Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $8,260
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $49,489
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $12,321
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $19,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $32,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $10,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $14,459
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $14,401
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $12,632
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $22,900
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $24,380
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $5,517
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $37,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $10,457
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $8,421
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $6,367
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,062
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $6,225
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $9,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $13,510
Bowie Resources LLC Trafigura workplace safety or health violation 2015 MSHA $10,867
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $10,030
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $6,148
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $18,320
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $25,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $7,305
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $5,239
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $13,221
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $13,348
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $49,489
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $10,373
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $54,988
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,257
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $15,085
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $12,855
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2020 MSHA $5,469
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $16,762
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $5,049
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
MASS MUTUAL INSTITUTIONAL FUNDS Massachusetts Mutual Life Insurance workplace safety or health violation 2020 OSHA $9,639
FARMERS INSURANCE EXCHANGE Farmers Insurance Exchange workplace safety or health violation 2010 OSHA $5,000
IMPERIAL SUGAR CO. Louis Dreyfus workplace safety or health violation 2010 OSHA $7,200
CITIBANK, N.A. Citigroup workplace safety or health violation 2010 OSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $5,395
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,418
WASHINGTON MUTUAL JPMorgan Chase workplace safety or health violation 2007 OSHA $5,000
WELLS FARGO SECURITIES, LLC. Wells Fargo workplace safety or health violation 2004 OSHA $5,000
BANK OF AMERICA Bank of America workplace safety or health violation 2003 OSHA $5,000
AMERICAN INTERNATIONAL GROUP American International Group workplace safety or health violation 2003 OSHA $5,900
ASURION, LLC. Asurion workplace safety or health violation 2020 OSHA $5,783
W. R. BERKLEY CORPORATION W.R. Berkley workplace safety or health violation 2017 OSHA $5,000
WELLS FARGO BANK, NA Wells Fargo workplace safety or health violation 2017 OSHA $9,000
FIDELITY NATIONAL FINANCIAL, INC. Fidelity National Financial workplace safety or health violation 2015 OSHA $5,605
Barclays Bank PLC Barclays workplace whistleblower retaliation 2018 NY-DFS $15,000,000
PHH Mortgage Corp. Ocwen Financial zoning violation 2017 NY-DFS $119,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)