Wells Fargo |
Wells Fargo |
toxic securities abuses |
2013 |
FHFA |
$591,000,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2013 |
FHFA |
$404,000,000 |
Wells Fargo Bank, National Association |
Wells Fargo |
toxic securities abuses |
2013 |
FHFA |
$869,000,000 |
Citimortgage Inc. and Citibank N.A. |
Citigroup |
toxic securities abuses |
2013 |
FHFA |
$395,000,000 |
SunTrust Mortgage, Inc. |
Truist Financial |
toxic securities abuses |
2013 |
FHFA |
$65,000,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2011 |
FHFA |
$1,300,000,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2011 |
FHFA |
$1,520,000,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2013 |
FHFA |
$10,350,000,000 |
Citigroup |
Citigroup |
toxic securities abuses |
2013 |
FHFA |
$968,000,000 |
UBS |
UBS |
toxic securities abuses |
2016 |
NCUA |
$69,800,000 |
Credit Suisse |
Credit Suisse |
toxic securities abuses |
2016 |
NCUA |
$50,300,000 |
Morgan Stanley |
Morgan Stanley |
toxic securities abuses |
2015 |
NCUA |
$225,000,000 |
Wachovia |
Wells Fargo |
toxic securities abuses |
2015 |
NCUA |
$53,000,000 |
Barclays Capital Inc. |
Barclays |
toxic securities abuses |
2015 |
NCUA |
$325,000,000 |
Royal Bank of Scotland plc |
NatWest Group PLC |
toxic securities abuses |
2015 |
NCUA |
$129,600,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2013 |
NCUA |
$165,000,000 |
HSBC |
HSBC |
toxic securities abuses |
2012 |
NCUA |
$5,250,000 |
Citigroup |
Citigroup |
toxic securities abuses |
2011 |
NCUA |
$20,500,000 |
Deutsche Bank Securities |
Deutsche Bank |
toxic securities abuses |
2011 |
NCUA |
$145,000,000 |
Fifth Third Bancorp |
Fifth Third Bancorp |
toxic securities abuses |
2015 |
USAO |
$85,000,000 |
Deutsche Bank AG |
Deutsche Bank |
toxic securities abuses |
2012 |
USAO |
$202,300,000 |
Nomura Asset Acceptance Corporation and Nomura Home Equity Loan, Inc. |
Nomura |
toxic securities abuses |
2016 |
NCUA |
$3,000,000 |
Deutsche Bank |
Deutsche Bank |
toxic securities abuses |
2017 |
DOJ_CIVIL |
$7,200,000,000 |
Credit Suisse |
Credit Suisse |
toxic securities abuses |
2017 |
DOJ_CIVIL |
$5,280,000,000 |
UBS |
UBS |
toxic securities abuses |
2017 |
NCUA |
$445,000,000 |
Royal Bank of Scotland PLC |
NatWest Group PLC |
toxic securities abuses |
2017 |
FHFA |
$5,500,000,000 |
RBS Securities Inc. |
NatWest Group PLC |
toxic securities abuses |
2017 |
USAO |
$44,000,000 |
Societe Generale S.A. |
Societe Generale |
toxic securities abuses |
2017 |
USAO |
$50,000,000 |
Ally Financial Inc. |
Ally Financial |
toxic securities abuses |
2016 |
USAO |
$52,000,000 |
Ambac Financial Group et al. |
Ambac Financial |
toxic securities abuses |
2013 |
USAO |
$101,900,000 |
Barclays Capital, Inc. |
Barclays |
toxic securities abuses |
2018 |
USAO |
$2,000,000,000 |
Royal Bank of Scotland Group plc |
NatWest Group PLC |
toxic securities abuses |
2018 |
DOJ_CIVIL |
$4,900,000,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
toxic securities abuses |
2018 |
DOJ_CIVIL |
$2,090,000,000 |
HSBC |
HSBC |
toxic securities abuses |
2018 |
USAO |
$765,000,000 |
Barclays Bank PLC |
Barclays |
toxic securities abuses |
2013 |
MA-AG |
$36,100,000 |
Barclays Capital Inc. |
Barclays |
toxic securities abuses |
2016 |
VA-AG |
$9,000,000 |
Citigroup |
Citigroup |
toxic securities abuses |
2008 |
MA-AG |
$20,000,000 |
Citigroup Global Markets Inc. |
Citigroup |
toxic securities abuses |
2016 |
VA-AG |
$4,750,000 |
Citigroup Inc. |
Citigroup |
toxic securities abuses |
2014 |
MULTI-AG |
(*) $291,750,000 |
Comerica Bank |
Comerica |
toxic securities abuses |
2008 |
MI-AG |
$110,000 |
Countrywide Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. |
Bank of America |
toxic securities abuses |
2016 |
VA-AG |
$19,500,000 |
Credit Suisse Securities (USA) LLC |
Credit Suisse |
toxic securities abuses |
2016 |
VA-AG |
$1,200,000 |
DB Structured Products, Inc. |
Deutsche Bank |
toxic securities abuses |
2013 |
NV-AG |
$11,500,000 |
Deutsche Bank |
Deutsche Bank |
toxic securities abuses |
2017 |
MD-AG |
$95,000,000 |
Deutsche Bank Securities Inc. |
Deutsche Bank |
toxic securities abuses |
2016 |
VA-AG |
$5,621,897 |
Goldman Sachs |
Goldman Sachs |
toxic securities abuses |
2016 |
MULTI-AG |
(*) $225,000,000 |
Goldman, Sachs & Co. |
Goldman Sachs |
toxic securities abuses |
2016 |
VA-AG |
$2,900,000 |
HSBC Securities (USA) Inc. |
HSBC |
toxic securities abuses |
2016 |
VA-AG |
$2,500,000 |
J.P. Morgan Chase & Co. |
JPMorgan Chase |
toxic securities abuses |
2013 |
CA-AG |
(*) $298,973,000 |
JPMorgan Chase |
JPMorgan Chase |
toxic securities abuses |
2013 |
MULTI-AG |
(*) $1,066,000,000 |
Merrill Lynch |
Bank of America |
toxic securities abuses |
2009 |
MA-AG |
$300,000 |
Merrill Lynch |
Bank of America |
toxic securities abuses |
2008 |
MA-AG |
$13,700,000 |
Morgan Stanley |
Morgan Stanley |
toxic securities abuses |
2016 |
IL-AG |
$22,500,000 |
Morgan Stanley |
Morgan Stanley |
toxic securities abuses |
2016 |
NY-AG |
$550,000,000 |
Morgan Stanley & Co. |
Morgan Stanley |
toxic securities abuses |
2010 |
MA-AG |
$102,000,000 |
Morgan Stanley & Co. |
Morgan Stanley |
toxic securities abuses |
2008 |
MA-AG |
$1,500,000 |
Morgan Stanley & Co. LLC |
Morgan Stanley |
toxic securities abuses |
2016 |
VA-AG |
$6,900,000 |
Morgan Stanley Mortgage Capital Holdings |
Morgan Stanley |
toxic securities abuses |
2011 |
NV-AG |
$28,200,000 |
RBS Financial Products |
NatWest Group PLC |
toxic securities abuses |
2012 |
NV-AG |
$42,000,000 |
RBS Financial Products Inc. |
NatWest Group PLC |
toxic securities abuses |
2011 |
MA-AG |
$52,000,000 |
RBS Securities Inc. |
NatWest Group PLC |
toxic securities abuses |
2016 |
VA-AG |
$10,000,000 |
RBS Securities, Inc. |
NatWest Group PLC |
toxic securities abuses |
2016 |
CT-AG |
$120,000,000 |
Royal Bank of Scotland |
NatWest Group PLC |
toxic securities abuses |
2017 |
CA-AG |
$125,000,000 |
Royal Bank of Scotland |
NatWest Group PLC |
toxic securities abuses |
2018 |
IL-AG |
$20,000,000 |
Royal Bank of Scotland |
NatWest Group PLC |
toxic securities abuses |
2018 |
NY-AG |
$500,000,000 |
UBS Financial Services, Inc. and UBS Securities LLC |
UBS |
toxic securities abuses |
2008 |
MA-AG |
$35,000,000 |
UBS Securities LLC |
UBS |
toxic securities abuses |
2018 |
NY-AG |
$230,000,000 |
UBS Securities LLC |
UBS |
toxic securities abuses |
2016 |
VA-AG |
$850,000 |
Wells Fargo |
Wells Fargo |
toxic securities abuses |
2018 |
IL-AG |
$17,250,000 |
Morgan Keegan & Company |
Raymond James Financial |
toxic securities abuses |
2013 |
MULTI-FIN |
(*) $100,000,000 |
RBS Financial Products, Inc. |
NatWest Group PLC |
toxic securities abuses |
2020 |
MD-AG |
$18,000,000 |
Barclays Capital Inc. |
Barclays |
toxic securities abuses |
2021 |
NM-AG |
$4,642,857 |
Citigroup Global Markets Inc. |
Citigroup |
toxic securities abuses |
2021 |
NM-AG |
$4,642,857 |
Goldman Sachs & Co. LLC |
Goldman Sachs |
toxic securities abuses |
2021 |
NM-AG |
$4,642,857 |
J.P. Morgan Securities LLC |
JPMorgan Chase |
toxic securities abuses |
2021 |
NM-AG |
$4,642,857 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Bank of America |
toxic securities abuses |
2021 |
NM-AG |
$4,642,857 |
NatWest Markets Securities Inc. |
NatWest Group PLC |
toxic securities abuses |
2021 |
NM-AG |
$4,642,857 |
Washington Mutual Mortgage Securities Corp. |
JPMorgan Chase |
toxic securities abuses |
2021 |
NM-AG |
$4,642,857 |
Cleco Power |
Macquarie |
utility administrative violation |
2004 |
LA-PSC |
$18,000,000 |
Credit Suisse Energy LLC |
Credit Suisse |
utility service violation |
2017 |
TX-PUC |
$7,500 |
Morgan Stanley Capital Group |
Morgan Stanley |
utility service violation |
2014 |
TX-PUC |
$18,000 |
Citigroup Technology Inc |
Citigroup |
wage and hour violation |
2016 |
WHD |
$1,967,689 |
U.S. Bank |
U.S. Bancorp |
wage and hour violation |
2008 |
WHD |
$140,787 |
H & R Block |
H&R Block |
wage and hour violation |
2015 |
WHD |
$257,577 |
Transamerica Life Insurance Company |
Aegon |
wage and hour violation |
2015 |
WHD |
$70,143 |
GUARANTEED RATE, INC. |
Guaranteed Rate Inc. |
wage and hour violation |
2015 |
WHD |
$12,548 |
Prospect Mortgage |
Homebridge Financial Services |
wage and hour violation |
2015 |
WHD |
$211,237 |
Bank of the West |
BNP Paribas |
wage and hour violation |
2015 |
WHD |
$33,750 |
BancFirst Insurance Services, Inc. |
BancFirst |
wage and hour violation |
2014 |
WHD |
$20,229 |
H & R Block |
H&R Block |
wage and hour violation |
2014 |
WHD |
$128,872 |
H&R Block Eastern Enterprises Inc |
H&R Block |
wage and hour violation |
2014 |
WHD |
$24,928 |
National Life Insurance Company |
National Life Group |
wage and hour violation |
2014 |
WHD |
$32,087 |
TMX Finance, LLC |
TMX Finance |
wage and hour violation |
2014 |
WHD |
$10,057 |
Highmark, Inc |
Highmark Inc. |
wage and hour violation |
2014 |
WHD |
$120,900 |
The Huntington National Bank |
Huntington Bancshares |
wage and hour violation |
2013 |
WHD |
$32,553 |
Chemoil Corporation |
Glencore |
wage and hour violation |
2013 |
WHD |
$16,594 |
UBS, Inc. |
UBS |
wage and hour violation |
2013 |
WHD |
$90,902 |
MetLife, Inc. |
MetLife |
wage and hour violation |
2013 |
WHD |
$24,296 |
United American Insurance Company |
Globe Life Inc. |
wage and hour violation |
2012 |
WHD |
$19,791 |
Ace Cash Express, Inc. |
ACE Cash Express |
wage and hour violation |
2012 |
WHD |
$18,852 |
First Republic Bank |
First Republic Bank |
wage and hour violation |
2012 |
WHD |
$1,009,644 |