Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$330,904,834,105
Number of Records: 
6,093
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,737,699,939214
JPMorgan Chase$35,744,240,670158
Citigroup$25,450,155,764122
Wells Fargo$21,340,036,745181
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,455,904,00027
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
GUARANTEED RATE, INC. Guaranteed Rate Inc. wage and hour violation 2015 WHD $12,548
Prospect Mortgage Homebridge Financial Services wage and hour violation 2015 WHD $211,237
Bank of the West BNP Paribas wage and hour violation 2015 WHD $33,750
BancFirst Insurance Services, Inc. BancFirst wage and hour violation 2014 WHD $20,229
H & R Block H&R Block wage and hour violation 2014 WHD $128,872
H&R Block Eastern Enterprises Inc H&R Block wage and hour violation 2014 WHD $24,928
National Life Insurance Company National Life Group wage and hour violation 2014 WHD $32,087
TMX Finance, LLC TMX Finance wage and hour violation 2014 WHD $10,057
Highmark, Inc Highmark Inc. wage and hour violation 2014 WHD $120,900
The Huntington National Bank Huntington Bancshares wage and hour violation 2013 WHD $32,553
Chemoil Corporation Glencore wage and hour violation 2013 WHD $16,594
UBS, Inc. UBS wage and hour violation 2013 WHD $90,902
MetLife, Inc. MetLife wage and hour violation 2013 WHD $24,296
United American Insurance Company Globe Life Inc. wage and hour violation 2012 WHD $19,791
Ace Cash Express, Inc. ACE Cash Express wage and hour violation 2012 WHD $18,852
First Republic Bank First Republic Bank wage and hour violation 2012 WHD $1,009,644
SunTrust Mortgage Inc. Truist Financial wage and hour violation 2012 WHD $51,518
Popular Mortgage, Inc. Popular Inc. wage and hour violation 2011 WHD $153,736
Popular Mortgage, Inc. Popular Inc. wage and hour violation 2011 WHD $122,762
Branch Banking and Trust Company Truist Financial wage and hour violation 2011 WHD $12,314
BB&T Truist Financial wage and hour violation 2011 WHD $43,662
The Federal Home Loan Mortgage Corporation Freddie Mac (Federal Home Loan Mortgage Corporation) wage and hour violation 2011 WHD $24,153
Nationwide Insurance Nationwide wage and hour violation 2011 WHD $13,331
Wells Fargo Bank NA Wells Fargo wage and hour violation 2011 WHD $31,770
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $565,065
Prospect Mortgage LLC Homebridge Financial Services wage and hour violation 2010 WHD $13,728
CNO Services, LLC CNO Financial wage and hour violation 2010 WHD $69,610
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $754,148
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $20,122
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $209,170
Bank of America, NA Bank of America wage and hour violation 2010 WHD $5,827
Hewitt Associates LLC Aon wage and hour violation 2010 WHD $48,103
Nationwide Insurance Nationwide wage and hour violation 2010 WHD $9,109
Bank of America, N.A. Bank of America wage and hour violation 2010 WHD $18,654
Hartford Fire Insurance Company Hartford Financial Services wage and hour violation 2010 WHD $25,448
Huntington National Bank Huntington Bancshares wage and hour violation 2010 WHD $10,007
Nationwide Nationwide wage and hour violation 2009 WHD $28,290
JPMorgan Chase Bank, NA JPMorgan Chase wage and hour violation 2009 WHD $6,996
Zions Bancorporation Zions Bancorporation wage and hour violation 2009 WHD $15,347
The Travelers Indemnity Company Travelers wage and hour violation 2009 WHD $21,283
Sun Life Assurance Company of Canada (U.S.) Sun Life Financial wage and hour violation 2009 WHD $6,366
Gerber Life Insurance Company Western & Southern Financial Group wage and hour violation 2009 WHD $172,799
Sun Life Assurance Company of Canada (U.S.) Sun Life Financial wage and hour violation 2009 WHD $25,744
Barclays Capital Inc. Barclays wage and hour violation 2009 WHD $9,707
Citigroup Citigroup wage and hour violation 2009 WHD $38,926
Safeco Insurance Company of America Liberty Mutual Insurance wage and hour violation 2009 WHD $37,951
Safeco Insurance Company of America Liberty Mutual Insurance wage and hour violation 2009 WHD $28,560
Safeco Insurance Company of America Liberty Mutual Insurance wage and hour violation 2009 WHD $85,353
Provident Funding Associates, LP Provident Funding Associates wage and hour violation 2008 WHD $8,453
JPMorgan Chase Bank, N.A. JPMorgan Chase wage and hour violation 2008 WHD $9,622
Fidelity National Financial, Inc Fidelity National Financial wage and hour violation 2008 WHD $27,858
Fidelity National Financial, Inc Fidelity National Financial wage and hour violation 2008 WHD $17,845
Key Bank National Association KeyCorp wage and hour violation 2008 WHD $12,691
Merrill Lynch & Co., Inc. Bank of America wage and hour violation 2008 WHD $516,924
Bank of America Bank of America wage and hour violation 2008 WHD $6,209
Equitable Life & Casualty Insurance Company Equitable Holdings wage and hour violation 2008 WHD $19,445
Mastercard International, Inc MasterCard wage and hour violation 2008 WHD $5,777
U.S. Central Federal Credit Union U.S. Central Federal Credit Union wage and hour violation 2008 WHD $111,319
General Revenue Corporation Navient wage and hour violation 2007 WHD $13,854
Fifth Third Bancorp Fifth Third Bancorp wage and hour violation 2007 WHD $9,038
UBS Financial Services, Inc. UBS wage and hour violation 2007 WHD $27,152
Lehman Brothers, Inc. Lehman Brothers wage and hour violation 2007 WHD $17,557
Trafigura AG Trafigura wage and hour violation 2007 WHD $11,839
HSBC HSBC wage and hour violation 2007 WHD $16,545
Banco Bilbao Vizcaya Puerto Rico Banco Bilbao Vizcaya Argentaria wage and hour violation 2006 WHD $31,571
U.S. Bancorp U.S. Bancorp wage and hour violation 2006 WHD $140,788
The First American Title Company First American Financial wage and hour violation 2006 WHD $72,363
TIAA - CREF TIAA wage and hour violation 2006 WHD $468,336
HSBC North America Inc HSBC wage and hour violation 2006 WHD $5,357
HSBC North America Inc. HSBC wage and hour violation 2006 WHD $11,489
HSBC North America Inc. HSBC wage and hour violation 2006 WHD $12,685
HSBC North America Inc. HSBC wage and hour violation 2006 WHD $8,273
AXA Equitable Life Insurance Company Equitable Holdings wage and hour violation 2006 WHD $29,534
HSBC Bank HSBC wage and hour violation 2006 WHD $7,599
Bank of America Corporation Bank of America wage and hour violation 2006 WHD $265,774
Mercer HR Services, LLC Marsh & McLennan wage and hour violation 2006 WHD $49,474
SunTrust Bank, Inc. Truist Financial wage and hour violation 2006 WHD $350,875
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $14,479
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $1,800,282
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $30,928
Austin Mutual Insurance Company American Family Insurance wage and hour violation 2006 WHD $16,245
Merrill Lynch, Pierce, Fenner & Smith, Inc. Bank of America wage and hour violation 2006 WHD $7,060
Atlantic Credit and Finance, Inc. Encore Capital Group wage and hour violation 2006 WHD $9,422
Brothers Property Corporation American Financial Group wage and hour violation 2006 WHD $29,273
Huntington National Bank Huntington Bancshares wage and hour violation 2005 WHD $51,259
J P Morgan Chase Bank JPMorgan Chase wage and hour violation 2005 WHD $6,688
Nationwide Mutual Insurance Company Nationwide wage and hour violation 2005 WHD $16,185
Ace Cash Express, Inc. ACE Cash Express wage and hour violation 2005 WHD $12,796
Nationwide Credit, Inc. Altisource Portfolio Solutions wage and hour violation 2005 WHD $68,433
Scott Danahy Naylon Co. Inc. Financial Institutions Inc. wage and hour violation 2005 WHD $5,495
Compass Bank Banco Bilbao Vizcaya Argentaria wage and hour violation 2005 WHD $810,122
Compass Bank Banco Bilbao Vizcaya Argentaria wage and hour violation 2005 WHD $5,105
Fidelity National Financial, Inc. Fidelity National Financial wage and hour violation 2005 WHD $778,391
Bank of America Bank of America wage and hour violation 2005 WHD $12,824
Washington Mutual, Inc. JPMorgan Chase wage and hour violation 2005 WHD $404,982
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2005 WHD $9,830
TIAA TIAA wage and hour violation 2005 WHD $327,168
The First American Title Insurance, Co. First American Financial wage and hour violation 2005 WHD $24,067
TD Waterhouse Investor Services, Inc. Toronto-Dominion Bank wage and hour violation 2005 WHD $55,208
Goodrich Aviation Technical Services, Inc. Macquarie wage and hour violation 2005 WHD $47,369
Doral Mortgage Corp. Doral Financial wage and hour violation 2004 WHD $21,680
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)