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Violation Tracker Industry Summary Page
Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
| Bank of America | $87,286,650,890 | 328 |
| JPMorgan Chase | $39,340,688,209 | 275 |
| UBS | $31,069,299,125 | 179 |
| Wells Fargo | $27,616,269,231 | 266 |
| Citigroup | $26,945,611,792 | 181 |
| Deutsche Bank | $20,011,467,563 | 99 |
| Goldman Sachs | $17,729,358,987 | 111 |
| NatWest Group PLC | $14,370,701,618 | 43 |
| Morgan Stanley | $10,780,502,443 | 203 |
| BNP Paribas | $10,363,464,666 | 23 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
| Company | Current Parent | Primary Offense Type  | Year | Agency | Penalty Amount |
| Wells Fargo Bank | Wells Fargo | employment screening violation | 2016 | private lawsuit-federal | $12,000,000 |
| Cleco Power, LLC | Macquarie | energy market violation | 2007 | FERC | $2,000,000 |
| Cleco Corporation | Macquarie | energy market violation | 2003 | FERC | $2,850,000 |
| El Paso Electric Corporation | JPMorgan Chase | energy market violation | 2003 | FERC | $15,500,000 |
| Louis Dreyfus Energy Service | Louis Dreyfus | energy market violation | 2014 | FERC | $7,406,257 |
| Wheelabrator Claremont Company, L.P. | Macquarie | energy market violation | 2018 | FERC | $357,231 |
| Vitol Inc. | Vitol | energy market violation | 2019 | FERC | $2,742,881 |
| Vitol Inc. | Vitol | energy market violation | 2024 | FERC | $2,225,000 |
| El Paso Electric | JPMorgan Chase | environmental violation | 2015 | EPA | $3,800,000 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2010 | PHMSA | $402,500 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2013 | PHMSA | $290,000 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2014 | PHMSA | $271,300 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2011 | PHMSA | $141,200 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2013 | PHMSA | $102,800 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2010 | PHMSA | $100,000 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2015 | PHMSA | $89,400 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2013 | PHMSA | $83,500 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2011 | PHMSA | $81,400 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2013 | PHMSA | $78,900 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2011 | PHMSA | $74,400 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2013 | PHMSA | $69,100 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2013 | PHMSA | $66,400 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2013 | PHMSA | $47,800 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2012 | PHMSA | $36,200 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2012 | PHMSA | $22,500 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2012 | PHMSA | $17,500 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2012 | PHMSA | $11,800 |
| Louisiana Generating (NRG Energy) | Macquarie | environmental violation | 2012 | EPA | $264,000,000 |
| Buckeye Pipe Line Co. | IFM Investors | environmental violation | 2010 | EPA | $78,780 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2009 | PHMSA | $7,500 |
| Chemoil Corporation | Glencore | environmental violation | 2016 | EPA | $27,000,000 |
| Buckeye Partners LP | IFM Investors | environmental violation | 2017 | PHMSA | $50,400 |
| Buckeye Partners LP | IFM Investors | environmental violation | 2017 | PHMSA | $193,000 |
| Buckeye Partners, LP | IFM Investors | environmental violation | 2017 | PHMSA | $36,600 |
| BUCKEYE PARTNERS LP | IFM Investors | environmental violation | 2018 | PHMSA | $36,600 |
| Synagro Northeast | Goldman Sachs | environmental violation | 2017 | EPA | $104,000 |
| HSBC Bank USA, N.A. | HSBC | environmental violation | 2007 | NY-AG | $918,000 |
| Wheelabrator Saugus, Wheelabrator Andover and Wheelabrator Millbury | Macquarie | environmental violation | 2011 | MA-AG | $7,500,000 |
| Buckeye Partners, LP | IFM Investors | environmental violation | 2020 | PHMSA | $209,002 |
| HARLEYSVILLE MUTUAL INS CO | Nationwide | environmental violation | 2016 | PA-ENV | $6,150 |
| BUCKEYE TERM LLC | IFM Investors | environmental violation | 2013 | PA-ENV | $7,000 |
| WHEELABRATOR FRACKVILLE ENERGY | Macquarie | environmental violation | 2012 | PA-ENV | $27,400 |
| WHEELABRATOR FALLS INC | Macquarie | environmental violation | 2020 | PA-ENV | $12,000 |
| WHEELABRATOR FALLS INC | Macquarie | environmental violation | 2006 | PA-ENV | $21,079 |
| SYNAGRO CTL LLC | Goldman Sachs | environmental violation | 2004 | PA-ENV | $20,000 |
| SYNAGRO CTL LLC | Goldman Sachs | environmental violation | 2003 | PA-ENV | $15,000 |
| RR DONNELLEY | Chatham Asset Management | environmental violation | 2002 | PA-ENV | $5,000 |
| PRUDENTIAL INS CO OF AMER | Prudential Financial | environmental violation | 2018 | PA-ENV | $9,000 |
| GMAC Mortgage, LLC | Ally Financial | environmental violation | 2010 | AL-ENV | $5,505 |
| Buckeye Terminals | IFM Investors | environmental violation | 2019 | CA-ARB | $6,000 |
| Vitol, Inc. | Vitol | environmental violation | 2014 | CA-ARB | $70,000 |
| Trafigura Beheer B.V. Amsterdam | Trafigura | environmental violation | 2012 | CA-ARB | $10,000 |
| Vitol | Vitol | environmental violation | 2007 | CA-ARB | $150,000 |
| Glencore | Glencore | environmental violation | 2006 | CA-ARB | $10,000 |
| Vitol | Vitol | environmental violation | 2005 | CA-ARB | $20,000 |
| Vitol S.A. | Vitol | environmental violation | 2002 | CA-ARB | $25,000 |
| Wheelabrator Lisbon, Inc. | Macquarie | environmental violation | 2013 | CT-ENV | $9,350 |
| UBS AG | UBS | environmental violation | 2011 | CT-ENV | $80,000 |
| Pro Line Printing, Inc. | Chatham Asset Management | environmental violation | 2004 | CT-ENV | $11,125 |
| Wheelabrator Putnam Incorporated | Macquarie | environmental violation | 2003 | CT-ENV | $33,500 |
| R.R. Donnelley & Sons Company | Chatham Asset Management | environmental violation | 2002 | CT-ENV | $25,500 |
| MBNA | Bank of America | environmental violation | 2002 | DE-ENV | $225,000 |
| LOUIS DREYFUS CITRUS, INC. | Louis Dreyfus | environmental violation | 2010 | FL-DEP | $14,600 |
| LOUIS DREYFUS CITRUS INC | Louis Dreyfus | environmental violation | 2008 | FL-DEP | $21,000 |
| IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | environmental violation | 2008 | FL-DEP | $15,000 |
| LOUIS DREYFUS CITRUS, INC. | Louis Dreyfus | environmental violation | 2006 | FL-DEP | $7,200 |
| THE FIFTH THIRD BANK | Fifth Third Bancorp | environmental violation | 2006 | FL-DEP | $16,000 |
| WHEELABRATOR SOUTH BROWARD, INC. | Macquarie | environmental violation | 2005 | FL-DEP | $14,450 |
| LOUIS DREYFUS CITRUS, INC. | Louis Dreyfus | environmental violation | 2005 | FL-DEP | $8,500 |
| WHEELABRATOR RIDGE ENERGY, INC. | Macquarie | environmental violation | 2004 | FL-DEP | $19,000 |
| Imperial-Savannah LP | Louis Dreyfus | environmental violation | 2014 | GA-ENV | $14,750 |
| Imperial-Savannah, L.P. | Louis Dreyfus | environmental violation | 2012 | GA-ENV | $6,000 |
| Imperial-Savannah, L.P. | Louis Dreyfus | environmental violation | 2011 | GA-ENV | $80,000 |
| Bank of North Georgia | Synovus Financial | environmental violation | 2011 | GA-ENV | $14,000 |
| Royal Bank of Canada (USA) | Royal Bank of Canada | environmental violation | 2010 | GA-ENV | $9,375 |
| BUCKEYE PIPE LINE & WEST SHORE PIPE LINE | IFM Investors | environmental violation | 2014 | IL-ENV | $125,000 |
| RR DONNELLEY & SONS | Chatham Asset Management | environmental violation | 2013 | IL-ENV | $5,000 |
| BUCKEYE PIPELINE | IFM Investors | environmental violation | 2009 | IL-ENV | $82,845 |
| BUCKEYE PARTNERS | IFM Investors | environmental violation | 2009 | IL-ENV | $354,540 |
| BUCKEYE PIPE LINE CO LP | IFM Investors | environmental violation | 2019 | IN-ENV | $22,500 |
| LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLC | Louis Dreyfus | environmental violation | 2016 | IN-ENV | $8,750 |
| BUCKEYE TERMINALS LLC | IFM Investors | environmental violation | 2016 | IN-ENV | $49,750 |
| BUCKEYE TERMINALS LLC - HAMMOND | IFM Investors | environmental violation | 2015 | IN-ENV | $158,000 |
| LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLC | Louis Dreyfus | environmental violation | 2013 | IN-ENV | $7,750 |
| LOUIS DREYFUS AGRICULTURAL INDUSTRIES LLC | Louis Dreyfus | environmental violation | 2011 | IN-ENV | $103,750 |
| GM ACCEPTANCE CORP TRUCK & BUS GRP | Ally Financial | environmental violation | 2006 | IN-ENV | $57,750 |
| RR DONNELLEY & SONS CO | Chatham Asset Management | environmental violation | 2006 | IN-ENV | $9,563 |
| RR DONNELLEY & SONS CO | Chatham Asset Management | environmental violation | 2001 | IN-ENV | $15,800 |
| RR DONNELLEY & SONS CO | Chatham Asset Management | environmental violation | 2001 | IN-ENV | $9,200 |
| THE HENNEGAN CO | Chatham Asset Management | environmental violation | 2016 | KY-ENV | $5,000 |
| THE HENNEGAN COMPANY | Chatham Asset Management | environmental violation | 2004 | KY-ENV | $70,000 |
| Louisiana Generating, LLC | Macquarie | environmental violation | 2019 | LA-ENV | $16,500 |
| Iberiabank Corp | First Horizon National | environmental violation | 2017 | LA-ENV | $14,213 |
| Louisiana Generating, LLC | Macquarie | environmental violation | 2014 | LA-ENV | $46,962 |
| Louisiana Generating, LLC | Macquarie | environmental violation | 2013 | LA-ENV | $1,750,000 |
| Imperial Sugar Company | Louis Dreyfus | environmental violation | 2012 | LA-ENV | $10,770 |
| LIBERTY MUTUAL INSURANCE CO IH LAB | Liberty Mutual Insurance | environmental violation | 2011 | MA-ENV | $8,000 |
| MANULIFE FINANCIAL | Manulife Financial | environmental violation | 2008 | MA-ENV | $18,030 |
| SUN LIFE ASSURANCE CO OF CANADA | Sun Life Financial | environmental violation | 2005 | MA-ENV | $31,635 |
| HANOVER INSURANCE GROUP | Hanover Insurance | environmental violation | 2002 | MA-ENV | $10,000 |
| WHEELABRATOR BALTIMORE | Macquarie | environmental violation | 2011 | MD-ENV | $77,500 |
