
2019 |
SEC |
$16,178,850 |
Barclays PLC |
Barclays |
Foreign Corrupt Practices Act |
2019 |
SEC |
$6,308,726 |
World Acceptance Corporation |
World Acceptance Corporation |
Foreign Corrupt Practices Act |
2020 |
SEC |
$21,700,000 |
Vitol Inc. |
Vitol |
Foreign Corrupt Practices Act |
2020 |
DOJ_CRIMINAL |
$135,000,000 |
Goldman Sachs Group Inc. |
Goldman Sachs |
Foreign Corrupt Practices Act |
2020 |
DOJ_CRIMINAL |
$2,921,088,000 |
Goldman Sachs Group Inc. |
Goldman Sachs |
Foreign Corrupt Practices Act |
2020 |
SEC |
(*) $1,006,000,000 |
BARCLAYS BANK PLC |
Barclays |
foreign exchange market manipulation |
2015 |
FED |
$342,000,000 |
Citicorp |
Citigroup |
foreign exchange market manipulation |
2015 |
DOJ_CRIMINAL |
$925,000,000 |
JPMorgan Chase & Co. |
JPMorgan Chase |
foreign exchange market manipulation |
2015 |
DOJ_CRIMINAL |
$550,000,000 |
Barclays PLC |
Barclays |
foreign exchange market manipulation |
2015 |
DOJ_CRIMINAL |
$710,000,000 |
Royal Bank of Scotland plc |
Royal Bank of Scotland |
foreign exchange market manipulation |
2015 |
DOJ_CRIMINAL |
$395,000,000 |
Goldman Sachs |
Goldman Sachs |
foreign exchange market manipulation |
2016 |
CFTC |
$120,000,000 |
BNP Paribas S.A. |
BNP Paribas |
foreign exchange market manipulation |
2017 |
FED |
$246,000,000 |
BNP Paribas USA Inc. |
BNP Paribas |
foreign exchange market manipulation |
2018 |
DOJ_ANTITRUST |
$90,000,000 |
Barclays PLC |
Barclays |
foreign exchange market manipulation |
2018 |
DOJ_CRIMINAL |
$12,896,011 |
BGC Financial LP |
BGC Partners |
foreign exchange market manipulation |
2019 |
NY-AG |
$7,500,000 |
GFI Securities LLC |
BGC Partners |
foreign exchange market manipulation |
2019 |
NY-AG |
$5,000,000 |
Barclays Bank PLC |
Barclays |
foreign exchange market manipulation |
2015 |
NY-DFS |
$485,000,000 |
Barclays Bank PLC |
Barclays |
foreign exchange market manipulation |
2015 |
NY-DFS |
$150,000,000 |
BNP Paribas S.A. |
BNP Paribas |
foreign exchange market manipulation |
2017 |
NY-DFS |
$350,000,000 |
Credit Suisse AG |
Credit Suisse |
foreign exchange market manipulation |
2017 |
NY-DFS |
$135,000,000 |
Goldman Sachs Group Inc. |
Goldman Sachs |
foreign exchange market manipulation |
2018 |
NY-DFS |
$54,750,000 |
Deutsche Bank AG |
Deutsche Bank |
foreign exchange market manipulation |
2018 |
NY-DFS |
$205,000,000 |
Standard Chartered Bank |
Standard Chartered |
foreign exchange market manipulation |
2019 |
NY-DFS |
$40,000,000 |
CommerceWest Bank |
CommerceWest Bank |
fraud |
2015 |
DOJ_CRIMINAL |
$4,900,000 |
ConvergEx Group LLC |
Cowen Inc. |
fraud |
2014 |
DOJ_CRIMINAL |
$43,800,000 |