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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Nationwide Mutual Insurance CompanyNationwideinsurance violation2007OR-FIN$10,000
AIG Casualty CompanyAmerican International Groupinsurance violation2007OR-FIN$7,500
American Home Assurance CompanyAmerican International Groupinsurance violation2007OR-FIN$10,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2007OR-FIN$10,000
Granite State Insurance CompanyAmerican International Groupinsurance violation2007OR-FIN$5,000
The Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2007OR-FIN$10,000
Reliance Standard Life Insurance CompanyTokio Marineinsurance violation2007OR-FIN$5,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2007OR-FIN$10,000
Virginia Surety Company, Inc.Assurantinsurance violation2007OR-FIN$6,100
Virginia Surety Company, Inc.Assurantinsurance violation2008OR-FIN$25,000
QBE Insurance CorporationQBE Insuranceinsurance violation2008OR-FIN$17,700
Bankers Life and Casualty CompanyCNO Financialinsurance violation2008OR-FIN$150,000
First American Title Insurance Company of OregonFirst American Financialinsurance violation2008OR-FIN$6,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2008OR-FIN$6,500
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2009OR-FIN$65,000
Virginia Surety Company, Inc.Assurantinsurance violation2009OR-FIN$10,000
Transamerica Life Insurance CompanyAegoninsurance violation2009OR-FIN$25,000
AMEX Assurance CompanyAmerican Expressinsurance violation2009OR-FIN$25,000
Stewart Title Guaranty CompanyStewart Information Servicesinsurance violation2009OR-FIN$30,000
First American Title Insurance CompanyFirst American Financialinsurance violation2009OR-FIN$61,000
First American Title Insurance Company of OregonFirst American Financialinsurance violation2009OR-FIN$18,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2009OR-FIN$10,000
Liberty Northwest Insurance CorporationLiberty Mutual Insuranceinsurance violation2009OR-FIN$5,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2010OR-FIN$25,000
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2010OR-FIN$7,900
AMCO Insurance CompanyNationwideinsurance violation2010OR-FIN$8,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2011OR-FIN$5,000
United of Omaha Life Insurance CompanyMutual of Omahainsurance violation2011OR-FIN$5,000
Metropolitan Life Insurance CompanyMetLifeinsurance violation2011OR-FIN$5,000
Standard Insurance CompanyMeiji Yasuda Life Insuranceinsurance violation2011OR-FIN$15,000
Hartford Life and Accident Insurance CompanyHartford Financial Servicesinsurance violation2012OR-FIN$5,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2012OR-FIN$14,000
Navigators Insurance CompanyHartford Financial Servicesinsurance violation2012OR-FIN$17,000
Commerce and Industry Insurance CompanyAmerican International Groupinsurance violation2012OR-FIN$20,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2012OR-FIN$30,000
Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2012OR-FIN$10,000
Allstate Insurance CompanyAllstateinsurance violation2013OR-FIN$50,000
Progressive Classic Insurance CompanyProgressiveinsurance violation2013OR-FIN$6,000
Time Insurance CompanyHaven Holdingsinsurance violation2014OR-FIN$40,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2014OR-FIN$115,000
Time Insurance CompanyHaven Holdingsinsurance violation2016OR-FIN$178,948
Lincoln National Life Insurance CompanyLincoln Nationalinsurance violation2016OR-FIN$15,000
John Hancock Life Insurance Company (U.S.A.)Manulife Financialinsurance violation2017OR-FIN$36,500
Progressive Universal Insurance Company et al.Progressiveinsurance violation2017OR-FIN$10,000
John Hancock Life Insurance Company (U.S.A.)Manulife Financialinsurance violation2018OR-FIN$49,000
United Services Automobile AssociationUSAAinsurance violation2018OR-FIN$6,200
USAA General Indemnity CompanyUSAAinsurance violation2018OR-FIN$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2018OR-FIN$71,200
Liberty Northwest Insurance CorporationLiberty Mutual Insuranceinsurance violation2019OR-FIN$15,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2019OR-FIN$50,000
Minnesota Life Insurance CompanySecurian Financialinsurance violation2019OR-FIN$5,000
The Prudential Insurance Company of AmericaPrudential Financialinsurance violation2020OR-FIN$25,000
Affinity Insurance Services Inc.Aoninsurance violation2004PA-INS$5,000
Bristol West Insurance CompanyZurich Insuranceinsurance violation2004PA-INS$10,000
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2004PA-INS$7,500
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$16,000
Great American Assurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$25,000
Great American Insurance Company of New YorkAmerican Financial Groupinsurance violation2004PA-INS$17,500
Great American Insurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$20,000
Great American Spirit Insurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$25,000
Bankers Life and Casualty CompanyCNO Financialinsurance violation2004PA-INS$5,000
Allstate Life Insurance CompanyAllstateinsurance violation2004PA-INS$25,000
Hartford Casualty InsuranceHartford Financial Servicesinsurance violation2004PA-INS$30,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2005PA-INS$50,000
Great American Insurance CompanyAmerican Financial Groupinsurance violation2005PA-INS$150,000
Foremost Insurance Company of Grand Rapids, MichiganZurich Insuranceinsurance violation2005PA-INS$5,000
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2005PA-INS$5,000
Selective Insurance Company of South CarolinaSelective Insurance Groupinsurance violation2005PA-INS$5,000
Selective Way Insurance CompanySelective Insurance Groupinsurance violation2005PA-INS$5,000
Affinity Insurance Services Inc.Aoninsurance violation2006PA-INS$40,000
Empire Fire & Marine Insurance CompanyZurich Insuranceinsurance violation2006PA-INS$20,000
Northwestern Mutual Investment ServicesNorthwestern Mutualinsurance violation2006PA-INS$10,000
Seabury & Smith Inc.Marsh & McLennaninsurance violation2007PA-INS$25,000
American International Insurance Group Inc.American International Groupinsurance violation2008PA-INS$9,125,400
Liberty Insurance Underwriters Inc.Liberty Mutual Insuranceinsurance violation2008PA-INS$5,000
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2008PA-INS$40,000
Aon Risk Services Central Inc.Aoninsurance violation2008PA-INS$5,000
Marsh USA Inc.Marsh & McLennaninsurance violation2008PA-INS$50,000
T.H.E. Insurance CompanyAXAinsurance violation2009PA-INS$5,000
Scor Reinsurance CompanySCORinsurance violation2009PA-INS$5,000
Progressive Casualty Insurance CompanyProgressiveinsurance violation2009PA-INS$25,000
Jefferson National Life Insurance CompanyNationwideinsurance violation2009PA-INS$5,000
Safeco Insurance Company of IndianaLiberty Mutual Insuranceinsurance violation2010PA-INS$50,000
QBE Insurance CorporationQBE Insuranceinsurance violation2015PA-INS$10,000
General Casualty Company of WisconsinQBE Insuranceinsurance violation2015PA-INS$50,000
AGCS Marine Insurance CompanyAllianzinsurance violation2016PA-INS$10,000
Travelers Indemnity Co.Travelersinsurance violation2017PA-INS$100,000
Nationwide Mutual Insurance CompanyNationwideinsurance violation2017PA-INS$10,000
AIG National Insurance CompanyAmerican International Groupinsurance violation2008RI-FIN$10,000
National General Assurance CompanyAllstateinsurance violation2009RI-FIN$16,500
Travelers Indemnity Company of AmericaTravelersinsurance violation2009RI-FIN$5,000
Allstate Insurance CompanyAllstateinsurance violation2009RI-FIN$5,000
Bankers Life & Casualty CompanyCNO Financialinsurance violation2011RI-FIN$975,000
Allstate Property & Casualty Insurance CompanyAllstateinsurance violation2012RI-FIN$8,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2013RI-FIN$5,000
National General InsuranceAllstateinsurance violation2014RI-FIN$7,500
Peerless Insurance CompanyLiberty Mutual Insuranceinsurance violation2014RI-FIN$8,000
Liberty Mutual Insurance GroupLiberty Mutual Insuranceinsurance violation2015RI-FIN$15,000
USAA General Indemnity CompanyUSAAinsurance violation2016RI-FIN$15,000
Allstate Insurance CompanyAllstateinsurance violation2016RI-FIN$10,000
Allstate Insurance CompanyAllstateinsurance violation2017RI-FIN$103,414
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.