Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
WESTERN UNION Western Union workplace safety or health violation 2015 OSHA $11,000
GEORGIA CASH AMERICA, INC. FirstCash workplace safety or health violation 2015 OSHA $10,920
IMTT- BAYONNE LLC Macquarie workplace safety or health violation 2016 OSHA $87,297
CASH AMERICA FirstCash workplace safety or health violation 2016 OSHA $8,500
NEOVIA LOGISTICS DISTRIBUTION, LLC Goldman Sachs workplace safety or health violation 2016 OSHA $5,000
THE KANSAS CITY STAR Chatham Asset Management workplace safety or health violation 2016 OSHA $23,696
WELLS FARGO BANK, NA Wells Fargo workplace safety or health violation 2017 OSHA $9,000
IAC ALBEMARLE, LLC Invesco workplace safety or health violation 2017 OSHA $7,000
WHEELABRATOR SAUGUS, INC. Macquarie workplace safety or health violation 2017 OSHA $17,600
CLECO CORPORATION Macquarie workplace safety or health violation 2017 OSHA $8,626
LOUIS DREYFUS COMPANY RIVER ELEVATORS, LLC Louis Dreyfus workplace safety or health violation 2017 OSHA $8,665
NEOVIA LOGISTICS SERVICES, LLC Goldman Sachs workplace safety or health violation 2017 OSHA $7,605
CITIZENS FINANCIAL GROUP, INC. Citizens Financial Group workplace safety or health violation 2017 OSHA $6,338
W. R. BERKLEY CORPORATION W.R. Berkley workplace safety or health violation 2017 OSHA $5,000
CLECO CORPORATION Macquarie workplace safety or health violation 2017 OSHA $5,545
HIGHMARK INC. Highmark Inc. workplace safety or health violation 2018 OSHA $25,868
BROADRIDGE FINANCIAL SOLUTIONS Broadridge Financial Solutions workplace safety or health violation 2018 OSHA $15,522
NEOVIA LOGISTICS DISTRIBUTION, LLC Goldman Sachs workplace safety or health violation 2018 OSHA $10,000
WHEELABRATOR MILLBURY INC. Macquarie workplace safety or health violation 2018 OSHA $9,472
BROADRIDGE FINANCIAL SOLUTIONS, INC. Broadridge Financial Solutions workplace safety or health violation 2019 OSHA $8,335
IMTT-BAYONNE Macquarie workplace safety or health violation 2019 OSHA $113,964
WHEELABRATOR CONCORD INC. Macquarie workplace safety or health violation 2019 OSHA $7,100
WHEELABRATOR NORTH ANDOVER Macquarie workplace safety or health violation 2019 OSHA $7,500
MASS MUTUAL INSTITUTIONAL FUNDS Massachusetts Mutual Life Insurance workplace safety or health violation 2020 OSHA $9,639
GAS COMPANY LLC Macquarie workplace safety or health violation 2020 OSHA $9,832
ASURION, LLC. Asurion workplace safety or health violation 2020 OSHA $5,783
IAC WAUSEON, LLC Invesco workplace safety or health violation 2021 OSHA $10,143
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2001 MSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2000 MSHA $5,200
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2002 MSHA $25,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $20,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2004 MSHA $5,800
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $6,996
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2005 MSHA $5,300
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,188
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2004 MSHA $36,800
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $6,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $9,625
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $9,288
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $7,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,745
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $5,211
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $8,893
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $29,529
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,040
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $5,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $11,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $9,634
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $9,625
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $15,971
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $11,600
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $6,600
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $18,800
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $25,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,040
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $6,600
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $10,705
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $8,421
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $27,259
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2005 MSHA $7,200
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,300
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,188
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,460
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,280
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $6,153
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $18,271
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $10,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $8,574
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $11,306
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,504
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,211
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,578
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $5,300
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,504
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $18,271
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $10,437
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $40,180
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $7,205
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,080
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $14,743
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $50,457
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $8,893
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $16,362
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $9,122
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $13,268
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $6,458
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)