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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
SAFECO Insurance Company of America et al.Liberty Mutual Insuranceinsurance violation2014MD-INS$5,000
Elephant Insurance Co.Admiral Groupinsurance violation2014MD-INS$5,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2014MD-INS$18,000
Hartford Casualty Insurance Co. et al.Hartford Financial Servicesinsurance violation2014MD-INS$35,000
Encompass Home and Auto Insurance Co.Allstateinsurance violation2014MD-INS$7,500
Time Insurance Co.Haven Holdingsinsurance violation2014MD-INS$25,000
The Travelers Indemnity Company of America et al.Travelersinsurance violation2014MD-INS$20,400
Philadelphia Indemnity Insurance Co.Tokio Marineinsurance violation2014MD-INS$7,500
AIG Property Casualty Co.American International Groupinsurance violation2015MD-INS$22,500
Jackson National Life Insurance Co.Jackson Financialinsurance violation2015MD-INS$8,200
The Standard Fire Insurance Co.Travelersinsurance violation2015MD-INS$8,000
The Standard Fire Insurance Co.Travelersinsurance violation2015MD-INS$10,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2015MD-INS$11,800
Transamerica Life Insurance Co.Aegoninsurance violation2015MD-INS$16,300
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2015MD-INS$20,000
Liberty Mutual Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2015MD-INS$5,500
Allstate Insurance Co.Allstateinsurance violation2015MD-INS$5,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2015MD-INS$5,000
Unitrin Direct Property & Casualty Co. et al.Kemperinsurance violation2015MD-INS$5,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2015MD-INS$25,000
Empire Fire and Marine Insurance Co. et al.Zurich Insuranceinsurance violation2015MD-INS$8,000
American Automobile Insurance Co.Allianzinsurance violation2015MD-INS$5,000
Fireman's Fund Insurance Co.Allianzinsurance violation2015MD-INS$5,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2015MD-INS$9,800
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2015MD-INS$10,000
Unum Life Insurance Company of AmericaUnuminsurance violation2015MD-INS$35,000
LM General Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2015MD-INS$8,000
Hartford Accident and Indemnity Co. et al.Hartford Financial Servicesinsurance violation2015MD-INS$15,000
State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2015MD-INS$26,020
Penn Mutual Life Insurance Co.Penn Mutualinsurance violation2015MD-INS$10,400
Lincoln Life Assurance Company of BostonLincoln Nationalinsurance violation2016MD-INS$13,200
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2016MD-INS$18,000
Progressive Select Insurance Co.Progressiveinsurance violation2016MD-INS$18,000
Progressive Specialty Insurance Co.Progressiveinsurance violation2016MD-INS$22,500
Hartford Life and Accident Insurance Co.Hartford Financial Servicesinsurance violation2016MD-INS$60,000
Genworth Life Insurance Co.Genworth Financialinsurance violation2016MD-INS$37,800
Allied Property And Casualty Insurance Co. et al.Nationwideinsurance violation2016MD-INS$20,000
Nationwide General Insurance Co.Nationwideinsurance violation2016MD-INS$15,000
Progressive Classic Insurance Co. et al.Progressiveinsurance violation2016MD-INS$17,500
Erie Insurance ExchangeErie Indemnityinsurance violation2016MD-INS$5,000
Amica Mutual Insurance Co.Amica Mutual Insuranceinsurance violation2016MD-INS$7,500
Twin City Fire Insurance Co. et al.Hartford Financial Servicesinsurance violation2016MD-INS$10,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2016MD-INS$5,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2016MD-INS$10,000
Standard Fire Insurance Co. et al.Travelersinsurance violation2016MD-INS$7,500
Liberty Mutual Fire Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2016MD-INS$15,000
CMFG Life Insurance Co.CUNA Mutualinsurance violation2016MD-INS$38,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2016MD-INS$12,000
Selective Insurance Company of South Carolina et al.Selective Insurance Groupinsurance violation2016MD-INS$8,000
Gerber Life Insurance Co.Western & Southern Financial Groupinsurance violation2017MD-INS$8,000
Safety National Casualty Corp.Tokio Marineinsurance violation2017MD-INS$5,000
Penn Mutual Life Insurance Co.Penn Mutualinsurance violation2017MD-INS$25,600
Allied Property And Casualty Insurance Co. et al.Nationwideinsurance violation2017MD-INS$5,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2017MD-INS$11,300
Transamerica Life Insurance Co.Aegoninsurance violation2017MD-INS$8,300
American Security Insurance Co. et al.Assurantinsurance violation2017MD-INS$25,000
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2017MD-INS$9,850
Travelers Commercial Insurance Co. et al.Travelersinsurance violation2017MD-INS$10,000
QBE Insurance Co. and Praetorian Insurance Co.QBE Insuranceinsurance violation2017MD-INS$10,000
Allstate Insurance Co.Allstateinsurance violation2017MD-INS$18,000
Allstate Indemnity Co.Allstateinsurance violation2017MD-INS$25,000
Pacific Life Insurance Co.Pacific Lifeinsurance violation2017MD-INS$9,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2017MD-INS$67,500
Fidelity National Title Insurance Co.Fidelity National Financialinsurance violation2018MD-INS$10,000
Progressive Direct Insurance Co.Progressiveinsurance violation2018MD-INS$70,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2018MD-INS$14,100
Elephant Insurance Co.Admiral Groupinsurance violation2018MD-INS$75,000
Allstate Insurance Co.Allstateinsurance violation2018MD-INS$32,500
Travelers Casualty and Surety Co.Travelersinsurance violation2018MD-INS$67,500
Nationwide General Insurance Co. et al.Nationwideinsurance violation2018MD-INS$33,000
Progressive Casualty Insurance Co.Progressiveinsurance violation2018MD-INS$81,520
Mutual of Omaha Insurance Co.Mutual of Omahainsurance violation2018MD-INS$6,600
Crum & Forster Indemnity Co.Fairfax Financial Holdingsinsurance violation2018MD-INS$20,000
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2018MD-INS$7,500
United Casualty Insurance Company of AmericaKemperinsurance violation2019MD-INS$54,900
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2019MD-INS$23,863
Privilege Underwriters Reciprocal ExchangeTokio Marineinsurance violation2019MD-INS$15,300
Praetorian Insurance CompanyQBE Insuranceinsurance violation2019MD-INS$5,920
Transamerica Life Insurance CompanyAegoninsurance violation2019MD-INS$184,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2020MD-INS$90,000
First American Title Insurance Co.First American Financialinsurance violation2020MD-INS$52,000
National Union Fire Insurance Company of Pittsburgh, Pennsylvania et al.American International Groupinsurance violation2020MD-INS$20,000
United of Omaha Life Insurance Co.Mutual of Omahainsurance violation2000ME-INS$6,000
Washington National Life Insurance Co.CNO Financialinsurance violation2001ME-INS$10,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2003ME-INS$5,000
Conseco Health Insurance Co.CNO Financialinsurance violation2004ME-INS$10,000
John Alden Life Insurance Co.Assurantinsurance violation2004ME-INS$5,000
John Alden Life Insurance Co.Assurantinsurance violation2004ME-INS$5,000
John Alden Life Insurance Co.Assurantinsurance violation2004ME-INS$20,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2005ME-INS$500,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2006ME-INS$7,500
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Hartford Accident and Indemnity Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Hartford Casualty Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Hartford Underwriters Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Twin City Fire Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2009ME-INS$500,000
AIU Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
American Home Assurance Co.American International Groupinsurance violation2010ME-INS$11,111
Commerce and Industry Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
Granite State Insurance Co.American International Groupinsurance violation2010ME-INS$11,111
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.