Violation Tracker Industry Summary Page
Industry:
financial services
Penalty Total since 2000:
$330,904,834,105
Number of Records:
6,093
Note:
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Parent Companies | Total Penalty $ | Number of Records |
|---|---|---|
| Bank of America | $82,737,699,939 | 214 |
| JPMorgan Chase | $35,744,240,670 | 158 |
| Citigroup | $25,450,155,764 | 122 |
| Wells Fargo | $21,340,036,745 | 181 |
| Deutsche Bank | $18,156,533,878 | 59 |
| UBS | $16,792,800,910 | 83 |
| Goldman Sachs | $16,365,468,987 | 44 |
| Royal Bank of Scotland | $13,455,904,000 | 27 |
| BNP Paribas | $12,132,582,950 | 17 |
| Credit Suisse | $10,410,557,626 | 32 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
| Company | Parent |
Primary Offense Type |
Year | Agency | Penalty Amount |
|---|---|---|---|---|---|
| Coast National Insurance | Zurich Insurance | wage and hour violation | 2002 | private lawsuit-state | $18,000,000 |
| Bank of America | Bank of America | wage and hour violation | 2001 | private lawsuit-state | $22,000,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | wage and hour violation | 2001 | private lawsuit-state | $90,009,208 |
| UBS Financial Services Inc. | UBS | wage and hour violation | 2018 | WHD | $6,246 |
| Wilmington Finance Inc. | OneMain Holdings | wage and hour violation | 2008 | private lawsuit-federal | $2,925,000 |
| Wells Fargo Advisors, LLC | Wells Fargo | wage and hour violation | 2018 | private lawsuit-federal | $9,500,000 |
| M&T Bank Corporation | M&T Bank | wage and hour violation | 2018 | private lawsuit-federal | $2,490,000 |
| Allstate Insurance Company | Allstate | wage and hour violation | 2018 | private lawsuit-state | $5,500,000 |
| Premera Blue Cross | Premera Blue Cross | wage and hour violation | 2011 | private lawsuit-federal | $1,450,000 |
| QBE Americas, Inc. | QBE Insurance | wage and hour violation | 2018 | private lawsuit-federal | $1,200,000 |
| Ally Financial Services | Ally Financial | wage and hour violation | 2019 | WHD | $198,311 |
| Allstate Company, Inc. | Allstate | wage and hour violation | 2007 | MA-AG | $125,000 |
| American International Group | American International Group | wage and hour violation | 2009 | MA-AG | $900,000 |
| Freedom Mortgage Corporation | Freedom Mortgage | wage and hour violation | 2019 | private lawsuit-federal | $4,480,000 |
| JP Morgan Chase Bank N.A. | JPMorgan Chase | wage and hour violation | 2019 | WHD | $38,336 |
| Lincoln Financial Group Trust Company, Inc. | Lincoln National | wage and hour violation | 2018 | WHD | $17,567 |
| World Acceptance Corporation | World Acceptance Corporation | wage and hour violation | 2019 | WHD | $5,549 |
| World Acceptance Corporation, Inc | World Acceptance Corporation | wage and hour violation | 2019 | WHD | $6,582 |
| Great American Financial Resources, Inc. | American Financial Group | wage and hour violation | 2019 | private lawsuit-federal | $1,250,000 |
| Fidelity Investments | Fidelity Investments | wage and hour violation | 2019 | private lawsuit-federal | $1,200,000 |
| Wells Fargo Bank N.A. | Wells Fargo | wage and hour violation | 2019 | WHD | $57,675 |
| Nationwide Mutual Insurance Co | Nationwide | wage and hour violation | 2018 | WHD | $210,373 |
| Bank of Hawaii | Bank of Hawaii | wage and hour violation | 2018 | WHD | $7,631 |
| AON SERVICE CORPORATION | Aon | wage and hour violation | 2017 | WHD | $7,406 |
| Cleco Corporation | Macquarie | wage and hour violation | 2017 | WHD | $12,190 |
| Ally Financial Inc | Ally Financial | wage and hour violation | 2017 | WHD | $34,169 |
| Ally Financial, LLC | Ally Financial | wage and hour violation | 2017 | WHD | $164,143 |
| Teachers Insurance & Annuity Assoc of America | TIAA | wage and hour violation | 2017 | WHD | $9,678 |
| Wells Fargo Bank | Wells Fargo | wage and hour violation | 2016 | WHD | $38,230 |
| TMX Finance, LLC | TMX Finance | wage and hour violation | 2016 | WHD | $6,353 |
| Guaranteed Rate INC | Guaranteed Rate Inc. | wage and hour violation | 2015 | WHD | $184,423 |
| Wells Fargo & Company | Wells Fargo | wage and hour violation | 2014 | WHD | $100,001 |
| Wells Fargo & Company | Wells Fargo | wage and hour violation | 2020 | private lawsuit-federal | $35,000,000 |
| JPMorgan Chase Bank, National Association | JPMorgan Chase | wage and hour violation | 2019 | private lawsuit-federal | $1,850,000 |
| PNC Financial Services Group, Inc. | PNC Financial Services | wage and hour violation | 2020 | private lawsuit-federal | $2,750,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | wage and hour violation | 2020 | private lawsuit-federal | $5,400,000 |
| U.S. Bank National Association | U.S. Bancorp | wage and hour violation | 2020 | private lawsuit-federal | $6,500,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | wage and hour violation | 2020 | private lawsuit-federal | $3,750,000 |
| Wells Fargo Bank | Wells Fargo | wage and hour violation | 2020 | private lawsuit-federal | $10,928,870 |
| Wells Fargo Bank, N.A. | Wells Fargo | wage and hour violation | 2020 | private lawsuit-federal | $25,696,122 |
| ZURICH AMERICAN INS CO | Zurich Insurance | wage and hour violation | 2018 | IL-DOL | $13,865 |
| Imperial Sugar Company | Louis Dreyfus | workplace safety or health violation | 2010 | OSHA | $6,050,000 |
| Broadspire Services, Inc. | Crawford & Co. | workplace safety or health violation | 2011 | MO-AG | $28,500 |
| CITIMORTGAGE, INC. | Citigroup | workplace safety or health violation | 2007 | OSHA | $5,097 |
| WHEELABRATOR SHASTA ENERGY CO. | Macquarie | workplace safety or health violation | 2000 | OSHA | $10,275 |
| DEPOSITORY TRUST & CLEARING CORP. | Depository Trust | workplace safety or health violation | 2000 | OSHA | $13,000 |
| ALLSTATE | Allstate | workplace safety or health violation | 2002 | OSHA | $69,500 |
| KEYBANK NATIONAL ASSOCIATION | KeyCorp | workplace safety or health violation | 2004 | OSHA | $28,000 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP N.A. INC | Invesco | workplace safety or health violation | 2007 | OSHA | $5,200 |
| LOUIS DREYFUS CITRUS INC. | Louis Dreyfus | workplace safety or health violation | 2006 | OSHA | $9,800 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS | Invesco | workplace safety or health violation | 2007 | OSHA | $5,625 |
| IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P. | Louis Dreyfus | workplace safety or health violation | 2008 | OSHA | $4,050,000 |
| IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P.: I | Louis Dreyfus | workplace safety or health violation | 2008 | OSHA | $2,000,000 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP N.A. INC | Invesco | workplace safety or health violation | 2008 | OSHA | $59,000 |
| FARMERS INSURANCE EXCHANGE | Farmers Insurance Exchange | workplace safety or health violation | 2009 | OSHA | $10,000 |
| FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS, INC | Fidelity Investments | workplace safety or health violation | 2011 | OSHA | $7,000 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS | Invesco | workplace safety or health violation | 2009 | OSHA | $6,000 |
| ALLO COMMUNICATIONS | Nelnet | workplace safety or health violation | 2011 | OSHA | $10,500 |
| IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P. | Louis Dreyfus | workplace safety or health violation | 2011 | OSHA | $13,600 |
| BANK OF AMERICA | Bank of America | workplace safety or health violation | 2011 | OSHA | $6,600 |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. | Hartford Financial Services | workplace safety or health violation | 2011 | OSHA | $5,600 |
| WHEELABRATOR SHASTA ENERGY CO, INC | Macquarie | workplace safety or health violation | 2010 | OSHA | $10,000 |
| WHEELABRATOR PORTSMOUTH | Macquarie | workplace safety or health violation | 2010 | OSHA | $6,890 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS | Invesco | workplace safety or health violation | 2010 | OSHA | $8,750 |
| GS ASSET MANAGEMENT | First Merchants Corp. | workplace safety or health violation | 2011 | OSHA | $23,400 |
| IAC | Invesco | workplace safety or health violation | 2013 | OSHA | $9,025 |
| WHEELABRATOR ENERGY COMPANY, INCORPORATED | Macquarie | workplace safety or health violation | 2011 | OSHA | $15,000 |
| IAC SPARTANBURG | Invesco | workplace safety or health violation | 2011 | OSHA | $7,277 |
| IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC | Invesco | workplace safety or health violation | 2011 | OSHA | $5,850 |
| PROGRESSIVE, INC. | Progressive | workplace safety or health violation | 2012 | OSHA | $29,000 |
| COMMUNICORP INC. | Aflac | workplace safety or health violation | 2011 | OSHA | $9,900 |
| UNUM GROUP CORPORATION | Unum | workplace safety or health violation | 2011 | OSHA | $5,400 |
| IAC MADISONVILLE LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $5,000 |
| IAC DAYTON LLC | Invesco | workplace safety or health violation | 2013 | OSHA | $5,775 |
| DITECH INC | Ditech Holding Corporation | workplace safety or health violation | 2014 | OSHA | $5,880 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS | Invesco | workplace safety or health violation | 2014 | OSHA | $5,000 |
| IAC SPRINGFIELD, LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $9,100 |
| IAC MADISONVILLE LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $7,500 |
| IAC HURON, LLC | Invesco | workplace safety or health violation | 2011 | OSHA | $20,940 |
| AMERICAN FAMILY INSURANCE | American Family Insurance | workplace safety or health violation | 2012 | OSHA | $12,500 |
| STATE FARM INSURANCE | State Farm Insurance | workplace safety or health violation | 2012 | OSHA | $8,160 |
| THE KEMPER COMPANY | Kemper | workplace safety or health violation | 2012 | OSHA | $9,800 |
| THE GAS COMPANY, LLC | Macquarie | workplace safety or health violation | 2013 | OSHA | $7,000 |
| THE GAS COMPANY, LLC | Macquarie | workplace safety or health violation | 2013 | OSHA | $10,500 |
| DEUTSCHE BANK USA | Deutsche Bank | workplace safety or health violation | 2013 | OSHA | $5,250 |
| WELLS FARGO BANK #1692 | Wells Fargo | workplace safety or health violation | 2013 | OSHA | $12,000 |
| CITICORP CREDIT CARD SERVICES, INC. (USA) | Citigroup | workplace safety or health violation | 2014 | OSHA | $7,650 |
| IAC SPRINGFIELD LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $6,350 |
| IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC | Invesco | workplace safety or health violation | 2014 | OSHA | $6,300 |
| GE ENERGY MANAGEMENT GRID SOLUTIONS, LLC | Synchrony Financial | workplace safety or health violation | 2015 | OSHA | $22,300 |
| THE MCCLATCHY COMPANY | Chatham Asset Management | workplace safety or health violation | 2015 | OSHA | $13,500 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA INC | Invesco | workplace safety or health violation | 2015 | OSHA | $6,600 |
| WESTERN UNION | Western Union | workplace safety or health violation | 2015 | OSHA | $11,000 |
| GEORGIA CASH AMERICA, INC. | FirstCash | workplace safety or health violation | 2015 | OSHA | $10,920 |
| IMTT- BAYONNE LLC | Macquarie | workplace safety or health violation | 2016 | OSHA | $87,297 |
| CASH AMERICA | FirstCash | workplace safety or health violation | 2016 | OSHA | $8,500 |
| THE KANSAS CITY STAR | Chatham Asset Management | workplace safety or health violation | 2016 | OSHA | $23,696 |
| IAC ALBEMARLE, LLC | Invesco | workplace safety or health violation | 2017 | OSHA | $7,000 |
| WHEELABRATOR SAUGUS, INC. | Macquarie | workplace safety or health violation | 2017 | OSHA | $17,600 |
| CLECO CORPORATION | Macquarie | workplace safety or health violation | 2017 | OSHA | $8,626 |
| LOUIS DREYFUS COMPANY RIVER ELEVATORS, LLC | Louis Dreyfus | workplace safety or health violation | 2017 | OSHA | $8,665 |
