Violation Tracker Industry Summary Page
Industry:
financial services
Penalty Total since 2000:
$330,904,834,105
Number of Records:
6,093
Note:
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Parent Companies | Total Penalty $ | Number of Records |
---|---|---|
Bank of America | $82,737,699,939 | 214 |
JPMorgan Chase | $35,744,240,670 | 158 |
Citigroup | $25,450,155,764 | 122 |
Wells Fargo | $21,340,036,745 | 181 |
Deutsche Bank | $18,156,533,878 | 59 |
UBS | $16,792,800,910 | 83 |
Goldman Sachs | $16,365,468,987 | 44 |
Royal Bank of Scotland | $13,455,904,000 | 27 |
BNP Paribas | $12,132,582,950 | 17 |
Credit Suisse | $10,410,557,626 | 32 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.Company | Parent |
Primary Offense Type![]() |
Year | Agency | Penalty Amount |
---|---|---|---|---|---|
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2013 | MSHA | $10,000 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2013 | MSHA | $10,000 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2013 | MSHA | $8,209 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2013 | MSHA | $21,807 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2013 | MSHA | $7,100 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $12,500 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2011 | MSHA | $6,458 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2013 | MSHA | $10,000 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2013 | MSHA | $40,000 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $35,000 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2011 | MSHA | $8,209 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2013 | MSHA | $6,996 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $6,500 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $6,100 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2011 | MSHA | $13,600 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2013 | MSHA | $10,450 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $5,200 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $8,349 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2013 | MSHA | $6,458 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $5,596 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2011 | MSHA | $15,971 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2013 | MSHA | $23,229 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $6,100 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2013 | MSHA | $5,000 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $42,600 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2013 | MSHA | $6,996 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2013 | MSHA | $7,707 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $46,250 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $14,401 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $12,321 |
Bowie Refined Coal, LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $8,094 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2016 | MSHA | $15,700 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $8,260 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2015 | MSHA | $70,000 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $9,335 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $13,426 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $6,778 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2016 | MSHA | $13,441 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $7,578 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $8,260 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $49,489 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $12,321 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $9,287 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $19,300 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $32,300 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $10,500 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $9,287 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $14,459 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $14,401 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $12,632 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $22,900 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $9,287 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2015 | MSHA | $5,000 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2015 | MSHA | $7,578 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $24,380 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $5,517 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $6,778 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $37,000 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $10,457 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $5,000 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2015 | MSHA | $8,421 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $6,367 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $6,062 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $6,225 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $5,080 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $9,500 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $13,510 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $10,867 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $6,458 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $10,030 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $6,458 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2015 | MSHA | $6,458 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $6,148 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $18,320 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2016 | MSHA | $25,000 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $7,305 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $5,239 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2016 | MSHA | $13,221 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $13,348 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $49,489 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $10,373 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $54,988 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $6,257 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $15,085 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $12,855 |
Bowie Refined Coal, LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $5,469 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $12,855 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $16,762 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $15,085 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $6,778 |
MASS MUTUAL INSTITUTIONAL FUNDS | Massachusetts Mutual Life Insurance | workplace safety or health violation | 2020 | OSHA | $9,639 |
Barclays Bank PLC | Barclays | workplace whistleblower retaliation | 2018 | NY-DFS | $15,000,000 |
PHH Mortgage Corp. | Ocwen Financial | zoning violation | 2017 | NY-DFS | $119,000 |