Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$344,899,848,624
Number of Records: 
6,989
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,898,016,192264
JPMorgan Chase$36,107,446,133199
Citigroup$25,540,645,217156
Wells Fargo$21,881,892,841222
Deutsche Bank$18,341,457,30276
UBS$16,854,318,334101
Goldman Sachs$16,399,485,79387
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,148,363,95019
Credit Suisse$10,732,400,12649


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
FARMERS INSURANCE EXCHANGE Farmers Insurance Exchange workplace safety or health violation 2010 OSHA $5,000
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2009 OSHA $6,000
ALLO COMMUNICATIONS Nelnet workplace safety or health violation 2011 OSHA $10,500
IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P. Louis Dreyfus workplace safety or health violation 2011 OSHA $13,600
R.R. DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2010 OSHA $12,600
BANK OF AMERICA Bank of America workplace safety or health violation 2011 OSHA $6,600
R.R. DONNELLEY Chatham Asset Management workplace safety or health violation 2010 OSHA $11,600
THE HARTFORD FINANCIAL SERVICES GROUP, INC. Hartford Financial Services workplace safety or health violation 2011 OSHA $5,600
WHEELABRATOR SHASTA ENERGY CO, INC Macquarie workplace safety or health violation 2010 OSHA $10,000
WHEELABRATOR PORTSMOUTH Macquarie workplace safety or health violation 2010 OSHA $6,890
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2010 OSHA $8,750
IFCO SYSTEMS Triton Investments Advisers workplace safety or health violation 2010 OSHA $8,000
R.R. DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2012 OSHA $5,950
IFCO SYSTEMS N.A., INC. Triton Investments Advisers workplace safety or health violation 2010 OSHA $7,000
IFCO SYSTEMS NA INC DBA PALLET COMPANIES INC Triton Investments Advisers workplace safety or health violation 2010 OSHA $44,000
IFCO SYSTEMS NORTH AMERICA, INC. Triton Investments Advisers workplace safety or health violation 2011 OSHA $5,950
GS ASSET MANAGEMENT First Merchants Corp. workplace safety or health violation 2011 OSHA $23,400
RR DONNELLEY Chatham Asset Management workplace safety or health violation 2011 OSHA $6,400
RR DONNELLEY Chatham Asset Management workplace safety or health violation 2011 OSHA $12,435
IAC Invesco workplace safety or health violation 2013 OSHA $9,025
WHEELABRATOR ENERGY COMPANY, INCORPORATED Macquarie workplace safety or health violation 2011 OSHA $15,000
IFCO SYSTEMS NORTH AMERICA INC. Triton Investments Advisers workplace safety or health violation 2011 OSHA $73,950
IFCO SYSTEMS NORTH AMERICA INC Triton Investments Advisers workplace safety or health violation 2011 OSHA $8,000
IAC SPARTANBURG Invesco workplace safety or health violation 2011 OSHA $7,277
IFCO SYSTEMS Triton Investments Advisers workplace safety or health violation 2011 OSHA $5,000
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC Invesco workplace safety or health violation 2011 OSHA $5,850
PROGRESSIVE, INC. Progressive workplace safety or health violation 2012 OSHA $29,000
RR DONNELLEY RENO OFFSET Chatham Asset Management workplace safety or health violation 2011 OSHA $5,024
COMMUNICORP INC. Aflac workplace safety or health violation 2011 OSHA $9,900
UNUM GROUP CORPORATION Unum workplace safety or health violation 2011 OSHA $5,400
IAC MADISONVILLE LLC Invesco workplace safety or health violation 2014 OSHA $5,000
IAC DAYTON LLC Invesco workplace safety or health violation 2013 OSHA $5,775
THEO. DAVIS SONS, INCORPORATED Chatham Asset Management workplace safety or health violation 2013 OSHA $6,750
DITECH INC Ditech Holding Corporation workplace safety or health violation 2014 OSHA $5,880
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2014 OSHA $5,000
IAC SPRINGFIELD, LLC Invesco workplace safety or health violation 2014 OSHA $9,100
IAC MADISONVILLE LLC Invesco workplace safety or health violation 2014 OSHA $7,500
IAC HURON, LLC Invesco workplace safety or health violation 2011 OSHA $20,940
AMERICAN FAMILY INSURANCE American Family Insurance workplace safety or health violation 2012 OSHA $12,500
CINCINNATI BELL TELEPHONE Macquarie workplace safety or health violation 2012 OSHA $13,500
RR DONNELLY COMPANY Chatham Asset Management workplace safety or health violation 2012 OSHA $17,000
IFCO SYSTEMS, NORTH AMERICA Triton Investments Advisers workplace safety or health violation 2012 OSHA $6,720
STATE FARM INSURANCE State Farm Insurance workplace safety or health violation 2012 OSHA $8,160
THE KEMPER COMPANY Kemper workplace safety or health violation 2012 OSHA $9,800
SYNAGRO Goldman Sachs workplace safety or health violation 2012 OSHA $7,000
IFCO SYSTEMS US, LLC SITE146 Triton Investments Advisers workplace safety or health violation 2013 OSHA $23,099
R.R. DONNELLEY Chatham Asset Management workplace safety or health violation 2013 OSHA $15,400
THE GAS COMPANY, LLC Macquarie workplace safety or health violation 2013 OSHA $7,000
THE GAS COMPANY, LLC Macquarie workplace safety or health violation 2013 OSHA $10,500
R. R. DONNELLEY AND SONS COMPANY Chatham Asset Management workplace safety or health violation 2013 OSHA $7,000
IFCO SYSTEMS N.A. INC. Triton Investments Advisers workplace safety or health violation 2013 OSHA $5,082
DEUTSCHE BANK USA Deutsche Bank workplace safety or health violation 2013 OSHA $5,250
WELLS FARGO BANK #1692 Wells Fargo workplace safety or health violation 2013 OSHA $12,000
RR DONNELLEY ATLANTA Chatham Asset Management workplace safety or health violation 2014 OSHA $6,352
CITICORP CREDIT CARD SERVICES, INC. (USA) Citigroup workplace safety or health violation 2014 OSHA $7,650
IFCO SYSTEMS N.A., INC. Triton Investments Advisers workplace safety or health violation 2014 OSHA $13,500
IFCO SYSTEMS NORTH AMERICA, INC - SITE 711 Triton Investments Advisers workplace safety or health violation 2014 OSHA $7,040
IFCO SYSTEMS US, LLC Triton Investments Advisers workplace safety or health violation 2014 OSHA $13,073
IFCO SYSTEMS, NORTH AMERICA #409 Triton Investments Advisers workplace safety or health violation 2014 OSHA $6,000
BUCKEYE PARTNERS, LP IFM Investors workplace safety or health violation 2014 OSHA $7,000
RR DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2014 OSHA $6,510
IAC SPRINGFIELD LLC Invesco workplace safety or health violation 2014 OSHA $6,350
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC Invesco workplace safety or health violation 2014 OSHA $6,300
IFCO SYSTEMS NORTH AMERICA, INC. Triton Investments Advisers workplace safety or health violation 2014 OSHA $18,400
ANDERSON LA Chatham Asset Management workplace safety or health violation 2014 OSHA $19,875
RR DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2015 OSHA $5,000
U.S. BANCORP DBA US BANK MT. VERNON IL OFFICE U.S. Bancorp workplace safety or health violation 2015 OSHA $8,775
FIDELITY NATIONAL FINANCIAL, INC. Fidelity National Financial workplace safety or health violation 2015 OSHA $5,605
GE ENERGY MANAGEMENT GRID SOLUTIONS, LLC Synchrony Financial workplace safety or health violation 2015 OSHA $22,300
R.R. DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2015 OSHA $7,000
THE MCCLATCHY COMPANY Chatham Asset Management workplace safety or health violation 2015 OSHA $13,500
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA INC Invesco workplace safety or health violation 2015 OSHA $6,600
RR DONNELLEY AND SONS INC. Chatham Asset Management workplace safety or health violation 2015 OSHA $10,500
RR DONNELLEY Chatham Asset Management workplace safety or health violation 2015 OSHA $5,500
WESTERN UNION Western Union workplace safety or health violation 2015 OSHA $11,000
GEORGIA CASH AMERICA, INC. FirstCash workplace safety or health violation 2015 OSHA $10,920
RR DONNELLEY Chatham Asset Management workplace safety or health violation 2016 OSHA $6,000
RR DONNELLEY Chatham Asset Management workplace safety or health violation 2016 OSHA $15,400
RR DONNELLEY Chatham Asset Management workplace safety or health violation 2016 OSHA $12,934
R.R. DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2016 OSHA $10,000
CASH AMERICA FirstCash workplace safety or health violation 2016 OSHA $8,500
NEOVIA LOGISTICS DISTRIBUTION, LLC Goldman Sachs workplace safety or health violation 2016 OSHA $5,000
THE KANSAS CITY STAR Chatham Asset Management workplace safety or health violation 2016 OSHA $23,696
WELLS FARGO BANK, NA Wells Fargo workplace safety or health violation 2017 OSHA $9,000
IAC ALBEMARLE, LLC Invesco workplace safety or health violation 2017 OSHA $7,000
BUCKEYE PARTNERS, L.P. IFM Investors workplace safety or health violation 2017 OSHA $7,000
WHEELABRATOR SAUGUS, INC. Macquarie workplace safety or health violation 2017 OSHA $17,600
FITTJE BROS. PRINTING CO. Chatham Asset Management workplace safety or health violation 2017 OSHA $5,000
CLECO CORPORATION Macquarie workplace safety or health violation 2017 OSHA $8,626
LOUIS DREYFUS COMPANY RIVER ELEVATORS, LLC Louis Dreyfus workplace safety or health violation 2017 OSHA $8,665
NEOVIA LOGISTICS SERVICES, LLC Goldman Sachs workplace safety or health violation 2017 OSHA $7,605
CITIZENS FINANCIAL GROUP, INC. Citizens Financial Group workplace safety or health violation 2017 OSHA $6,338
W. R. BERKLEY CORPORATION W.R. Berkley workplace safety or health violation 2017 OSHA $5,000
CLECO CORPORATION Macquarie workplace safety or health violation 2017 OSHA $5,545
HIGHMARK INC. Highmark Inc. workplace safety or health violation 2018 OSHA $25,868
BROADRIDGE FINANCIAL SOLUTIONS Broadridge Financial Solutions workplace safety or health violation 2018 OSHA $15,522
NEOVIA LOGISTICS DISTRIBUTION, LLC Goldman Sachs workplace safety or health violation 2018 OSHA $10,000
WHEELABRATOR MILLBURY INC. Macquarie workplace safety or health violation 2018 OSHA $9,472
SYNAGRO-WWT, INC. Goldman Sachs workplace safety or health violation 2019 OSHA $8,525
BROADRIDGE FINANCIAL SOLUTIONS, INC. Broadridge Financial Solutions workplace safety or health violation 2019 OSHA $8,335
BOYD CORPORATION Goldman Sachs workplace safety or health violation 2019 OSHA $6,300
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)