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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Marsh USA Inc.Marsh & McLennaninsurance violation2015AK-INS$25,000
Marsh & McLennan Agency LLCMarsh & McLennaninsurance violation2016AK-INS$10,000
Marsh & McLennan Agency LLCMarsh & McLennaninsurance violation2019AK-INS$20,000
Marsh USA Inc.Marsh & McLennaninsurance violation2019AK-INS$30,000
Encompass Indemnity Co. and Encompass Insurance Company of AmericaAllstateinsurance violation2019AR-INS$40,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2017AR-INS$50,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2013AR-INS$10,000
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2013AR-INS$5,000
Titan Insurance Co.Nationwideinsurance violation2006AZ-DIFI$40,000
Coast National Insurance Co.Zurich Insuranceinsurance violation2009AZ-DIFI$38,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2010AZ-DIFI$10,000
Scottsdale Insurance Co.Nationwideinsurance violation2010AZ-DIFI$37,500
Titan Indemnity Co.Nationwideinsurance violation2010AZ-DIFI$20,000
Unigard Insurance Co.QBE Insuranceinsurance violation2010AZ-DIFI$16,000
QBE Insurance Corp.QBE Insuranceinsurance violation2010AZ-DIFI$40,000
Permanent General Assurance Corp.American Family Insuranceinsurance violation2011AZ-DIFI$70,000
Safeco Insurance Company of IllinoisLiberty Mutual Insuranceinsurance violation2011AZ-DIFI$15,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2011AZ-DIFI$10,000
Homesite Indemnity Co.American Family Insuranceinsurance violation2011AZ-DIFI$19,000
Austin Mututal Insurance Co.American Family Insuranceinsurance violation2011AZ-DIFI$30,000
American Bankers Insurance Company of FloridaAssurantinsurance violation2011AZ-DIFI$36,000
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2012AZ-DIFI$5,000
Infinity Insurance Co.Kemperinsurance violation2012AZ-DIFI$38,000
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2012AZ-DIFI$30,000
John Alden Life Insurance Co.Assurantinsurance violation2013AZ-DIFI$90,000
Union Security Insurance Co.Assurantinsurance violation2013AZ-DIFI$40,000
Time Insurance Co.Haven Holdingsinsurance violation2013AZ-DIFI$60,000
Unitrin Direct Insurance Co.Kemperinsurance violation2013AZ-DIFI$9,000
Unitrin Direct Property & Casualty Co.Kemperinsurance violation2013AZ-DIFI$18,000
Mercury Casualty Co.Mercury General Corporationinsurance violation2013AZ-DIFI$19,000
United Insurance Co.Kemperinsurance violation2013AZ-DIFI$23,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insuranceinsurance violation2015AZ-DIFI$58,000
Foremost Property & Casualty Insurance Co.Zurich Insuranceinsurance violation2015AZ-DIFI$21,000
Monumental Life Insurance Co.Aegoninsurance violation2015AZ-DIFI$57,000
Sentry Insurance A Mutual Co.Sentry Insuranceinsurance violation2015AZ-DIFI$20,000
American Family Connect Property and Casualty Insurance CompanyAmerican Family Insuranceinsurance violation2020AZ-DIFI$50,000
Harleysville Mutual Insurance Co.Nationwideinsurance violation2002CA-INS$200,000
American International Group et al.American International Groupinsurance violation2002CA-INS$411,500
Federal Insurance Co. et al.Chubb Limitedinsurance violation2003CA-INS$403,652
State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2003CA-INS$250,000
The Tokio Marine and Fire Insurance Company, Ltd. and Trans Pacific Insurance Co.Tokio Marineinsurance violation2003CA-INS$42,500
Liberty Mutual Insurance GroupLiberty Mutual Insuranceinsurance violation2003CA-INS$215,000
Progressive Casualty Insurance Co. et al.Progressiveinsurance violation2004CA-INS$100,000
American Bankers Insurance Company of Florida et al.Assurantinsurance violation2004CA-INS$150,000
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2005CA-INS$425,000
Coast National Insurance Co.Zurich Insuranceinsurance violation2005CA-INS$120,000
Philadelphia Indemnity Insurance Co.Tokio Marineinsurance violation2005CA-INS$175,000
American Bankers Insurance Company of Florida et al.Assurantinsurance violation2005CA-INS$250,000
Stewart Title of California, Inc.Stewart Information Servicesinsurance violation2005CA-INS$750,000
Kemper Investors Life Insurance Co. et al.Kemperinsurance violation2005CA-INS$21,000
Allstate Insurance Co.Allstateinsurance violation2005CA-INS$34,000,000
Infinity Insurance Co. et al.Kemperinsurance violation2005CA-INS$600,000
American Title Co. dba Ticor Title Company of AmericaFidelity National Financialinsurance violation2005CA-INS$1,200,000
Amco Insurance Co. and Allied Property and Casualty Insurance Co.Nationwideinsurance violation2005CA-INS$20,000
Unum Life Insurance Company of America et al.Unuminsurance violation2005CA-INS$8,598,503
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2005CA-INS$13,300,000
Harleysville Mutual Insurance Co.Nationwideinsurance violation2005CA-INS$100,000
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2006CA-INS$1,000,000
Mercury Insurance Co.Mercury General Corporationinsurance violation2006CA-INS$9,000
Zurich American Insurance Co.Zurich Insuranceinsurance violation2006CA-INS$15,000
Commonwealth Land Title Insurance Co. et al.Fidelity National Financialinsurance violation2006CA-INS$4,499,997
Amex Assurance Co.American Expressinsurance violation2006CA-INS$170,000
Workmen's Auto Insurance Co.Mercury General Corporationinsurance violation2006CA-INS$100,000
Mercury Insurance GroupMercury General Corporationinsurance violation2006CA-INS$300,000
The Prudential Insurance Company of AmericaPrudential Financialinsurance violation2006CA-INS$700,000
UnumProvident Corp. et al.Unuminsurance violation2006CA-INS$700,000
Hartford Fire Insurance Co. et al.Hartford Financial Servicesinsurance violation2006CA-INS$125,000
Harleysville Mutual Insurance Co.Nationwideinsurance violation2007CA-INS$299,500
Metropolitan Life Insurance Co.MetLifeinsurance violation2007CA-INS$700,000
21st Century Insurance Co. and 21st Century Casualty Co.Zurich Insuranceinsurance violation2007CA-INS$50,000
QBE Insurance Corp.QBE Insuranceinsurance violation2007CA-INS$120,000
Horace Mann Insurance Co. and Horace Mann Property & Casualty Insurance Co.Horace Mann Educators Corp.insurance violation2007CA-INS$175,000
Stewart Title Guaranty Co. and Electronic Closing Services, Inc. dba E-TitleStewart Information Servicesinsurance violation2007CA-INS$1,500,000
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2007CA-INS$2,000,000
Infinity Insurance CompaniesKemperinsurance violation2007CA-INS$750,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2007CA-INS$1,000,400
American Contractors Indemnity Co.Tokio Marineinsurance violation2007CA-INS$170,000
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2008CA-INS$10,050,000
Philadelphia Indemnity Insurance Co.Tokio Marineinsurance violation2008CA-INS$60,000
American Bankers Life Assurance Company of Florida et al.Assurantinsurance violation2008CA-INS$750,000
New York Life Insurance Co.New York Life Insuranceinsurance violation2009CA-INS$175,000
Fidelity National Title Co.Fidelity National Financialinsurance violation2009CA-INS$365,000
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2009CA-INS$500,000
Coast National Insurance Co.Zurich Insuranceinsurance violation2009CA-INS$150,000
Hartford Accident and Indemnity Co. et al.Hartford Financial Servicesinsurance violation2010CA-INS$40,000
Old Republic Title Co. and Old Republic National Title Insurance Co.Old Republic Internationalinsurance violation2010CA-INS$399,000
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2011CA-INS$185,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2011CA-INS$185,000
John Hancock Life Insurance Co.Manulife Financialinsurance violation2011CA-INS$70,000
First Mercury Insurance Co.Fairfax Financial Holdingsinsurance violation2012CA-INS$330,000
Travelers CompaniesTravelersinsurance violation2012CA-INS$10,500,000
New Hampshire Insurance Co.American International Groupinsurance violation2012CA-INS$142,500
National Union Fire Insurance Co.American International Groupinsurance violation2013CA-INS$5,991,132
Fidelity National Title Insurance Co. et al.Fidelity National Financialinsurance violation2013CA-INS$1,425,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2013CA-INS$360,522
Safeco Insurance CompanyLiberty Mutual Insuranceinsurance violation2013CA-INS$900,000
Ace Limited Insurance GroupChubb Limitedinsurance violation2014CA-INS$100,000
Unum Life Insurance Company of AmericaUnuminsurance violation2014CA-INS$25,000
Mercury Insurance CompanyMercury General Corporationinsurance violation2015CA-INS$1,000,000
Pruco Life Insurance Co.Prudential Financialinsurance violation2015CA-INS$8,000
RiverSource Life Insurance Co.Ameriprise Financialinsurance violation2015CA-INS$800,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.