Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Ace Cash Express, Inc. ACE Cash Express wage and hour violation 2012 WHD $18,852
First Republic Bank First Republic Bank wage and hour violation 2012 WHD $1,009,644
SunTrust Mortgage Inc. Truist Financial wage and hour violation 2012 WHD $51,518
Popular Mortgage, Inc. Popular Inc. wage and hour violation 2011 WHD $153,736
Popular Mortgage, Inc. Popular Inc. wage and hour violation 2011 WHD $122,762
Branch Banking and Trust Company Truist Financial wage and hour violation 2011 WHD $12,314
BB&T Truist Financial wage and hour violation 2011 WHD $43,662
The Federal Home Loan Mortgage Corporation Freddie Mac (Federal Home Loan Mortgage Corporation) wage and hour violation 2011 WHD $24,153
Nationwide Insurance Nationwide wage and hour violation 2011 WHD $13,331
Wells Fargo Bank NA Wells Fargo wage and hour violation 2011 WHD $31,770
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $565,065
Prospect Mortgage LLC Homebridge Financial Services wage and hour violation 2010 WHD $13,728
CNO Services, LLC CNO Financial wage and hour violation 2010 WHD $69,610
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $754,148
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $20,122
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $209,170
Bank of America, NA Bank of America wage and hour violation 2010 WHD $5,827
Hewitt Associates LLC Aon wage and hour violation 2010 WHD $48,103
Nationwide Insurance Nationwide wage and hour violation 2010 WHD $9,109
Bank of America, N.A. Bank of America wage and hour violation 2010 WHD $18,654
ING America Voya Financial wage and hour violation 2010 WHD $21,986
Hartford Fire Insurance Company Hartford Financial Services wage and hour violation 2010 WHD $25,448
Huntington National Bank Huntington Bancshares wage and hour violation 2010 WHD $10,007
Nationwide Nationwide wage and hour violation 2009 WHD $28,290
JPMorgan Chase Bank, NA JPMorgan Chase wage and hour violation 2009 WHD $6,996
Zions Bancorporation Zions Bancorporation wage and hour violation 2009 WHD $15,347
The Travelers Indemnity Company Travelers wage and hour violation 2009 WHD $21,283
Sun Life Assurance Company of Canada (U.S.) Sun Life Financial wage and hour violation 2009 WHD $6,366
Gerber Life Insurance Company Western & Southern Financial Group wage and hour violation 2009 WHD $172,799
Sun Life Assurance Company of Canada (U.S.) Sun Life Financial wage and hour violation 2009 WHD $25,744
Barclays Capital Inc. Barclays wage and hour violation 2009 WHD $9,707
Citigroup Citigroup wage and hour violation 2009 WHD $38,926
Safeco Insurance Company of America Liberty Mutual Insurance wage and hour violation 2009 WHD $37,951
Safeco Insurance Company of America Liberty Mutual Insurance wage and hour violation 2009 WHD $28,560
Safeco Insurance Company of America Liberty Mutual Insurance wage and hour violation 2009 WHD $85,353
Provident Funding Associates, LP Provident Funding Associates wage and hour violation 2008 WHD $8,453
JPMorgan Chase Bank, N.A. JPMorgan Chase wage and hour violation 2008 WHD $9,622
Fidelity National Financial, Inc Fidelity National Financial wage and hour violation 2008 WHD $27,858
Fidelity National Financial, Inc Fidelity National Financial wage and hour violation 2008 WHD $17,845
Key Bank National Association KeyCorp wage and hour violation 2008 WHD $12,691
Merrill Lynch & Co., Inc. Bank of America wage and hour violation 2008 WHD $516,924
Bank of America Bank of America wage and hour violation 2008 WHD $6,209
Equitable Life & Casualty Insurance Company Equitable Holdings wage and hour violation 2008 WHD $19,445
Mastercard International, Inc MasterCard wage and hour violation 2008 WHD $5,777
U.S. Central Federal Credit Union U.S. Central Federal Credit Union wage and hour violation 2008 WHD $111,319
General Revenue Corporation Navient wage and hour violation 2007 WHD $13,854
Fifth Third Bancorp Fifth Third Bancorp wage and hour violation 2007 WHD $9,038
UBS Financial Services, Inc. UBS wage and hour violation 2007 WHD $27,152
Lehman Brothers, Inc. Lehman Brothers wage and hour violation 2007 WHD $17,557
Teachers Insurance Annuity Association TIAA wage and hour violation 2007 WHD $1,171,404
Trafigura AG Trafigura wage and hour violation 2007 WHD $11,839
HSBC HSBC wage and hour violation 2007 WHD $16,545
Banco Bilbao Vizcaya Puerto Rico Banco Bilbao Vizcaya Argentaria wage and hour violation 2006 WHD $31,571
U.S. Bancorp U.S. Bancorp wage and hour violation 2006 WHD $140,788
The First American Title Company First American Financial wage and hour violation 2006 WHD $72,363
TIAA - CREF TIAA wage and hour violation 2006 WHD $468,336
HSBC North America Inc HSBC wage and hour violation 2006 WHD $5,357
HSBC North America Inc. HSBC wage and hour violation 2006 WHD $11,489
HSBC North America Inc. HSBC wage and hour violation 2006 WHD $12,685
HSBC North America Inc. HSBC wage and hour violation 2006 WHD $8,273
AXA Equitable Life Insurance Company Equitable Holdings wage and hour violation 2006 WHD $29,534
HSBC Bank HSBC wage and hour violation 2006 WHD $7,599
Bank of America Corporation Bank of America wage and hour violation 2006 WHD $265,774
Mercer HR Services, LLC Marsh & McLennan wage and hour violation 2006 WHD $49,474
SunTrust Bank, Inc. Truist Financial wage and hour violation 2006 WHD $350,875
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $14,479
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $1,800,282
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $30,928
Austin Mutual Insurance Company American Family Insurance wage and hour violation 2006 WHD $16,245
Merrill Lynch, Pierce, Fenner & Smith, Inc. Bank of America wage and hour violation 2006 WHD $7,060
Atlantic Credit and Finance, Inc. Encore Capital Group wage and hour violation 2006 WHD $9,422
Brothers Property Corporation American Financial Group wage and hour violation 2006 WHD $29,273
Huntington National Bank Huntington Bancshares wage and hour violation 2005 WHD $51,259
J P Morgan Chase Bank JPMorgan Chase wage and hour violation 2005 WHD $6,688
Nationwide Mutual Insurance Company Nationwide wage and hour violation 2005 WHD $16,185
Ace Cash Express, Inc. ACE Cash Express wage and hour violation 2005 WHD $12,796
Nationwide Credit, Inc. Altisource Portfolio Solutions wage and hour violation 2005 WHD $68,433
Scott Danahy Naylon Co. Inc. Financial Institutions Inc. wage and hour violation 2005 WHD $5,495
Compass Bank PNC Financial Services wage and hour violation 2005 WHD $810,122
Compass Bank PNC Financial Services wage and hour violation 2005 WHD $5,105
Fidelity National Financial, Inc. Fidelity National Financial wage and hour violation 2005 WHD $778,391
Bank of America Bank of America wage and hour violation 2005 WHD $12,824
Washington Mutual, Inc. JPMorgan Chase wage and hour violation 2005 WHD $404,982
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2005 WHD $9,830
Towers Perrin Willis Towers Watson wage and hour violation 2005 WHD $105,865
Towers, Perrin, Forrester & Crosby Willis Towers Watson wage and hour violation 2005 WHD $294,279
TIAA TIAA wage and hour violation 2005 WHD $327,168
The First American Title Insurance, Co. First American Financial wage and hour violation 2005 WHD $24,067
TD Waterhouse Investor Services, Inc. Toronto-Dominion Bank wage and hour violation 2005 WHD $55,208
Goodrich Aviation Technical Services, Inc. Macquarie wage and hour violation 2005 WHD $47,369
Doral Mortgage Corp. Doral Financial wage and hour violation 2004 WHD $21,680
National City Mortgage, Co. PNC Financial Services wage and hour violation 2004 WHD $6,150
First Horizon National Corporation First Horizon National wage and hour violation 2004 WHD $9,344
Ace America's Cash Express, Inc. ACE Cash Express wage and hour violation 2004 WHD $26,295
Towers Perrin Willis Towers Watson wage and hour violation 2004 WHD $376,093
Wells Fargo Bank, National Association Wells Fargo wage and hour violation 2004 WHD $228,209
Bank of America Corporation Bank of America wage and hour violation 2004 WHD $5,972
AON Consulting Corporation Inc Aon wage and hour violation 2004 WHD $47,131
JPMorgan Chase Bank JPMorgan Chase wage and hour violation 2004 WHD $19,373
Santander Mortage Corporation Banco Santander wage and hour violation 2004 WHD $62,895
Countrywide Financial Corporation Bank of America wage and hour violation 2004 WHD $54,453
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)