Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$332,924,888,663
Number of Records: 
6,731
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,885,116,051259
JPMorgan Chase$35,851,377,155190
Citigroup$25,535,002,360154
Wells Fargo$21,428,596,719217
Deutsche Bank$18,341,457,30276
UBS$16,845,624,16097
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,447,392,62644


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
PNC Bank PNC Financial Services wage and hour violation 2014 private lawsuit-federal $7,000,000
Citizens Financial Group Citizens Financial Group wage and hour violation 2014 private lawsuit-federal $11,501,500
GMAC Mortgage Ally Financial wage and hour violation 2014 private lawsuit-federal $2,000,000
Wells Fargo Wells Fargo wage and hour violation 2014 private lawsuit-federal $15,000,000
Wells Fargo Wells Fargo wage and hour violation 2014 private lawsuit-state $3,000,000
Citizens Bank Citizens Financial Group wage and hour violation 2014 private lawsuit-federal $3,000,000
Old Republic Title Old Republic International wage and hour violation 2014 private lawsuit-federal $12,000,000
AllianceBernstein Equitable Holdings wage and hour violation 2013 private lawsuit-federal $2,980,000
Bank of America Bank of America wage and hour violation 2013 private lawsuit-federal $73,000,000
MetLife MetLife wage and hour violation 2013 private lawsuit-federal $450,000
H&R Block H&R Block wage and hour violation 2013 private lawsuit-federal $221,400
Wells Fargo Advisors Wells Fargo wage and hour violation 2013 private lawsuit-federal $4,000,000
State Farm State Farm Insurance wage and hour violation 2013 private lawsuit-federal $5,000,000
Merrill Lynch Bank of America wage and hour violation 2013 private lawsuit-federal $12,000,000
HSBC Bank HSBC wage and hour violation 2013 private lawsuit-federal $15,625,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2013 private lawsuit-federal $770,000
TD Bank Toronto-Dominion Bank wage and hour violation 2013 private lawsuit-federal $975,000
Nationwide Nationwide wage and hour violation 2013 private lawsuit-federal $850,000
Huntington Bancshares Huntington Bancshares wage and hour violation 2013 private lawsuit-federal $3,100,000
Franklin American Mortgage Citizens Financial Group wage and hour violation 2013 private lawsuit-federal $165,000
KeyBank KeyCorp wage and hour violation 2013 private lawsuit-federal $4,900,000
Merrill Lynch Bank of America wage and hour violation 2013 private lawsuit-federal $21,000,000
First Niagara Financial Group KeyCorp wage and hour violation 2013 private lawsuit-federal $404,000
MetLife MetLife wage and hour violation 2013 private lawsuit-federal $3,003,000
Capital One Capital One Financial wage and hour violation 2012 private lawsuit-federal $3,200,000
H&R Block H&R Block wage and hour violation 2012 private lawsuit-state $7,500,000
KeyCorp KeyCorp wage and hour violation 2012 private lawsuit-federal $6,250,000
H&R Block H&R Block wage and hour violation 2012 private lawsuit-federal $35,000,000
Wells Fargo Bank Wells Fargo wage and hour violation 2012 private lawsuit-federal $280,000
E-Trade Morgan Stanley wage and hour violation 2012 private lawsuit-federal $1,500,000
Freedom Mortgage Freedom Mortgage wage and hour violation 2012 private lawsuit-federal $1,600,000
UBS UBS wage and hour violation 2012 private lawsuit-federal $1,400,000
SunTrust Mortgage Truist Financial wage and hour violation 2012 private lawsuit-federal $2,400,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $1,195,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $9,000,000
Associated Banc-Corp Associated Banc-Corp wage and hour violation 2012 private lawsuit-federal $1,275,000
Prudential Insurance Prudential Financial wage and hour violation 2011 private lawsuit-federal $1,016,500
Washington Mutual Bank JPMorgan Chase wage and hour violation 2011 private lawsuit-federal $463,000
Hartford Fire Insurance Hartford Financial Services wage and hour violation 2011 private lawsuit-federal $1,200,000
Ameriprise Financial Ameriprise Financial wage and hour violation 2011 private lawsuit-federal $185,000
MetLife MetLife wage and hour violation 2011 private lawsuit-federal $2,000,000
Oppenheimer & Co. Oppenheimer Holdings wage and hour violation 2011 private lawsuit-federal $2,375,901
Wells Fargo Wells Fargo wage and hour violation 2011 private lawsuit-federal $6,660,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2011 private lawsuit-federal $42,000,000
Aon Aon wage and hour violation 2011 private lawsuit-state $10,500,000
Wells Fargo Bank Wells Fargo wage and hour violation 2011 private lawsuit-federal $100,000
MetLife MetLife wage and hour violation 2011 private lawsuit-federal $2,350,000
Arthur J. Gallagher Arthur J. Gallagher & Co. wage and hour violation 2011 private lawsuit-federal $3,900,000
Wells Fargo Wells Fargo wage and hour violation 2011 private lawsuit-federal $6,720,000
Wells Fargo Wells Fargo wage and hour violation 2011 private lawsuit-federal $6,900,000
Citigroup Global Markets Citigroup wage and hour violation 2011 private lawsuit-federal $394,220
Combined Insurance Company of America Chubb Limited wage and hour violation 2010 private lawsuit-federal $6,000,000
Wachovia Financial Services Wells Fargo wage and hour violation 2010 private lawsuit-federal $450,000
Bear Stearns JPMorgan Chase wage and hour violation 2010 private lawsuit-federal $675,000
Bank of America Bank of America wage and hour violation 2010 private lawsuit-state $16,650,000
Farmers Insurance Exchange Farmers Insurance Exchange wage and hour violation 2010 private lawsuit-federal $8,000,000
Wells Fargo Wells Fargo wage and hour violation 2010 private lawsuit-federal $20,000,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2010 private lawsuit-federal $2,492,729
H&R Block H&R Block wage and hour violation 2010 private lawsuit-federal $1,400,000
Merrill Lynch Bank of America wage and hour violation 2010 private lawsuit-federal $43,500,000
TD Bank Toronto-Dominion Bank wage and hour violation 2010 private lawsuit-federal $375,000
Bank of America Bank of America wage and hour violation 2010 private lawsuit-federal $661,392
Washington Mutual Bank JPMorgan Chase wage and hour violation 2009 private lawsuit-federal $38,000,000
Wachovia Securities Wells Fargo wage and hour violation 2009 private lawsuit-federal $39,000,000
Prudential Financial Prudential Financial wage and hour violation 2009 private lawsuit-federal $11,000,000
TD Ameritrade Charles Schwab Corp. wage and hour violation 2009 private lawsuit-federal $2,500,000
AXA Financial Equitable Holdings wage and hour violation 2009 private lawsuit-federal $6,500,000
A.G. Edwards Wells Fargo wage and hour violation 2009 private lawsuit-federal $12,000,000
MetLife MetLife wage and hour violation 2009 private lawsuit-federal $7,400,000
Janney Montgomery Scott Penn Mutual wage and hour violation 2009 private lawsuit-federal $2,880,000
Morgan Stanley Morgan Stanley wage and hour violation 2009 private lawsuit-federal $50,000,000
HSBC Auto Finance HSBC wage and hour violation 2009 private lawsuit-federal $420,000
Banco Popular Popular Inc. wage and hour violation 2009 private lawsuit-federal $1,050,000
Champion Mortgage and KeyBank KeyCorp wage and hour violation 2009 private lawsuit-federal $1,200,000
Home Loan Center Inc. LendingTree wage and hour violation 2009 private lawsuit-federal $2,500,000
Hewitt Associates Aon wage and hour violation 2009 private lawsuit-federal $4,900,000
National City Mortgage PNC Financial Services wage and hour violation 2008 private lawsuit-federal $27,500,000
Edward D. Jones & Co. Jones Financial wage and hour violation 2008 private lawsuit-federal $21,000,000
UBS as successor to Piper Jaffray UBS wage and hour violation 2008 private lawsuit-federal $5,500,000
E-Trade Morgan Stanley wage and hour violation 2008 private lawsuit-federal $900,000
Citigroup Citigroup wage and hour violation 2008 private lawsuit-federal $98,000,000
Edward D. Jones & Co. Jones Financial wage and hour violation 2008 private lawsuit-federal $19,000,000
USAA USAA wage and hour violation 2008 private lawsuit-federal $738,423
First NLC Arlington Asset Investment Corp. wage and hour violation 2007 private lawsuit-federal $14,000,000
A.G. Edwards Wells Fargo wage and hour violation 2007 private lawsuit-federal $20,000,000
E-Loan Inc. Popular Inc. wage and hour violation 2007 private lawsuit-federal $13,600,000
UBS UBS wage and hour violation 2007 private lawsuit-federal $44,000,000
Bank of America Bank of America wage and hour violation 2007 private lawsuit-state $2,500,000
UBS UBS wage and hour violation 2007 private lawsuit-federal $45,000,000
Wells Fargo Wells Fargo wage and hour violation 2007 private lawsuit-federal $12,800,000
Citigroup Citigroup wage and hour violation 2006 private lawsuit-federal $3,550,000
Morgan Stanley Morgan Stanley wage and hour violation 2006 private lawsuit-federal $42,500,000
Bank of America Bank of America wage and hour violation 2006 private lawsuit-federal $9,000,000
Merrill Lynch Bank of America wage and hour violation 2006 private lawsuit-federal $37,000,000
Liberty Mutual Liberty Mutual Insurance wage and hour violation 2005 private lawsuit-federal $6,400,000
Allstate Insurance Allstate wage and hour violation 2005 private lawsuit-state $120,000,000
Countrywide Financial Bank of America wage and hour violation 2005 private lawsuit-state $30,000,000
State Farm State Farm Insurance wage and hour violation 2005 private lawsuit-state $135,000,000
Progressive Progressive wage and hour violation 2004 private lawsuit-federal $5,400,000
Bank of America Bank of America wage and hour violation 2003 private lawsuit-state $4,100,000
Ditech Ditech Holding Corporation wage and hour violation 2002 private lawsuit-federal $6,150,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)