Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$344,899,848,624
Number of Records: 
6,989
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,898,016,192264
JPMorgan Chase$36,107,446,133199
Citigroup$25,540,645,217156
Wells Fargo$21,881,892,841222
Deutsche Bank$18,341,457,30276
UBS$16,854,318,334101
Goldman Sachs$16,399,485,79387
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,148,363,95019
Credit Suisse$10,732,400,12649


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
BOYD CORPORATION Goldman Sachs workplace safety or health violation 2019 OSHA $6,300
BUCKEYE PARTNERS, L.P. IFM Investors workplace safety or health violation 2019 OSHA $13,500
WHEELABRATOR CONCORD INC. Macquarie workplace safety or health violation 2019 OSHA $7,100
WHEELABRATOR NORTH ANDOVER Macquarie workplace safety or health violation 2019 OSHA $7,500
NYRSTAR CLARKSVILLE, INC. Trafigura workplace safety or health violation 2020 OSHA $28,916
MASS MUTUAL INSTITUTIONAL FUNDS Massachusetts Mutual Life Insurance workplace safety or health violation 2020 OSHA $9,639
GAS COMPANY LLC Macquarie workplace safety or health violation 2020 OSHA $9,832
ASURION, LLC. Asurion workplace safety or health violation 2020 OSHA $5,783
IAC WAUSEON, LLC Invesco workplace safety or health violation 2021 OSHA $10,143
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA, INC. Invesco workplace safety or health violation 2021 OSHA $16,524
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2021 OSHA $10,500
RR DONNELLEY Chatham Asset Management workplace safety or health violation 2022 OSHA $12,327
BOYD CORPORATION Goldman Sachs workplace safety or health violation 2022 OSHA $24,862
SYNAGRO WWT INC Goldman Sachs workplace safety or health violation 2022 OSHA $11,095
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2010 MSHA $5,080
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $7,578
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2009 MSHA $9,951
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2010 MSHA $5,080
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2009 MSHA $25,000
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $10,200
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2009 MSHA $16,830
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $38,925
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $5,503
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2010 MSHA $18,271
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2009 MSHA $6,600
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $5,000
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $6,200
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $5,961
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $6,800
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $7,176
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $6,062
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2010 MSHA $38,925
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $8,000
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $10,437
Cleco Corp Macquarie workplace safety or health violation 2012 MSHA $9,310
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $5,080
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $8,600
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2011 MSHA $5,080
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2012 MSHA $31,100
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2012 MSHA $7,115
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2014 MSHA $8,600
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2014 MSHA $5,000
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2011 MSHA $12,248
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $5,000
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $11,500
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $14,743
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $11,000
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2012 MSHA $7,000
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $13,268
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $9,000
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $6,500
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $8,893
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2011 MSHA $12,790
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $33,400
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $8,000
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2012 MSHA $6,996
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2013 MSHA $6,351
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2011 MSHA $5,016
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2011 MSHA $13,510
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2011 MSHA $13,268
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2014 MSHA $5,080
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2020 MSHA $5,332
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2015 MSHA $5,080
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2019 MSHA $7,401
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2020 MSHA $6,159
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2018 MSHA $5,903
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2018 MSHA $10,473
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2015 MSHA $5,645
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2018 MSHA $8,947
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2019 MSHA $5,776
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2019 MSHA $11,041
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2019 MSHA $36,151
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2019 MSHA $8,016
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2018 MSHA $9,942
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2018 MSHA $5,997
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2019 MSHA $72,600
Nyrstar Gordonsville, LLC Trafigura workplace safety or health violation 2015 MSHA $5,961
Nyrstar Tennessee Mines, Strawberry Plains LLC Trafigura workplace safety or health violation 2021 MSHA $6,232
Barclays Bank PLC Barclays workplace whistleblower retaliation 2018 NY-DFS $15,000,000
Bank of America Corp. Bank of America workplace whistleblower retaliation 2011 OSHA $930,000
JP Morgan Chase Bank JPMorgan Chase workplace whistleblower retaliation 2016 OSHA $203,323
Wells Fargo Wells Fargo workplace whistleblower retaliation 2017 OSHA $577,500
Wells Fargo Bank N.A Wells Fargo workplace whistleblower retaliation 2017 OSHA $5,400,000
PHH Mortgage Corp. Ocwen Financial zoning violation 2017 NY-DFS $119,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)